DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Steve Lynch Wealth Management
Latest filing Apr 30, 2026
First filing on the tape May 28, 2024 · 5 filings
SEC status approved since Jun 27, 2024
RAUM
$153M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$153M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$76.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$153M as of Apr 30, 2026
Mar 20, 2025$132M then
HNW client RAUM$65.9M as of Apr 30, 2026
Mar 20, 2025$59.7M then
State-registered IARs (5.B.3)2 as of Apr 30, 2026
Mar 20, 20252 then
Employees (5.A)3 as of Apr 30, 2026
Mar 20, 20255 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $76.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 364derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $210,945derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$87.4M57%
- High-net-worth individuals$65.9M43%
- Individual clients
- 676reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 727reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stephen Charles LynchCertified Financial Planner | Albuquerque, Nm | Mar 8, 2010 | 40 y | 2 |
| Kyle Kristopher Lynch | Albuquerque, Nm | Feb 21, 2019 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Stephen Lynch · President And Ccocontrolsince 06/1995 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albuquerque, Nm · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Apr 30, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 582 to 727Nov 18, 2025 to Mar 30, 2026
- Advisory employees · 3 to 2Nov 18, 2025 to Mar 30, 2026
- HNW clients · 38 to 51Nov 18, 2025 to Mar 30, 2026
- Individual clients · 544 to 676Nov 18, 2025 to Mar 30, 2026
- Pooled vehicle clients · unset to 0.0Nov 18, 2025 to Mar 30, 2026
- Employees · 5 to 3Nov 18, 2025 to Mar 30, 2026
- HNW RAUM · $59.7M to $65.9MNov 18, 2025 to Mar 30, 2026
- Individual RAUM · $72.4M to $87.4MNov 18, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $132M to $153MNov 18, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 0.0Nov 18, 2025 to Mar 30, 2026
- RAUM · $132M to $153MNov 18, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 20, 2025 to Nov 18, 2025
- Accounts · 515 to 582May 28, 2024 to Mar 20, 2025
- Advisory employees · 4 to 3May 28, 2024 to Mar 20, 2025
- HNW clients · 21 to 38May 28, 2024 to Mar 20, 2025
- Individual clients · 494 to 544May 28, 2024 to Mar 20, 2025
- HNW RAUM · $42.0M to $59.7MMay 28, 2024 to Mar 20, 2025
- Individual RAUM · $91.6M to $72.4MMay 28, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $134M to $132MMay 28, 2024 to Mar 20, 2025
- RAUM · $134M to $132MMay 28, 2024 to Mar 20, 2025
Signals
1 dated events
- Steve Lynch Wealth Management filed its initial SEC registration (Form ADV)May 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jaalvarez@stevelynchwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jmdodson@stevelynchwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- kklynch@stevelynchwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mmlynch@stevelynchwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 505-881-7526reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-881-7526reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- STEVELYNCHWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 505-881-7526reportedpublic record, Form ADV, Apr 30, 2026
- Contact form
- stevelynchwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- stevelynchwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026