DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mikus Capital Management, Inc.

Former SEC-registered adviserPalm Beach, FloridaCRD 113636SEC 801-61996IAPD
Latest filing Nov 3, 2014
First filing on the tape Mar 19, 2012 · 10 filings
RAUM
$64.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$67.4M as of Mar 19, 2014
Mar 19, 2012$115M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 19, 2014
Mar 19, 20120 then
Employees (5.A)1 as of Mar 19, 2014
Apr 1, 20131 then
Private funds: no history
RAUM -28% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Nov 3, 2014; every figure names its basis
RAUM per advisor
$64.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$762,489derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-25%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
$64.8M, 98 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
85reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$64.8M for 98 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • John William Mikus · President/Chief Compliance Officercontrol
      since 01/1995 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Assets in custody · unset to 64811599.0
      Aug 21, 2014 to Sep 15, 2014
    • Custody of client assets · false to true
      Aug 21, 2014 to Sep 15, 2014
    • Advisory activities · 3 to 2
      Mar 19, 2014 to Aug 18, 2014
    • Discretionary RAUM · $67.4M to $64.8M
      Mar 19, 2014 to Aug 18, 2014
    • RAUM · $67.4M to $64.8M
      Mar 19, 2014 to Aug 18, 2014
    • Accounts · 105 to 85
      May 29, 2013 to Mar 19, 2014
    • Discretionary RAUM · $84.8M to $67.4M
      May 29, 2013 to Mar 19, 2014
    • Non-discretionary RAUM · $5.3M to $0
      May 29, 2013 to Mar 19, 2014
    • RAUM · $90.1M to $67.4M
      May 29, 2013 to Mar 19, 2014
    • State-registered IARs · 0 to 1
      Mar 19, 2012 to Apr 1, 2013
    • Discretionary RAUM · $110M to $84.8M
      Mar 19, 2012 to Apr 1, 2013
    • Non-discretionary RAUM · $5.0M to $5.3M
      Mar 19, 2012 to Apr 1, 2013
    • RAUM · $115M to $90.1M
      Mar 19, 2012 to Apr 1, 2013
    • Accounts · 116 to 105
      Mar 19, 2012 to Apr 1, 2013
    • Advisory employees · unset to 1.0
      Mar 19, 2012 to Apr 1, 2013
    • Employees · unset to 1.0
      Mar 19, 2012 to Apr 1, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026