DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Voit & Company, LLC

Former SEC-registered adviserBrookfield, WisconsinCRD 112587SEC 801-60937IAPD
Latest filing Apr 1, 2021
First filing on the tape Mar 26, 2012 · 33 filings
RAUM
$3.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
33%
$992,904 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$2.0M gross assets
History
33 filings and snapshots on the tape
RAUM$3.0M as of Apr 1, 2021
Mar 26, 2012$118M then
HNW client RAUM$992,904 as of Apr 1, 2021
Mar 31, 2018$164M then
State-registered IARs (5.B.3)1 as of Apr 1, 2021
Feb 1, 20131 then
Employees (5.A)1 as of Apr 1, 2021
Feb 1, 20134 then
Private funds1 as of Apr 1, 2021
Mar 29, 20166 then
RAUM -99% over the last fiscal year-77% a year over threeIARs 4 to 1offices 1 to 0
Practice profile
derived from the filing of Apr 1, 2021; every figure names its basis
RAUM per advisor
$3.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$758,490derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-99%derivedbetween the last two annual amendments
Advisor growth, one year
-75%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.0M67%
  • High-net-worth individuals$992,90433%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Voit Micro Cap Fund LPHedge Fund$2.0M8Apr 17, 2015
      Voit 50/50 Balanced Alternative Fund LPno longer reportedHedge Fund$820,4437Apr 17, 2015
      Voit Large Cap Equity Fund LPno longer reportedHedge Fund$508,4023Apr 17, 2015
      Voit Conservative Income & Growth Fund LPno longer reportedHedge Fund$272,3034Apr 17, 2015
      Voit Growth & Income Fund LPno longer reportedHedge Fund$257,2063Apr 17, 2015
      Voit Core Equity Fund LPno longer reportedHedge Fund$200,9382Apr 17, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Kevin Todd Voit · Member/Chief Compliance Officercontrol
        since 07/2000 · owns 75% or more
      Related persons
      Schedule D 7.A
      • Voit Fund Gp, LLC
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 201 to 4
        Jun 26, 2020 to Apr 1, 2021
      • Advisory employees · 4 to 1
        Jun 26, 2020 to Apr 1, 2021
      • Advisory activities · 3 to 2
        Jun 26, 2020 to Apr 1, 2021
      • Charity clients · 4.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • Corporate clients · 1.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • HNW clients · 82.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • Individual clients · 110.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • Pension plan clients · 3.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • Assets in custody · 67149256.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • Custody of client assets · true to false
        Jun 26, 2020 to Apr 1, 2021
      • Employees · 6 to 1
        Jun 26, 2020 to Apr 1, 2021
      • Insurance-licensed employees · 0 to 1
        Jun 26, 2020 to Apr 1, 2021
      • State-registered IARs · 4 to 1
        Jun 26, 2020 to Apr 1, 2021
      • Other offices · 1 to 0
        Jun 26, 2020 to Apr 1, 2021
      • Discretionary RAUM · $234M to $3.0M
        Jun 26, 2020 to Apr 1, 2021
      • HNW RAUM · $183M to $992,904
        Jun 26, 2020 to Apr 1, 2021
      • Individual RAUM · 42813675.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • Non-discretionary RAUM · $19.1M to $0
        Jun 26, 2020 to Apr 1, 2021
      • Pension RAUM · 19086125.0 to unset
        Jun 26, 2020 to Apr 1, 2021
      • Pooled vehicle RAUM · $1.4M to $2.0M
        Jun 26, 2020 to Apr 1, 2021
      • RAUM · $253M to $3.0M
        Jun 26, 2020 to Apr 1, 2021
      • Accounts · 199 to 201
        May 1, 2019 to Mar 19, 2020
      • HNW clients · 75 to 82
        May 1, 2019 to Mar 19, 2020
      • Individual clients · 114 to 110
        May 1, 2019 to Mar 19, 2020
      • Pension plan clients · 4 to 3
        May 1, 2019 to Mar 19, 2020
      • Assets in custody · $60.7M to $67.1M
        May 1, 2019 to Mar 19, 2020
      • Discretionary RAUM · $239M to $234M
        May 1, 2019 to Mar 19, 2020
      • HNW RAUM · $164M to $183M
        May 1, 2019 to Mar 19, 2020
      • Individual RAUM · $45.2M to $42.8M
        May 1, 2019 to Mar 19, 2020
      • Non-discretionary RAUM · $0 to $19.1M
        May 1, 2019 to Mar 19, 2020
      • Pension RAUM · $20.0M to $19.1M
        May 1, 2019 to Mar 19, 2020
      • Pooled vehicle RAUM · $1.5M to $1.4M
        May 1, 2019 to Mar 19, 2020
      • RAUM · $239M to $253M
        May 1, 2019 to Mar 19, 2020
      • Accounts · 200 to 199
        Nov 16, 2018 to Mar 26, 2019
      • Advisory employees · 3 to 4
        Nov 16, 2018 to Mar 26, 2019
      • Charity clients · 6 to 4
        Nov 16, 2018 to Mar 26, 2019
      • HNW clients · 73 to 75
        Nov 16, 2018 to Mar 26, 2019
      • Pension plan clients · 3 to 4
        Nov 16, 2018 to Mar 26, 2019
      • Pooled vehicle clients · 3 to 1
        Nov 16, 2018 to Mar 26, 2019
      • Assets in custody · $58.6M to $60.7M
        Nov 16, 2018 to Mar 26, 2019
      Signals
      1 dated events
      • Voit & Company, Llc reported RAUM $3.0M, down 99% from $253.3M (2020-06-26 to 2021-04-01)
        Apr 1, 2021 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026