RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E•••• C•••••••
- P••••••••• F•••••••• S••••••••• L•• independent RIA currentsince Oct 30, 2018 · Fairfax, Va
- M•••••• W••••• M••••••••• formerJun 6, 2017 to Jan 16, 2018 · Leesburg, Va
- U••• F•••••••• P••••••• S••••••• formerNov 19, 2013 to May 11, 2017 · Mclean, Va
- E••••• J•••• national BDMar 19, 2013 to Aug 12, 2013 · Exeter, Nh
- L••• S••••• A•••••••• L•• formerJan 30, 2009 to Jul 13, 2009 · Portsmouth, Nh
- K••• P•••• A•••••••• L•• formerAug 3, 2006 to Dec 12, 2008 · Vienna, Va
- P•••••• C••••••••• G••••• I••• unclassifiedDec 17, 2003 to Jul 10, 2006 · Arlington, Va
- M•••••• W••••• M••••••••• to P••••••••• F•••••••• S••••••••• L••left Jan 16, 2018, registered Oct 30, 2018 (287 days) · Other
- U••• F•••••••• P••••••• S••••••• to M•••••• W••••• M•••••••••left May 11, 2017, registered Jun 6, 2017 (26 days) · Other
- E••••• J•••• to U••• F•••••••• P••••••• S•••••••left Aug 12, 2013, registered Nov 19, 2013 (99 days) · Other
- L••• S••••• A•••••••• L•• to E••••• J••••left Jul 13, 2009, registered Mar 19, 2013 (1345 days) · Other
- K••• P•••• A•••••••• L•• to L••• S••••• A•••••••• L••left Dec 12, 2008, registered Jan 30, 2009 (49 days) · Other
- P•••••• C••••••••• G••••• I••• to K••• P•••• A•••••••• L••left Jul 10, 2006, registered Aug 3, 2006 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address