DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kbi Global Investors (North America) Ltd
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Jun 18, 2001
RAUM
$1.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
25 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.7B as of Mar 27, 2026
Mar 30, 2012$538M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)57 as of Mar 27, 2026
Mar 28, 201348 then
Private funds2 as of Mar 27, 2026
Mar 30, 20125 then
RAUM -22% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $368M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$608M37%
- Corporations and businesses$394M24%
- Pension and profit-sharing plans$379M23%
- Charitable organizations$124M7.5%
- Investment companies$95.2M5.8%
- State and municipal entities$54.0M3.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $368M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.42 institutional_share=0.33 related_bd=true related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Skellig Dst Water Fund | Other Private Fund | $265M | 18 | Mar 30, 2012 |
| Kbi Dividend Plus International Equity Fundno longer reported | Other Private Fund | $40.8M | 1 | Mar 30, 2012 |
| Kbi Dividend Plus International Developed Fundno longer reported | Other Private Fund | $37.3M | 1 | Mar 30, 2012 |
| Kbi Dividend Plus Emerging Markets Fundno longer reported | Other Private Fund | $32.6M | 5 | Mar 30, 2012 |
| Kbi Water Fundno longer reported | Other Private Fund | $19.3M | 1 | Mar 30, 2012 |
| Skellig Integris Emerging Markets Fund | Other Private Fund | $9.2M | 1 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Geoffrey John Blake · Directorcontrolsince 04/2008 · owns less than 5%
- Raymond William Cotter · Non Executive Directorcontrolsince 06/2018 · owns less than 5%
- Sean Michael Hawkshaw · Director & Ceocontrolsince 09/2003 · owns less than 5%
- Derval Murray · Chief Compliance Officercontrolsince 05/2001 · owns less than 5%
- Noel O'Halloran · Ciocontrolsince 12/2003 · owns less than 5%
- Dudley Gerard Solan · Cfo & Coocontrolsince 09/2008 · owns less than 5%
Entity owners
- Kbi Global Investors Limited · Sole Shareholderdirect · owns 75% or more
- Amundi · Shareholderindirect · owns 75% or more of Amundi Asset Management
- Amundi Asset Management · Shareholderindirect · owns 75% or more of Kbi Global Investors Limited
- Credit Agricole Sa · Shareholderindirect · owns 50% to 75% of Amundi
- Sas Rue La Boetie · Shareholderindirect · owns 50% to 75% of Credit Agricole Sa
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- Boston, MA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 39.0% to 57.0% between the annual amendments of 2025-03-31 and 2026-03-27peers: other advisers, $1B to $5B (247)
What changed
consecutive filings, newest first
- Accounts · 27 to 25Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 28 to 25Mar 31, 2025 to Mar 27, 2026
- BD registered reps · 2 to 3Mar 31, 2025 to Mar 27, 2026
- Corporate clients · unset to 7.0Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 9 to 5Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $273M to $368MMar 31, 2025 to Mar 27, 2026
- Employees · 62 to 57Mar 31, 2025 to Mar 27, 2026
- Private funds · 3 to 2Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.1B to $1.7BMar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $9.8MMar 31, 2025 to Mar 27, 2026
- Pension RAUM · $540M to $379MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.0B to $608MMar 31, 2025 to Mar 27, 2026
- RAUM · $2.1B to $1.7BMar 31, 2025 to Mar 27, 2026
- Accounts · 31 to 27Mar 26, 2024 to Mar 31, 2025
- Advisory employees · 27 to 28Mar 26, 2024 to Mar 31, 2025
- BD registered reps · 3 to 2Mar 26, 2024 to Mar 31, 2025
- Pooled vehicle clients · 12 to 9Mar 26, 2024 to Mar 31, 2025
- Assets in custody · $275M to $273MMar 26, 2024 to Mar 31, 2025
- Employees · 60 to 62Mar 26, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 31, 2025
- HQ state · unset to Mar 26, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 0Mar 26, 2024 to Mar 31, 2025
- Private funds · 2 to 3Mar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.1B to $2.1BMar 26, 2024 to Mar 31, 2025
- Pension RAUM · $657M to $540MMar 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $1.0BMar 26, 2024 to Mar 31, 2025
- RAUM · $3.1B to $2.1BMar 26, 2024 to Mar 31, 2025
- Accounts · 32 to 31Mar 31, 2023 to Mar 26, 2024
- Advisory employees · 24 to 27Mar 31, 2023 to Mar 26, 2024
- Pooled vehicle clients · 13 to 12Mar 31, 2023 to Mar 26, 2024
- Assets in custody · $249M to $275MMar 31, 2023 to Mar 26, 2024
- Employees · 57 to 60Mar 31, 2023 to Mar 26, 2024
- Discretionary RAUM · $3.1B to $3.1BMar 31, 2023 to Mar 26, 2024
- Pension RAUM · $736M to $657MMar 31, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.1B to $1.2BMar 31, 2023 to Mar 26, 2024
- RAUM · $3.1B to $3.1BMar 31, 2023 to Mar 26, 2024
- Accounts · 33 to 32Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 15 to 13Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $0 to $249MMar 31, 2022 to Mar 31, 2023
- Employees · 56 to 57Mar 31, 2022 to Mar 31, 2023
Signals
5 dated events
- Kbi Global Investors (North America) Ltd reported RAUM $2.1B, down 31% from $3.1B (2024-03-26 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Kbi Global Investors (North America) Ltd reported RAUM $4.0B, up 35% from $3.0B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Kbi Global Investors (North America) Ltd reported RAUM $2.8B, up 30% from $2.2B (2019-03-28 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Kbi Global Investors (North America) Ltd reported RAUM $2.2B, down 29% from $3.0B (2018-03-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Raymond William Cotter (Non Executive Director) appeared on Schedule A of Kbi Global Investors (North America) LtdMar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kbi-global-investors/posts/?feedView=alreportedpublic record, Form ADV, Sep 17, 2026
- Website
- KBIGLOBALINVESTORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +353-1-4384400reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026