DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Covington & Associates, Inc.
Latest filing Mar 24, 2026
First filing on the tape Feb 24, 2012 · 17 filings
SEC status approved since Jun 20, 2001
RAUM
$308M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
65%
$199M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$308M as of Mar 24, 2026
Feb 24, 2012$154M then
HNW client RAUM$194M as of Mar 24, 2026
Feb 16, 2018$104M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Feb 24, 20120 then
Employees (5.A)3 as of Mar 24, 2026
Jan 23, 20134 then
Private funds: no history
RAUM +10% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 8.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $233M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$194M63%
- Corporations and businesses$82.5M27%
- Charitable organizations$24.0M7.8%
- Individuals$5.0M1.6%
- Pension and profit-sharing plans$2.4M0.8%
- Individual clients
- 15reported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 164reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $233M for 50 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.65 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alina Bykovtseva | Westfield, Nj | Sep 4, 2015 | 12 y | 0 |
| James Joseph Travisano | Westfield, Nj | Dec 15, 2022 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Rachel Ann Rasmussen to Foster & Motley IncSep 16, 2014 · Other
Joined, latest
- James Joseph Travisano from Citigroup Global Markets Inc.Dec 15, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Hugh Covington · President/Chief Compliance Officercontrolsince 05/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westfield, Nj · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 157 to 164Mar 4, 2025 to Mar 24, 2026
- HNW clients · 34 to 30Mar 4, 2025 to Mar 24, 2026
- Individual clients · 9 to 15Mar 4, 2025 to Mar 24, 2026
- Assets in custody · $211M to $233MMar 4, 2025 to Mar 24, 2026
- Discretionary RAUM · $269M to $297MMar 4, 2025 to Mar 24, 2026
- HNW RAUM · $174M to $194MMar 4, 2025 to Mar 24, 2026
- Individual RAUM · $5.3M to $5.0MMar 4, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $10.9M to $11.0MMar 4, 2025 to Mar 24, 2026
- Pension RAUM · $2.1M to $2.4MMar 4, 2025 to Mar 24, 2026
- RAUM · $280M to $308MMar 4, 2025 to Mar 24, 2026
- Accounts · 154 to 157Mar 8, 2024 to Mar 4, 2025
- HNW clients · 33 to 34Mar 8, 2024 to Mar 4, 2025
- Individual clients · 10 to 9Mar 8, 2024 to Mar 4, 2025
- Assets in custody · $184M to $211MMar 8, 2024 to Mar 4, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 4, 2025
- Discretionary RAUM · $231M to $269MMar 8, 2024 to Mar 4, 2025
- HNW RAUM · $148M to $174MMar 8, 2024 to Mar 4, 2025
- Individual RAUM · $4.7M to $5.3MMar 8, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $10.5M to $10.9MMar 8, 2024 to Mar 4, 2025
- Pension RAUM · $1.7M to $2.1MMar 8, 2024 to Mar 4, 2025
- RAUM · $242M to $280MMar 8, 2024 to Mar 4, 2025
- HNW clients · 31 to 33Mar 29, 2023 to Mar 8, 2024
- Assets in custody · $178M to $184MMar 29, 2023 to Mar 8, 2024
- State-registered IARs · 0 to 2Mar 29, 2023 to Mar 8, 2024
- Discretionary RAUM · $216M to $231MMar 29, 2023 to Mar 8, 2024
- HNW RAUM · $127M to $148MMar 29, 2023 to Mar 8, 2024
- Individual RAUM · $4.2M to $4.7MMar 29, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $10.3M to $10.5MMar 29, 2023 to Mar 8, 2024
- Pension RAUM · $16.4M to $1.7MMar 29, 2023 to Mar 8, 2024
- RAUM · $227M to $242MMar 29, 2023 to Mar 8, 2024
- Accounts · 156 to 154Jan 21, 2022 to Mar 29, 2023
- Advisory employees · 4 to 3Jan 21, 2022 to Mar 29, 2023
- HNW clients · 25 to 31Jan 21, 2022 to Mar 29, 2023
- Individual clients · 11 to 10Jan 21, 2022 to Mar 29, 2023
- Assets in custody · unset to 178371753.0Jan 21, 2022 to Mar 29, 2023
- Custody of client assets · false to trueJan 21, 2022 to Mar 29, 2023
- Employees · 5 to 3Jan 21, 2022 to Mar 29, 2023
- Discretionary RAUM · $248M to $216MJan 21, 2022 to Mar 29, 2023
- HNW RAUM · $142M to $127MJan 21, 2022 to Mar 29, 2023
- Individual RAUM · $5.2M to $4.2MJan 21, 2022 to Mar 29, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 908-232-4717reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026