DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Professional Financial Solutions, LLC
Latest filing Feb 6, 2026
First filing on the tape Mar 19, 2012 · 31 filings
SEC status approved since Nov 2, 2015
RAUM
$410M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$409M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$68.3M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$410M as of Feb 6, 2026
Mar 19, 2012$58.7M then
HNW client RAUM$349M as of Feb 6, 2026
Mar 27, 2018$98.9M then
State-registered IARs (5.B.3)6 as of Feb 6, 2026
Mar 19, 20120 then
Employees (5.A)8 as of Feb 6, 2026
Mar 11, 20163 then
Private funds: no history
RAUM +24% over the last fiscal year+21% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $68.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $449,687derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $150M, 269 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$349M85%
- Individuals$60.4M15%
- Corporations and businesses$391,3140.1%
- Charitable organizations$3160.0%
- Individual clients
- 142reported
- HNW clients
- 137reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 911reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 269 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Joseph McleniganCertified Financial Planner | Fairfax, Va | May 19, 1997 | 29 y | 0 |
| Renee Gardner Sewall | Fairfax, Va | Dec 4, 2014 | 13 y | 0 |
| Andrew William Crowe | Fairfax, Va | Mar 7, 2017 | 15 y | 0 |
| Robert Estel CopelandCertified Financial Planner | Fairfax, Va | Oct 30, 2018 | 22 y | 6 |
| Jennifer H Denner | Fairfax, Va | Jan 4, 2021 | 14 y | 0 |
| Emily Mclenigan Lee | Fairfax, Va | Sep 16, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Robert Estel Copeland from Madison Wealth ManagementOct 30, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Michael Mclenigan · Managing Member/Chief Compliance Officercontrolsince 04/1997 · owns 25% to 50%
- Estel Robert Copeland · Membersince 01/2022 · owns 10% to 25%
- William Andrew Crowe · Membersince 01/2022 · owns 10% to 25%
- H Jennifer Denner · Membersince 01/2022 · owns less than 5%
- Michelle Megan Hartman · Membersince 09/2016 · owns less than 5%
- Gardner Renee Sewall · Membersince 09/2016 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairfax, Va · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 886 to 911Mar 10, 2025 to Feb 6, 2026
- Advisory employees · 5 to 6Mar 10, 2025 to Feb 6, 2026
- HNW clients · 130 to 137Mar 10, 2025 to Feb 6, 2026
- Assets in custody · $129M to $150MMar 10, 2025 to Feb 6, 2026
- Employees · 7 to 8Mar 10, 2025 to Feb 6, 2026
- Financial planning clients · 26-50 to 11-25Mar 10, 2025 to Feb 6, 2026
- State-registered IARs · 5 to 6Mar 10, 2025 to Feb 6, 2026
- Discretionary RAUM · $305M to $387MMar 10, 2025 to Feb 6, 2026
- HNW RAUM · $270M to $349MMar 10, 2025 to Feb 6, 2026
- Individual RAUM · $58.9M to $60.4MMar 10, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $25.7M to $22.3MMar 10, 2025 to Feb 6, 2026
- RAUM · $330M to $410MMar 10, 2025 to Feb 6, 2026
- Accounts · 868 to 886Jul 29, 2024 to Mar 10, 2025
- Charity clients · 5.0 to unsetJul 29, 2024 to Mar 10, 2025
- HNW clients · 114 to 130Jul 29, 2024 to Mar 10, 2025
- Individual clients · 150 to 142Jul 29, 2024 to Mar 10, 2025
- Assets in custody · $996,980 to $129MJul 29, 2024 to Mar 10, 2025
- Financial planning clients · 1-10 to 26-50Jul 29, 2024 to Mar 10, 2025
- Discretionary RAUM · $261M to $305MJul 29, 2024 to Mar 10, 2025
- HNW RAUM · $227M to $270MJul 29, 2024 to Mar 10, 2025
- Individual RAUM · $58.4M to $58.9MJul 29, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $24.8M to $25.7MJul 29, 2024 to Mar 10, 2025
- RAUM · $286M to $330MJul 29, 2024 to Mar 10, 2025
- Accounts · 846 to 868Mar 16, 2023 to Mar 7, 2024
- Corporate clients · 1.0 to unsetMar 16, 2023 to Mar 7, 2024
- HNW clients · 104 to 114Mar 16, 2023 to Mar 7, 2024
- Individual clients · 149 to 150Mar 16, 2023 to Mar 7, 2024
- Assets in custody · unset to 996980.0Mar 16, 2023 to Mar 7, 2024
- Custody of client assets · false to trueMar 16, 2023 to Mar 7, 2024
- Employees · 6 to 7Mar 16, 2023 to Mar 7, 2024
- Financial planning clients · 251-500 to 1-10Mar 16, 2023 to Mar 7, 2024
- Discretionary RAUM · $206M to $261MMar 16, 2023 to Mar 7, 2024
- HNW RAUM · $180M to $227MMar 16, 2023 to Mar 7, 2024
- Individual RAUM · $47.7M to $58.4MMar 16, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $22.3M to $24.8MMar 16, 2023 to Mar 7, 2024
- RAUM · $229M to $286MMar 16, 2023 to Mar 7, 2024
- Accounts · 796 to 846Mar 22, 2022 to Mar 16, 2023
- HNW clients · 107 to 104Mar 22, 2022 to Mar 16, 2023
- Individual clients · 134 to 149Mar 22, 2022 to Mar 16, 2023
- Financial planning clients · 101-250 to 251-500Mar 22, 2022 to Mar 16, 2023
Signals
2 dated events
- Darrell Glenn Mickelson (Managing Member) no longer on Schedule A of Professional Financial Solutions, Llc (listed 2022-03-22, absent 2023-03-16)Mar 16, 2023 · Control person left · inference
- Professional Financial Solutions, Llc filed its initial SEC registration (Form ADV)Oct 12, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 703-385-0870reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/professional-financial-solutions-llc?trreportedpublic record, Form ADV, Sep 18, 2026
- Website
- PROFINANCIALSOLUTIONS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-385-0870reportedpublic record, Form ADV, Feb 6, 2026
- Team page
- profinancialsolutions.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026