DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mascagni Wealth Management, Inc.
Latest filing Aug 13, 2026
First filing on the tape Mar 28, 2012 · 21 filings
SEC status approved since Jul 19, 2017
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$410M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$425M as of Aug 13, 2026
Mar 28, 2012$114M then
HNW client RAUM$257M as of Aug 13, 2026
Mar 23, 2018$73.2M then
State-registered IARs (5.B.3)4 as of Aug 13, 2026
Mar 28, 20120 then
Employees (5.A)6 as of Aug 13, 2026
Mar 23, 20184 then
Private funds: no history
RAUM +16% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 237derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $217,916derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $425MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$257M60%
- Individuals$153M36%
- Charitable organizations$11.1M2.6%
- Corporations and businesses$3.6M0.8%
- Individual clients
- 598reported
- HNW clients
- 113reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 1,948reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Julius Randall MascagniCertified Financial Planner | Clinton, Ms | Jun 15, 2012 | 38 y | 2 |
| Matthew Patrick BrownCertified Financial Planner | Clinton, Ms | Jun 15, 2012 | 29 y | 1 |
| Collin Monroe Mascagni | Clinton, Ms | Jun 25, 2024 | 15 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Samuel A Buchanan to Asset Dedication, LLCMay 6, 2026 · RIA to RIA
Joined, latest
- Julius Randall Mascagni from Bts Asset Management, Inc.May 28, 1996 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Randall Julius Mascagni · President, Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Operations Officercontrolsince 09/1990 · owns 75% or more
- Patrick Matthew Brown · Vice President Of Financial Planningsince 01/2010 · owns less than 5%
- Kay Julie Sanders · Vice President Of Client Services And Operationssince 01/2010 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clinton, Ms · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Aug 13, 2026private clients per advisor of 237.0 against a peer median of 57.3 (3075 comparable advisers, 98.0th percentile, 5.1 robust deviations)peers: independent wealth managers, $100M to $500M (3,075) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,847 to 1,948Oct 10, 2025 to Mar 27, 2026
- Charity clients · 5 to 6Oct 10, 2025 to Mar 27, 2026
- HNW clients · 104 to 113Oct 10, 2025 to Mar 27, 2026
- Individual clients · 565 to 598Oct 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $366M to $425MOct 10, 2025 to Mar 27, 2026
- HNW RAUM · $214M to $257MOct 10, 2025 to Mar 27, 2026
- Individual RAUM · $139M to $153MOct 10, 2025 to Mar 27, 2026
- RAUM · $366M to $425MOct 10, 2025 to Mar 27, 2026
- Accounts · 1,748 to 1,847Mar 20, 2024 to Mar 27, 2025
- Advisory employees · 3 to 4Mar 20, 2024 to Mar 27, 2025
- Corporate clients · 15 to 19Mar 20, 2024 to Mar 27, 2025
- HNW clients · 91 to 104Mar 20, 2024 to Mar 27, 2025
- Individual clients · 546 to 565Mar 20, 2024 to Mar 27, 2025
- Employees · 5 to 6Mar 20, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Mar 20, 2024 to Mar 27, 2025
- State-registered IARs · 3 to 4Mar 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $313M to $366MMar 20, 2024 to Mar 27, 2025
- HNW RAUM · $173M to $214MMar 20, 2024 to Mar 27, 2025
- Individual RAUM · $128M to $139MMar 20, 2024 to Mar 27, 2025
- RAUM · $313M to $366MMar 20, 2024 to Mar 27, 2025
- Wrap assets (manager) · $313M to $0Mar 20, 2024 to Mar 27, 2025
- Wrap assets (sponsor) · $313M to $0Mar 20, 2024 to Mar 27, 2025
- Accounts · 1,615 to 1,748Mar 22, 2023 to Mar 20, 2024
- Corporate clients · 13 to 15Mar 22, 2023 to Mar 20, 2024
- HNW clients · 87 to 91Mar 22, 2023 to Mar 20, 2024
- Individual clients · 496 to 546Mar 22, 2023 to Mar 20, 2024
- Employees · 4 to 5Mar 22, 2023 to Mar 20, 2024
- Discretionary RAUM · $256M to $313MMar 22, 2023 to Mar 20, 2024
- HNW RAUM · $138M to $173MMar 22, 2023 to Mar 20, 2024
- Individual RAUM · $108M to $128MMar 22, 2023 to Mar 20, 2024
- RAUM · $256M to $313MMar 22, 2023 to Mar 20, 2024
- Wrap assets (manager) · $0 to $313MMar 22, 2023 to Mar 20, 2024
- Wrap assets (sponsor) · $0 to $313MMar 22, 2023 to Mar 20, 2024
- Accounts · 1,549 to 1,615Nov 9, 2022 to Mar 22, 2023
- HNW clients · 84 to 87Nov 9, 2022 to Mar 22, 2023
- Individual clients · 481 to 496Nov 9, 2022 to Mar 22, 2023
- Discretionary RAUM · $302M to $256MNov 9, 2022 to Mar 22, 2023
- HNW RAUM · $164M to $138MNov 9, 2022 to Mar 22, 2023
- Individual RAUM · $126M to $108MNov 9, 2022 to Mar 22, 2023
- RAUM · $302M to $256MNov 9, 2022 to Mar 22, 2023
Signals
2 dated events
- Samuel A Buchanan left Mascagni Wealth Management, Inc. for Asset Dedication, Llc (registered 2026-06-08)May 6, 2026 · Advisor changed firm · fact
- Mascagni Wealth Management, Inc. filed its initial SEC registration (Form ADV)Jun 19, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@mascagniwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 601-925-8099reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- MASCAGNIWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 601-925-8099reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- mascagniwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mascagniwealth.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026