DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Parsons Capital Management, LLC
Latest filing Mar 13, 2025
First filing on the tape Mar 27, 2012 · 31 filings
SEC status approved since Aug 2, 2002
RAUM
$804M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$790M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$804M as of Mar 13, 2025
Mar 27, 2012$118M then
HNW client RAUM$628M as of Mar 13, 2025
Mar 14, 2018$155M then
State-registered IARs (5.B.3)2 as of Mar 13, 2025
Mar 27, 20120 then
Employees (5.A)6 as of Mar 13, 2025
Feb 19, 20132 then
Private funds: no history
RAUM +22% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 13, 2025; every figure names its basis
- RAUM per advisor
- $402MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 336derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $439,255derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$628M78%
- Individuals$163M20%
- Corporations and businesses$8.7M1.1%
- Charitable organizations$4.9M0.6%
- Individual clients
- 404reported
- HNW clients
- 267reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,830reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Russell John Parsons to Cw Advisors, LLCJun 9, 2025 · RIA to RIA
- Andrew H Parsons to Cw Advisors, LLCJun 9, 2025 · RIA to RIA
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Cw Advisors, LLCJun 9, 2025 · New Hope, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Russell Parsons · President, Chief Compliance Officercontrolsince 06/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Hope, Pa · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,737 to 1,830Nov 14, 2024 to Mar 13, 2025
- HNW clients · 246 to 267Nov 14, 2024 to Mar 13, 2025
- Individual clients · 397 to 404Nov 14, 2024 to Mar 13, 2025
- Discretionary RAUM · $661M to $804MNov 14, 2024 to Mar 13, 2025
- HNW RAUM · $507M to $628MNov 14, 2024 to Mar 13, 2025
- Individual RAUM · $146M to $163MNov 14, 2024 to Mar 13, 2025
- RAUM · $661M to $804MNov 14, 2024 to Mar 13, 2025
- Accounts · 1,809 to 1,737Nov 15, 2023 to Mar 14, 2024
- HNW clients · 198 to 246Nov 15, 2023 to Mar 14, 2024
- Individual clients · 416 to 397Nov 15, 2023 to Mar 14, 2024
- Other offices · 0 to 1Nov 15, 2023 to Mar 14, 2024
- Discretionary RAUM · $531M to $661MNov 15, 2023 to Mar 14, 2024
- HNW RAUM · $372M to $507MNov 15, 2023 to Mar 14, 2024
- Individual RAUM · $153M to $146MNov 15, 2023 to Mar 14, 2024
- RAUM · $531M to $661MNov 15, 2023 to Mar 14, 2024
- Accounts · 1,545 to 1,809Sep 12, 2022 to Mar 16, 2023
- HNW clients · 73 to 198Sep 12, 2022 to Mar 16, 2023
- Individual clients · 523 to 416Sep 12, 2022 to Mar 16, 2023
- Discretionary RAUM · $601M to $531MSep 12, 2022 to Mar 16, 2023
- HNW RAUM · $309M to $372MSep 12, 2022 to Mar 16, 2023
- Individual RAUM · $286M to $153MSep 12, 2022 to Mar 16, 2023
- RAUM · $601M to $531MSep 12, 2022 to Mar 16, 2023
- Accounts · 1,437 to 1,545Mar 24, 2021 to Mar 4, 2022
- HNW clients · 105 to 73Mar 24, 2021 to Mar 4, 2022
- Individual clients · 460 to 523Mar 24, 2021 to Mar 4, 2022
- Insurance-licensed employees · 0 to 1Mar 24, 2021 to Mar 4, 2022
- Discretionary RAUM · $467M to $601MMar 24, 2021 to Mar 4, 2022
- HNW RAUM · $212M to $309MMar 24, 2021 to Mar 4, 2022
- Individual RAUM · $255M to $286MMar 24, 2021 to Mar 4, 2022
- Pension RAUM · unset to 0.0Mar 24, 2021 to Mar 4, 2022
- Pooled vehicle RAUM · unset to 0.0Mar 24, 2021 to Mar 4, 2022
- RAUM · $467M to $601MMar 24, 2021 to Mar 4, 2022
- HNW clients · 121 to 105Jun 23, 2020 to Mar 23, 2021
- Individual clients · 455 to 460Jun 23, 2020 to Mar 23, 2021
- Employees · 5 to 6Jun 23, 2020 to Mar 23, 2021
- Discretionary RAUM · $369M to $467MJun 23, 2020 to Mar 23, 2021
- HNW RAUM · $216M to $212MJun 23, 2020 to Mar 23, 2021
- Individual RAUM · $153M to $255MJun 23, 2020 to Mar 23, 2021
- RAUM · $369M to $467MJun 23, 2020 to Mar 23, 2021
- Accounts · 1,310 to 1,437Jun 12, 2019 to Mar 26, 2020
Signals
5 dated events
- Parsons Capital Management, Llc no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $803.8M)Jul 1, 2025 · Left the SEC roster · derived
- Andrew H Parsons left Parsons Capital Management, Llc for Cw Advisors, Llc (registered 2025-05-01)Jun 9, 2025 · Advisor changed firm · fact
- Russell John Parsons left Parsons Capital Management, Llc for Cw Advisors, Llc (registered 2025-04-30)Jun 9, 2025 · Advisor changed firm · fact
- 2 advisors left Parsons Capital Management, LLC (New Hope, PA) for CW Advisors, LLC on the same dayJun 9, 2025 · Team lift-out · derived
- Parsons Capital Management, Llc reported RAUM $601.5M, up 29% from $467.2M (2021-03-24 to 2022-03-04)Mar 4, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026