DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• F•••••••• P••••••• G••••• L••
Latest filing Jul 16, 2026
First filing on the tape Mar 1, 2012 · 7 filings
SEC status approved since May 30, 2025
RAUM
$135M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
92%
$124M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.7M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$135M as of Jul 16, 2026
Mar 1, 2012$31.0M then
HNW client RAUM$77.3M as of Jul 16, 2026
Apr 29, 2025$69.7M then
State-registered IARs (5.B.3)2 as of Jul 16, 2026
Apr 29, 20252 then
Employees (5.A)5 as of Jul 16, 2026
Apr 29, 20257 then
Private funds: no history
RAUM +7.7% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $67.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $239,118derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $113MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$77.3M57%
- Individuals$47.0M35%
- Pension and profit-sharing plans$11.0M8.1%
- Individual clients
- 172reported
- HNW clients
- 55reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 566reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• B•••• L••••••••• | Troy, Mi | Jan 26, 2011 | 29 y | 0 |
| D••••• G•••••• D••••••••Certified Financial Planner | Troy, Mi | Nov 12, 2024 | 29 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• D•••••• G•••••• · Ceo/Chief Compliance Officercontrolsince 09/2002 · owns 50% to 75%
- L••••••••• D••••• B•••• · Vice Presidentcontrolsince 09/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Troy, MI
What changed
consecutive filings, newest first
- Accounts · 551 to 566Oct 7, 2025 to Feb 19, 2026
- Individual clients · 193 to 172Oct 7, 2025 to Feb 19, 2026
- Pension plan clients · 9 to 8Oct 7, 2025 to Feb 19, 2026
- Employees · 7 to 5Oct 7, 2025 to Feb 19, 2026
- Financial planning clients · 0 to 101-250Oct 7, 2025 to Feb 19, 2026
- Discretionary RAUM · $104M to $113MOct 7, 2025 to Feb 19, 2026
- HNW RAUM · $69.7M to $77.3MOct 7, 2025 to Feb 19, 2026
- Individual RAUM · $46.5M to $47.0MOct 7, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $21.2M to $22.2MOct 7, 2025 to Feb 19, 2026
- Pension RAUM · $9.4M to $11.0MOct 7, 2025 to Feb 19, 2026
- RAUM · $126M to $135MOct 7, 2025 to Feb 19, 2026
- Financial planning clients · 0 to 0Apr 29, 2025 to Oct 7, 2025
- Accounts · 110 to 551Apr 10, 2012 to Apr 29, 2025
- Advisory employees · unset to 2.0Apr 10, 2012 to Apr 29, 2025
- Advisory activities · 4 to 3Apr 10, 2012 to Apr 29, 2025
- BD registered reps · unset to 2.0Apr 10, 2012 to Apr 29, 2025
- HNW clients · unset to 55.0Apr 10, 2012 to Apr 29, 2025
- Individual clients · unset to 193.0Apr 10, 2012 to Apr 29, 2025
- Pension plan clients · unset to 9.0Apr 10, 2012 to Apr 29, 2025
- Employees · unset to 7.0Apr 10, 2012 to Apr 29, 2025
- Insurance-licensed employees · 1 to 0Apr 10, 2012 to Apr 29, 2025
- Financial planning clients · 51-100 to 0Apr 10, 2012 to Apr 29, 2025
- State-registered IARs · unset to 2.0Apr 10, 2012 to Apr 29, 2025
- Other offices · unset to 0.0Apr 10, 2012 to Apr 29, 2025
- Discretionary RAUM · $17.0M to $104MApr 10, 2012 to Apr 29, 2025
- HNW RAUM · unset to 69723899.0Apr 10, 2012 to Apr 29, 2025
- Individual RAUM · unset to 46522700.0Apr 10, 2012 to Apr 29, 2025
- Non-discretionary RAUM · $14.0M to $21.2MApr 10, 2012 to Apr 29, 2025
- Pension RAUM · unset to 9389815.0Apr 10, 2012 to Apr 29, 2025
- RAUM · $31.0M to $126MApr 10, 2012 to Apr 29, 2025
- Wrap assets (manager) · unset to 0.0Apr 10, 2012 to Apr 29, 2025
- Wrap assets (sponsor) · unset to 0.0Apr 10, 2012 to Apr 29, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- r••••••@g•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m••••@g•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-643-4820reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-643-4906reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.g•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248-643-4820reportedpublic record, Form ADV, Jul 16, 2026
- Contact form
- g•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026