DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• I••••••••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Mar 8, 2012 · 19 filings
SEC status approved since Jul 10, 2001
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$120M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$120M as of Mar 17, 2026
Mar 8, 2012$45.9M then
HNW client RAUM$119M as of Mar 17, 2026
Mar 27, 2018$84.5M then
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 8, 20120 then
Employees (5.A)5 as of Mar 17, 2026
Mar 18, 20136 then
Private funds: no history
RAUM +7.0% over the last fiscal year+2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$119M99%
- Individuals$1.1M0.9%
- Individual clients
- n/areported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 68reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• J•••• A••••• | Princeton, Nj | Jun 8, 2006 | 33 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• P••••• J•••• · President/Chief Compliance Officercontrolsince 06/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 74 to 68Mar 19, 2025 to Mar 17, 2026
- Discretionary RAUM · $112M to $120MMar 19, 2025 to Mar 17, 2026
- HNW RAUM · $111M to $119MMar 19, 2025 to Mar 17, 2026
- Individual RAUM · $946,379 to $1.1MMar 19, 2025 to Mar 17, 2026
- RAUM · $112M to $120MMar 19, 2025 to Mar 17, 2026
- Accounts · 75 to 74Mar 12, 2024 to Mar 19, 2025
- HNW clients · 40 to 39Mar 12, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Mar 12, 2024 to Mar 19, 2025
- Discretionary RAUM · $113M to $112MMar 12, 2024 to Mar 19, 2025
- HNW RAUM · $112M to $111MMar 12, 2024 to Mar 19, 2025
- Individual RAUM · $850,016 to $946,379Mar 12, 2024 to Mar 19, 2025
- RAUM · $113M to $112MMar 12, 2024 to Mar 19, 2025
- Accounts · 59 to 75Mar 15, 2023 to Mar 12, 2024
- HNW clients · 42 to 40Mar 15, 2023 to Mar 12, 2024
- Discretionary RAUM · $111M to $113MMar 15, 2023 to Mar 12, 2024
- HNW RAUM · $110M to $112MMar 15, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $422,923 to $0Mar 15, 2023 to Mar 12, 2024
- RAUM · $111M to $113MMar 15, 2023 to Mar 12, 2024
- Accounts · 60 to 59Mar 23, 2022 to Mar 15, 2023
- HNW clients · 37 to 42Mar 23, 2022 to Mar 15, 2023
- Discretionary RAUM · $111M to $111MMar 23, 2022 to Mar 15, 2023
- HNW RAUM · $113M to $110MMar 23, 2022 to Mar 15, 2023
- Individual RAUM · $660,000 to $850,016Mar 23, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $3.0M to $422,923Mar 23, 2022 to Mar 15, 2023
- RAUM · $114M to $111MMar 23, 2022 to Mar 15, 2023
- Accounts · 63 to 60Mar 16, 2021 to Mar 23, 2022
- HNW clients · 32 to 37Mar 16, 2021 to Mar 23, 2022
- Employees · 6 to 5Mar 16, 2021 to Mar 23, 2022
- Discretionary RAUM · $93.2M to $111MMar 16, 2021 to Mar 23, 2022
- HNW RAUM · $94.9M to $113MMar 16, 2021 to Mar 23, 2022
- Individual RAUM · $2.3M to $660,000Mar 16, 2021 to Mar 23, 2022
- Non-discretionary RAUM · $4.0M to $3.0MMar 16, 2021 to Mar 23, 2022
- RAUM · $97.2M to $114MMar 16, 2021 to Mar 23, 2022
- Accounts · 62 to 63Jun 29, 2020 to Mar 16, 2021
- Discretionary RAUM · $98.1M to $93.2MJun 29, 2020 to Mar 16, 2021
- HNW RAUM · $97.9M to $94.9MJun 29, 2020 to Mar 16, 2021
- Individual RAUM · $2.1M to $2.3MJun 29, 2020 to Mar 16, 2021
- Non-discretionary RAUM · $1.9M to $4.0MJun 29, 2020 to Mar 16, 2021
- RAUM · $100M to $97.2MJun 29, 2020 to Mar 16, 2021
- Other offices · 1 to 0Mar 12, 2019 to Apr 29, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 609-252-0048reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- altmaninvest.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 609-252-0048reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- altmaninvest.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026