DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• G••••• I••••••••• L•••••
Latest filing Mar 23, 2026
First filing on the tape May 15, 2018 · 12 filings
SEC status approved since Jun 14, 2018
RAUM
$199M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$167M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$99.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$199M as of Mar 23, 2026
Mar 22, 2019$122M then
HNW client RAUM$146M as of Mar 23, 2026
Mar 22, 2019$76.5M then
State-registered IARs (5.B.3)2 as of Mar 23, 2026
Mar 22, 20191 then
Employees (5.A)2 as of Mar 23, 2026
Mar 22, 20193 then
Private funds1 as of Mar 25, 2022
Mar 22, 20191 then
RAUM +14% over the last fiscal year+9.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $99.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $931,652derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M79%
- Individuals$20.6M11%
- Corporations and businesses$12.8M6.9%
- Pension and profit-sharing plans$4.9M2.7%
- Individual clients
- 42reported
- HNW clients
- 48reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 214reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• L•••• M•••••Chartered Financial Analyst | Dallas, Tx | Mar 16, 1998 | 40 y | 1 |
| M••••••• L•• K••••Chartered Financial Analyst | Dallas, Tx | Mar 8, 2022 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• G••••• P•••••••• L•••no longer reported | Hedge Fund | $12.3M | 15 | May 15, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M•••••• S••••• L•••• · Principal And Chief Compliance Officercontrolsince 01/1998 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 49 to 48Apr 21, 2025 to Mar 23, 2026
- Individual clients · 39 to 42Apr 21, 2025 to Mar 23, 2026
- Discretionary RAUM · $174M to $199MApr 21, 2025 to Mar 23, 2026
- HNW RAUM · $130M to $146MApr 21, 2025 to Mar 23, 2026
- Individual RAUM · $15.8M to $20.6MApr 21, 2025 to Mar 23, 2026
- Pension RAUM · $4.2M to $4.9MApr 21, 2025 to Mar 23, 2026
- RAUM · $174M to $199MApr 21, 2025 to Mar 23, 2026
- Accounts · 193 to 214Mar 27, 2024 to Apr 21, 2025
- HNW clients · 48 to 49Mar 27, 2024 to Apr 21, 2025
- Individual clients · 37 to 39Mar 27, 2024 to Apr 21, 2025
- Financial planning clients · 1-10 to 1-10Mar 27, 2024 to Apr 21, 2025
- Discretionary RAUM · $155M to $174MMar 27, 2024 to Apr 21, 2025
- HNW RAUM · $104M to $130MMar 27, 2024 to Apr 21, 2025
- Individual RAUM · $13.8M to $15.8MMar 27, 2024 to Apr 21, 2025
- Pension RAUM · $3.8M to $4.2MMar 27, 2024 to Apr 21, 2025
- RAUM · $155M to $174MMar 27, 2024 to Apr 21, 2025
- Accounts · 184 to 193Mar 27, 2023 to Mar 27, 2024
- Advisory employees · 3 to 2Mar 27, 2023 to Mar 27, 2024
- HNW clients · 50 to 48Mar 27, 2023 to Mar 27, 2024
- Individual clients · 34 to 37Mar 27, 2023 to Mar 27, 2024
- Employees · 3 to 2Mar 27, 2023 to Mar 27, 2024
- State-registered IARs · 3 to 2Mar 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $152M to $155MMar 27, 2023 to Mar 27, 2024
- HNW RAUM · $106M to $104MMar 27, 2023 to Mar 27, 2024
- Individual RAUM · $12.0M to $13.8MMar 27, 2023 to Mar 27, 2024
- Pension RAUM · $3.5M to $3.8MMar 27, 2023 to Mar 27, 2024
- RAUM · $152M to $155MMar 27, 2023 to Mar 27, 2024
- Accounts · 162 to 184Mar 25, 2022 to Mar 27, 2023
- Advisory activities · 3 to 2Mar 25, 2022 to Mar 27, 2023
- HNW clients · 47 to 50Mar 25, 2022 to Mar 27, 2023
- Individual clients · 28 to 34Mar 25, 2022 to Mar 27, 2023
- Pooled vehicle clients · 1 to 0Mar 25, 2022 to Mar 27, 2023
- Assets in custody · $12.3M to $0Mar 25, 2022 to Mar 27, 2023
- Custody of client assets · true to falseMar 25, 2022 to Mar 27, 2023
- Private funds · 1 to unsetMar 25, 2022 to Mar 27, 2023
- Discretionary RAUM · $165M to $152MMar 25, 2022 to Mar 27, 2023
- HNW RAUM · $107M to $106MMar 25, 2022 to Mar 27, 2023
- Individual RAUM · $11.2M to $12.0MMar 25, 2022 to Mar 27, 2023
- Pension RAUM · $3.6M to $3.5MMar 25, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $12.3M to $0Mar 25, 2022 to Mar 27, 2023
Signals
1 dated events
- M••••• G••••• I••••••••• L••••• filed its initial SEC registration (Form ADV)May 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 214-272-8504reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 214-272-8514reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/miller-global-investmentsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-272-8504reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026