DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Columbia Capital Management, LLC
Latest filing Mar 24, 2026
First filing on the tape Apr 2, 2012 · 24 filings
SEC status approved since May 15, 1998
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$417M
derived; firm RAUM over IAPD count
Employees
18
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.1B as of Mar 24, 2026
Apr 2, 2012$350M then
HNW client RAUM$0 as of Mar 24, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Apr 2, 20120 then
Employees (5.A)18 as of Mar 24, 2026
Feb 13, 20138 then
Private funds: no history
RAUM +7.8% over the last fiscal year+14% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $417MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 95%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$2.0B98%
- Corporations and businesses$41.3M2.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 110reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.95 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeff Thomas White | Merriam, Ks | Mar 27, 2015 | 25 y | 0 |
| Adam Timothy Pope | Merriam, Ks | Mar 27, 2015 | 12 y | 0 |
| Stacey Lynn Walter | Merriam, Ks | Nov 2, 2020 | 12 y | 0 |
| Deric Hunter Marr-Andrews | Merriam, Ks | Jan 23, 2023 | 11 y | 0 |
| Samantha Allison Baker | Merriam, Ks | Nov 16, 2023 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynn Stacey Walter · Chief Compliance Officercontrolsince 01/2019 · owns 5% to 10%
- Thomas Jeff White · Managing Membercontrolsince 01/2013 · owns 25% to 50%
- Alan David Abel · Managing Directorsince 09/2017 · owns 10% to 25%
- Jaret Khalen Dwyer · Managing Directorsince 01/2019 · owns 10% to 25%
- Timothy Adam Pope · Managing Directorsince 01/2019 · owns 10% to 25%
- James Prichard · Managing Directorsince 01/2019 · owns less than 5%
- James Prichard · Trusteesince 01/2019 · owns 75% or more of James H.E. Prichard III Trust, James H.E. Prichard, III Trustee
Entity owners
- James H.E. Prichard III Trust, James H.E. Prichard, III Trustee · LLC Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Ccm New Opportunities, LLCinvestment adviseryRAUM $1.3M
Advisers that list Columbia Capital Management, LLC as a related person
- 301887 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Merriam, Ks · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Carlsbad, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 102 to 110Mar 14, 2025 to Mar 24, 2026
- Employees · 16 to 18Mar 14, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.9B to $2.1BMar 14, 2025 to Mar 24, 2026
- RAUM · $1.9B to $2.1BMar 14, 2025 to Mar 24, 2026
- Accounts · 90 to 102Mar 25, 2024 to Mar 14, 2025
- Employees · 15 to 16Mar 25, 2024 to Mar 14, 2025
- Insurance-licensed employees · 3 to 4Mar 25, 2024 to Mar 14, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Mar 14, 2025
- Discretionary RAUM · $1.7B to $1.9BMar 25, 2024 to Mar 14, 2025
- RAUM · $1.7B to $1.9BMar 25, 2024 to Mar 14, 2025
- Accounts · 74 to 90Nov 15, 2023 to Mar 25, 2024
- Advisory employees · 5 to 6Nov 15, 2023 to Mar 25, 2024
- State-registered IARs · 5 to 6Nov 15, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.4B to $1.7BNov 15, 2023 to Mar 25, 2024
- RAUM · $1.4B to $1.7BNov 15, 2023 to Mar 25, 2024
- Accounts · 58 to 74Mar 25, 2022 to Mar 13, 2023
- Corporate clients · 4 to 6Mar 25, 2022 to Mar 13, 2023
- Employees · 14 to 15Mar 25, 2022 to Mar 13, 2023
- Discretionary RAUM · $1.0B to $1.4BMar 25, 2022 to Mar 13, 2023
- RAUM · $1.0B to $1.4BMar 25, 2022 to Mar 13, 2023
- Accounts · 54 to 58Jul 30, 2021 to Mar 25, 2022
- Discretionary RAUM · $812M to $1.0BJul 30, 2021 to Mar 25, 2022
- RAUM · $812M to $1.0BJul 30, 2021 to Mar 25, 2022
- Other offices · 0 to 1Mar 29, 2021 to Jul 30, 2021
- Accounts · 56 to 54Mar 13, 2020 to Mar 29, 2021
- Advisory employees · 4 to 5Mar 13, 2020 to Mar 29, 2021
- Employees · 15 to 14Mar 13, 2020 to Mar 29, 2021
- Insurance-licensed employees · 0 to 3Mar 13, 2020 to Mar 29, 2021
- State-registered IARs · 4 to 5Mar 13, 2020 to Mar 29, 2021
- Discretionary RAUM · $782M to $812MMar 13, 2020 to Mar 29, 2021
- RAUM · $782M to $812MMar 13, 2020 to Mar 29, 2021
- Accounts · 53 to 56Dec 4, 2019 to Mar 13, 2020
- Employees · 12 to 15Dec 4, 2019 to Mar 13, 2020
- HQ city · OVERLAND PARK to MERRIAMDec 4, 2019 to Mar 13, 2020
- Discretionary RAUM · $798M to $782MDec 4, 2019 to Mar 13, 2020
- RAUM · $798M to $782MDec 4, 2019 to Mar 13, 2020
- Accounts · 50 to 53Mar 27, 2019 to May 15, 2019
- Employees · 10 to 12Mar 27, 2019 to May 15, 2019
- Discretionary RAUM · $714M to $798MMar 27, 2019 to May 15, 2019
- RAUM · $714M to $798MMar 27, 2019 to May 15, 2019
Signals
7 dated events
- Columbia Capital Management, Llc reported RAUM $1.7B, up 26% from $1.4B (2023-11-15 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Columbia Capital Management, Llc reported RAUM $1.4B, up 34% from $1.0B (2022-03-25 to 2023-03-13)Mar 13, 2023 · RAUM change · derived
- Columbia Capital Management, Llc reported RAUM $1.0B, up 28% from $811.8M (2021-07-30 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Claire Courtney Shea (Managing Member) no longer on Schedule A of Columbia Capital Management, Llc (listed 2021-03-29, absent 2021-07-30)Jul 30, 2021 · Control person left · inference
- Weston Dennis Lloyd (President/Chief Compliance Officer) no longer on Schedule A of Columbia Capital Management, Llc (listed 2018-03-29, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Lynn Stacey Walter (Chief Compliance Officer) appeared on Schedule A of Columbia Capital Management, LlcMar 27, 2019 · Control person joined · fact
- Columbia Capital Management, Llc reported RAUM $618.6M, up 44% from $429.2M (2017-03-27 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/columbia-capital-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- getmunivault.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-248-8500reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $417Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026