DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
New Perspectives, Inc.
Latest filing Aug 4, 2026
First filing on the tape Feb 28, 2012 · 17 filings
SEC status approved since Mar 30, 2018
RAUM
$309M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$301M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$77.2M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$309M as of Aug 4, 2026
Feb 28, 2012$45.0M then
HNW client RAUM$206M as of Aug 4, 2026
Mar 21, 2019$66.0M then
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Feb 28, 20120 then
Employees (5.A)8 as of Aug 4, 2026
Mar 21, 20193 then
Private funds: no history
RAUM +6.9% over the last fiscal year+15% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $77.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 104derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $269,591derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$206M67%
- Individuals$95.4M31%
- Charitable organizations$7.5M2.4%
- Individual clients
- 323reported
- HNW clients
- 91reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 1,145reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nancy Lottridge AndersonChartered Financial Analyst | Ridgeland, Ms | Dec 6, 2012 | 32 y | 0 |
| Meredith Parker Drake Delaune | Ridgeland, Ms | May 20, 2022 | 11 y | 0 |
| Joshua Ryder TaffChartered Financial Analyst | Ridgeland, Ms | Jul 31, 2023 | 15 y | 0 |
| James Raymond Gerhart | Ridgeland, Ms | Dec 12, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Laura Ellen Herrington to Sound Financial Strategies Group, LLCJul 15, 2022 · RIA to RIA
- Melissa Williams Thomas to Nfp Advisor Services, LLCMay 5, 2004 · Other
Joined, latest
- Melissa Williams Thomas from Raymond James Financial Services, Inc.Jan 23, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lottridge Nancy Anderson · President - Chief Compliance Officercontrolsince 11/1993 · owns 25% to 50%
- Ryder Joshua Taff · Managing Directorsince 01/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ridgeland, Ms · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 30, 2026 to Aug 4, 2026
- Accounts · 1,091 to 1,145Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 3 to 4Mar 28, 2025 to Mar 30, 2026
- Charity clients · 7 to 9Mar 28, 2025 to Mar 30, 2026
- HNW clients · 85 to 91Mar 28, 2025 to Mar 30, 2026
- Individual clients · 381 to 323Mar 28, 2025 to Mar 30, 2026
- Employees · 5 to 8Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $289M to $309MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $182M to $206MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $101M to $95.4MMar 28, 2025 to Mar 30, 2026
- RAUM · $289M to $309MMar 28, 2025 to Mar 30, 2026
- Accounts · 1,021 to 1,091Mar 8, 2024 to Mar 28, 2025
- Charity clients · 6 to 7Mar 8, 2024 to Mar 28, 2025
- HNW clients · 69 to 85Mar 8, 2024 to Mar 28, 2025
- Individual clients · 380 to 381Mar 8, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Mar 8, 2024 to Mar 28, 2025
- Discretionary RAUM · $240M to $289MMar 8, 2024 to Mar 28, 2025
- HNW RAUM · $139M to $182MMar 8, 2024 to Mar 28, 2025
- Individual RAUM · $97.4M to $101MMar 8, 2024 to Mar 28, 2025
- RAUM · $240M to $289MMar 8, 2024 to Mar 28, 2025
- Accounts · 1,100 to 1,021Sep 28, 2023 to Mar 8, 2024
- Charity clients · unset to 6.0Sep 28, 2023 to Mar 8, 2024
- HNW clients · 59 to 69Sep 28, 2023 to Mar 8, 2024
- Individual clients · 321 to 380Sep 28, 2023 to Mar 8, 2024
- Discretionary RAUM · $205M to $240MSep 28, 2023 to Mar 8, 2024
- HNW RAUM · $119M to $139MSep 28, 2023 to Mar 8, 2024
- Individual RAUM · $80.6M to $97.4MSep 28, 2023 to Mar 8, 2024
- RAUM · $205M to $240MSep 28, 2023 to Mar 8, 2024
- Accounts · 1,001 to 1,100Mar 25, 2022 to Mar 28, 2023
- Advisory employees · 2 to 3Mar 25, 2022 to Mar 28, 2023
- Charity clients · 4.0 to unsetMar 25, 2022 to Mar 28, 2023
- HNW clients · 57 to 59Mar 25, 2022 to Mar 28, 2023
- Individual clients · 315 to 321Mar 25, 2022 to Mar 28, 2023
- Discretionary RAUM · $190M to $205MMar 25, 2022 to Mar 28, 2023
- HNW RAUM · $109M to $119MMar 25, 2022 to Mar 28, 2023
- Individual RAUM · $75.9M to $80.6MMar 25, 2022 to Mar 28, 2023
- RAUM · $190M to $205MMar 25, 2022 to Mar 28, 2023
- Accounts · 799 to 1,001Jun 24, 2021 to Mar 25, 2022
- HNW clients · 56 to 57Jun 24, 2021 to Mar 25, 2022
- Individual clients · 290 to 315Jun 24, 2021 to Mar 25, 2022
Signals
2 dated events
- Laura Ellen Herrington left New Perspectives, Inc. for Sound Financial Strategies Group, Llc (registered 2022-08-01)Jul 15, 2022 · Advisor changed firm · fact
- New Perspectives, Inc. filed its initial SEC registration (Form ADV)Feb 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dmcinnis@newper.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- drandall@newper.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kdortch@newper.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lmarshall@newper.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rtaff@newper.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 601-991-3158reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 828-470-3200reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/3021554reportedpublic record, Form ADV, Sep 17, 2026
- Website
- NEWPER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 601-991-3158reportedpublic record, Form ADV, Aug 4, 2026
- Contact form
- newper.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- newper.com/our-team-1reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026