DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fund Advisors Of America Inc
Latest filing Feb 26, 2026
First filing on the tape Mar 23, 2012 · 22 filings
SEC status approved since Mar 7, 2000
RAUM
$149M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$149M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$49.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$149M as of Feb 26, 2026
Mar 23, 2012$66.6M then
HNW client RAUM$54.2M as of Feb 26, 2026
Mar 8, 2018$20.0M then
State-registered IARs (5.B.3)3 as of Feb 26, 2026
Mar 23, 20120 then
Employees (5.A)3 as of Feb 26, 2026
Jan 31, 20132 then
Private funds: no history
RAUM +13% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $49.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 195derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $255,403derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +114%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$95.2M64%
- High-net-worth individuals$54.2M36%
- Individual clients
- 553reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 585reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Buchanan Galloway | Orlando, Fl | Mar 11, 1993 | 37 y | 0 |
| Thomas Henry Conrad Schwalbe | Orlando, Fl | Dec 11, 2020 | 16 y | 0 |
| Richard Paul Pfeifer | Orlando, Fl | Mar 10, 2026 | 38 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Russell Coleman Colbert to Royal Palm Investment Advisors, IncApr 25, 2007 · Other
- Daniel Trivison to Royal Palm Investment Advisors, IncJan 23, 2007 · Other
Joined, latest
- Daniel Trivison from National Planning Corporation ("Npc Of America" In Fl & Ny)Feb 24, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Buchanan Gregory Galloway · President, Chief Compliance Officer & Directorcontrolsince 01/1993 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Feb 26, 2026individual and HNW clients (Item 5.D) moved from 274.0 to 585.0 (+114.0%) between the annual amendments of 2025-03-14 and 2026-02-26; the peer median change was +3.0% (3309 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 555 to 585Mar 14, 2025 to Feb 26, 2026
- HNW clients · 29 to 32Mar 14, 2025 to Feb 26, 2026
- Individual clients · 245 to 553Mar 14, 2025 to Feb 26, 2026
- Discretionary RAUM · $132M to $149MMar 14, 2025 to Feb 26, 2026
- HNW RAUM · $51.7M to $54.2MMar 14, 2025 to Feb 26, 2026
- Individual RAUM · $80.3M to $95.2MMar 14, 2025 to Feb 26, 2026
- RAUM · $132M to $149MMar 14, 2025 to Feb 26, 2026
- Accounts · 587 to 555Mar 8, 2024 to Mar 14, 2025
- HNW clients · 30 to 29Mar 8, 2024 to Mar 14, 2025
- Individual clients · 282 to 245Mar 8, 2024 to Mar 14, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 14, 2025
- Discretionary RAUM · $106M to $132MMar 8, 2024 to Mar 14, 2025
- HNW RAUM · $48.5M to $51.7MMar 8, 2024 to Mar 14, 2025
- Individual RAUM · $57.6M to $80.3MMar 8, 2024 to Mar 14, 2025
- RAUM · $106M to $132MMar 8, 2024 to Mar 14, 2025
- Accounts · 581 to 587Feb 23, 2023 to Mar 8, 2024
- HNW clients · 34 to 30Feb 23, 2023 to Mar 8, 2024
- Individual clients · 251 to 282Feb 23, 2023 to Mar 8, 2024
- Discretionary RAUM · $101M to $106MFeb 23, 2023 to Mar 8, 2024
- HNW RAUM · $42.0M to $48.5MFeb 23, 2023 to Mar 8, 2024
- Individual RAUM · $59.3M to $57.6MFeb 23, 2023 to Mar 8, 2024
- RAUM · $101M to $106MFeb 23, 2023 to Mar 8, 2024
- Accounts · 604 to 581Nov 4, 2022 to Feb 23, 2023
- HNW clients · 30 to 34Nov 4, 2022 to Feb 23, 2023
- Individual clients · 269 to 251Nov 4, 2022 to Feb 23, 2023
- Discretionary RAUM · $124M to $101MNov 4, 2022 to Feb 23, 2023
- HNW RAUM · $40.0M to $42.0MNov 4, 2022 to Feb 23, 2023
- Individual RAUM · $83.6M to $59.3MNov 4, 2022 to Feb 23, 2023
- RAUM · $124M to $101MNov 4, 2022 to Feb 23, 2023
- Accounts · 555 to 604Feb 25, 2021 to Mar 7, 2022
- HNW clients · 18 to 30Feb 25, 2021 to Mar 7, 2022
- Individual clients · 294 to 269Feb 25, 2021 to Mar 7, 2022
- Discretionary RAUM · $102M to $124MFeb 25, 2021 to Mar 7, 2022
- HNW RAUM · $30.6M to $40.0MFeb 25, 2021 to Mar 7, 2022
- Individual RAUM · $71.3M to $83.6MFeb 25, 2021 to Mar 7, 2022
- RAUM · $102M to $124MFeb 25, 2021 to Mar 7, 2022
- Accounts · 500 to 555Jun 17, 2020 to Feb 25, 2021
- Advisory employees · 2 to 3Jun 17, 2020 to Feb 25, 2021
- HNW clients · 15 to 18Jun 17, 2020 to Feb 25, 2021
- Individual clients · 285 to 294Jun 17, 2020 to Feb 25, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- cschwalbe@fundadvisorsofamerica.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 407-667-4728reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 407-667-4729reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-438-3040reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- FUNDADVISORSOFAMERICA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-667-4729reportedpublic record, Form ADV, Feb 26, 2026
- Contact form
- fundadvisorsofamerica.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- fundadvisorsofamerica.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026