DFX Intelligence
RIA Intelligence
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SEC-registered adviser
T•• P••••• K••••• C••••••
Latest filing Mar 18, 2026
First filing on the tape Mar 26, 2012 · 18 filings
SEC status approved since Jul 16, 2015
RAUM
$285M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$285M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$285M as of Mar 18, 2026
Mar 26, 2012$68.0M then
HNW client RAUM$267M as of Mar 18, 2026
Mar 28, 2018$104M then
State-registered IARs (5.B.3)2 as of Mar 18, 2026
Mar 26, 20120 then
Employees (5.A)2 as of Mar 18, 2026
Mar 14, 20162 then
Private funds: no history
RAUM -3.5% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $954,597derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$267M94%
- Individuals$18.2M6.4%
- Individual clients
- 79reported
- HNW clients
- 84reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 299reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• D•••• K••••• | Jacksonville, Fl | Jun 25, 2012 | 25 y | 2 |
| S•••••• K••• H•••• | Jacksonville, Fl | Nov 26, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• D•••• K••••• from C•••••••• G••••• M•••••• I•••Jun 25, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• C••••••••• D•••• · President/Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
- K•••••• A••••••• P••••• · Founder Emeritussince 12/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 303 to 299Mar 13, 2025 to Mar 18, 2026
- HNW clients · 89 to 84Mar 13, 2025 to Mar 18, 2026
- Individual clients · 70 to 79Mar 13, 2025 to Mar 18, 2026
- Discretionary RAUM · $296M to $285MMar 13, 2025 to Mar 18, 2026
- HNW RAUM · $275M to $267MMar 13, 2025 to Mar 18, 2026
- Individual RAUM · $21.1M to $18.2MMar 13, 2025 to Mar 18, 2026
- RAUM · $296M to $285MMar 13, 2025 to Mar 18, 2026
- Accounts · 301 to 303Feb 12, 2024 to Mar 13, 2025
- HNW clients · 83 to 89Feb 12, 2024 to Mar 13, 2025
- Individual clients · 73 to 70Feb 12, 2024 to Mar 13, 2025
- Financial planning clients · unset to Feb 12, 2024 to Mar 13, 2025
- Discretionary RAUM · $252M to $296MFeb 12, 2024 to Mar 13, 2025
- HNW RAUM · $221M to $275MFeb 12, 2024 to Mar 13, 2025
- Individual RAUM · $30.2M to $21.1MFeb 12, 2024 to Mar 13, 2025
- RAUM · $252M to $296MFeb 12, 2024 to Mar 13, 2025
- Accounts · 272 to 301Mar 13, 2023 to Feb 12, 2024
- Advisory employees · 3 to 2Mar 13, 2023 to Feb 12, 2024
- HNW clients · 79 to 83Mar 13, 2023 to Feb 12, 2024
- Individual clients · 66 to 73Mar 13, 2023 to Feb 12, 2024
- Employees · 3 to 2Mar 13, 2023 to Feb 12, 2024
- State-registered IARs · 3 to 2Mar 13, 2023 to Feb 12, 2024
- Discretionary RAUM · $212M to $252MMar 13, 2023 to Feb 12, 2024
- HNW RAUM · $184M to $221MMar 13, 2023 to Feb 12, 2024
- Individual RAUM · $28.2M to $30.2MMar 13, 2023 to Feb 12, 2024
- RAUM · $212M to $252MMar 13, 2023 to Feb 12, 2024
- Individual clients · 58 to 66Feb 23, 2022 to Mar 13, 2023
- Discretionary RAUM · $228M to $212MFeb 23, 2022 to Mar 13, 2023
- HNW RAUM · $209M to $184MFeb 23, 2022 to Mar 13, 2023
- Individual RAUM · $19.3M to $28.2MFeb 23, 2022 to Mar 13, 2023
- RAUM · $228M to $212MFeb 23, 2022 to Mar 13, 2023
- Accounts · 253 to 272Feb 23, 2022 to Mar 13, 2023
- HNW clients · 75 to 79Feb 23, 2022 to Mar 13, 2023
- Accounts · 229 to 253Feb 25, 2021 to Feb 23, 2022
- HNW clients · 67 to 75Feb 25, 2021 to Feb 23, 2022
- Individual clients · 52 to 58Feb 25, 2021 to Feb 23, 2022
- Discretionary RAUM · $179M to $228MFeb 25, 2021 to Feb 23, 2022
- HNW RAUM · $166M to $209MFeb 25, 2021 to Feb 23, 2022
- Individual RAUM · $11.2M to $19.3MFeb 25, 2021 to Feb 23, 2022
- Pension RAUM · 1553862.0 to unsetFeb 25, 2021 to Feb 23, 2022
- RAUM · $179M to $228MFeb 25, 2021 to Feb 23, 2022
Signals
1 dated events
- T•• P••••• K••••• C•••••• filed its initial SEC registration (Form ADV)Jul 6, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- P•••••K•••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 904-358-9080reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026