DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••• F••••••••• I•••
Latest filing Feb 19, 2026
First filing on the tape Mar 28, 2012 · 15 filings
SEC status approved since Jun 24, 2019
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$196M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$97.9M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$196M as of Feb 19, 2026
Mar 28, 2012$523M then
HNW client RAUM$195M as of Feb 19, 2026
Feb 19, 2020$123M then
State-registered IARs (5.B.3)2 as of Feb 19, 2026
Mar 28, 20120 then
Employees (5.A)3 as of Feb 19, 2026
Feb 19, 20204 then
Private funds: no history
RAUM +13% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $97.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $469,571derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$195M100%
- Individuals$477,0000.2%
- Charitable organizations$236,0000.1%
- Individual clients
- 5reported
- HNW clients
- 128reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 417reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• A•••• K••••Certified Financial Planner, Chartered Financial Analyst | Dallas, Tx | Mar 11, 2020 | 36 y | 2 |
| D••••• W•••••• C•••••Chartered Financial Analyst | Dallas, Tx | Nov 14, 2023 | 24 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• A•••• K•••• from L•• F•••••••• L••Jul 23, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• J•••• A•••• · President, Chief Compliance Officer, Chief Information Security Officercontrolsince 06/2019 · owns 75% or more
- C•••••• D•••••• W•••••• · Executive Officersince 06/2005 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 403 to 417Feb 3, 2025 to Feb 19, 2026
- HNW clients · 116 to 128Feb 3, 2025 to Feb 19, 2026
- Financial planning clients · 101-250 to 51-100Feb 3, 2025 to Feb 19, 2026
- Discretionary RAUM · $173M to $196MFeb 3, 2025 to Feb 19, 2026
- HNW RAUM · $172M to $195MFeb 3, 2025 to Feb 19, 2026
- Individual RAUM · $747,000 to $477,000Feb 3, 2025 to Feb 19, 2026
- RAUM · $173M to $196MFeb 3, 2025 to Feb 19, 2026
- Accounts · 404 to 403Oct 10, 2024 to Feb 3, 2025
- Advisory activities · 3 to 2Oct 10, 2024 to Feb 3, 2025
- HNW clients · 104 to 116Oct 10, 2024 to Feb 3, 2025
- Individual clients · 10 to 5Oct 10, 2024 to Feb 3, 2025
- Financial planning clients · 101-250 to 101-250Oct 10, 2024 to Feb 3, 2025
- Discretionary RAUM · $158M to $173MOct 10, 2024 to Feb 3, 2025
- HNW RAUM · $155M to $172MOct 10, 2024 to Feb 3, 2025
- Individual RAUM · $1.5M to $747,000Oct 10, 2024 to Feb 3, 2025
- Pension RAUM · 935000.0 to unsetOct 10, 2024 to Feb 3, 2025
- RAUM · $158M to $173MOct 10, 2024 to Feb 3, 2025
- Accounts · 380 to 404Mar 8, 2023 to Mar 12, 2024
- Advisory activities · 2 to 3Mar 8, 2023 to Mar 12, 2024
- Charity clients · 0.0 to unsetMar 8, 2023 to Mar 12, 2024
- Corporate clients · 0.0 to unsetMar 8, 2023 to Mar 12, 2024
- HNW clients · 88 to 104Mar 8, 2023 to Mar 12, 2024
- Individual clients · 21 to 10Mar 8, 2023 to Mar 12, 2024
- Pension plan clients · 0.0 to unsetMar 8, 2023 to Mar 12, 2024
- Pooled vehicle clients · 0.0 to unsetMar 8, 2023 to Mar 12, 2024
- Employees · 4 to 3Mar 8, 2023 to Mar 12, 2024
- State-registered IARs · 0 to 2Mar 8, 2023 to Mar 12, 2024
- Discretionary RAUM · $146M to $158MMar 8, 2023 to Mar 12, 2024
- HNW RAUM · $142M to $155MMar 8, 2023 to Mar 12, 2024
- Individual RAUM · $4.4M to $1.5MMar 8, 2023 to Mar 12, 2024
- Pension RAUM · unset to 935000.0Mar 8, 2023 to Mar 12, 2024
- RAUM · $146M to $158MMar 8, 2023 to Mar 12, 2024
- Accounts · 385 to 380Mar 10, 2022 to Mar 8, 2023
- HNW clients · 82 to 88Mar 10, 2022 to Mar 8, 2023
- Individual clients · 24 to 21Mar 10, 2022 to Mar 8, 2023
- Discretionary RAUM · $169M to $146MMar 10, 2022 to Mar 8, 2023
- HNW RAUM · $165M to $142MMar 10, 2022 to Mar 8, 2023
- Individual RAUM · $3.7M to $4.4MMar 10, 2022 to Mar 8, 2023
- RAUM · $169M to $146MMar 10, 2022 to Mar 8, 2023
- Accounts · 382 to 385Mar 10, 2021 to Mar 10, 2022
Signals
1 dated events
- J••• F••••••••• I••• filed its initial SEC registration (Form ADV)May 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jkfinancialincreportedpublic record, Form ADV, Sep 19, 2026
- Website
- STREET-CENTS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-706-4300reportedpublic record, Form ADV, Feb 19, 2026
- Contact form
- street-cents.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026