DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marotta Wealth Management, Inc.
Legal name Marotta Asset Management, Inc.
Latest filing Jul 1, 2026
First filing on the tape Mar 21, 2012 · 33 filings
SEC status approved since Mar 10, 2004
RAUM
$686M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$663M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$76.2M
derived; firm RAUM over IAPD count
Employees
16
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$686M as of Jul 1, 2026
Mar 21, 2012$197M then
HNW client RAUM$610M as of Jul 1, 2026
Mar 15, 2018$276M then
State-registered IARs (5.B.3)9 as of Jul 1, 2026
Mar 21, 20120 then
Employees (5.A)16 as of Jul 1, 2026
Mar 25, 20139 then
Private funds: no history
RAUM +14% over the last fiscal year+9.3% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $76.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $352,355derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $206M, 338 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$610M89%
- Individuals$52.6M7.7%
- Pension and profit-sharing plans$22.2M3.2%
- Charitable organizations$849,4120.1%
- Individual clients
- 169reported
- HNW clients
- 185reported
- Pension plan clients
- 10reported
- Charitable clients
- 2reported
- Accounts
- 1,947reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $206M for 338 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David John MarottaCertified Financial Planner | Charlottesville, Va | Mar 8, 2007 | 27 y | 0 |
| Courtney Fraser ReganCertified Financial Planner | Charlottesville, Va | Sep 9, 2016 | 10 y | 0 |
| Elizabeth Louise BrewCertified Financial Planner | Charlottesville, Va | Jul 25, 2017 | 19 y | 0 |
| Elizabeth Friday HorbalyCertified Financial Planner | Charlottesville, Va | Jul 5, 2019 | 26 y | 0 |
| Greg Taylor VairoCertified Financial Planner | Charlottesville, Va | Mar 26, 2022 | 21 y | 0 |
| Megan Marotta RussellCertified Financial Planner | Charlottesville, Va | May 26, 2023 | 21 y | 0 |
| Jacob Lee MassanopoliCertified Financial Planner | Richmond, Va | Jun 21, 2024 | 22 y | 0 |
| Alexandra Elizabeth Goldston | Charlottesville, Va | Aug 19, 2025 | 20 y | 0 |
| James Michael Brynmor | Knoxville, Tn | Aug 21, 2026 | 11 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 22% of current headcount2 left over 36 months
Left, latest
- Timothy James Landicho to Commonwealth Financial NetworkJul 13, 2026 · RIA to affiliated broker-dealer or bank
- Elias John Mcquade to Mindful Capital ManagementFeb 9, 2026 · RIA to a state-registered adviser
- Megan Nicole Coyne to Woodward Financial Advisors, Inc.Jan 13, 2020 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John David Marotta · President/Chief Compliance Officercontrolsince 07/2000 · owns 75% or more
- Marotta Megan Russell · Vice President, Coocontrolsince 12/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlottesville, Va · principal | 9 | 1 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,995 to 1,947Aug 25, 2025 to Mar 20, 2026
- Advisory employees · 11 to 12Aug 25, 2025 to Mar 20, 2026
- HNW clients · 179 to 185Aug 25, 2025 to Mar 20, 2026
- Individual clients · 179 to 169Aug 25, 2025 to Mar 20, 2026
- Assets in custody · $185M to $206MAug 25, 2025 to Mar 20, 2026
- Employees · 15 to 16Aug 25, 2025 to Mar 20, 2026
- State-registered IARs · 8 to 9Aug 25, 2025 to Mar 20, 2026
- Discretionary RAUM · $573M to $661MAug 25, 2025 to Mar 20, 2026
- HNW RAUM · $523M to $610MAug 25, 2025 to Mar 20, 2026
- Individual RAUM · $59.9M to $52.6MAug 25, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $30.6M to $25.1MAug 25, 2025 to Mar 20, 2026
- Pension RAUM · $19.7M to $22.2MAug 25, 2025 to Mar 20, 2026
- RAUM · $604M to $686MAug 25, 2025 to Mar 20, 2026
- Advisory employees · 12 to 11Mar 28, 2025 to Aug 25, 2025
- Employees · 16 to 15Mar 28, 2025 to Aug 25, 2025
- State-registered IARs · 9 to 8Mar 28, 2025 to Aug 25, 2025
- Accounts · 1,987 to 1,995Mar 12, 2024 to Mar 28, 2025
- Advisory employees · 14 to 12Mar 12, 2024 to Mar 28, 2025
- HNW clients · 169 to 179Mar 12, 2024 to Mar 28, 2025
- Individual clients · 189 to 179Mar 12, 2024 to Mar 28, 2025
- Assets in custody · $199M to $185MMar 12, 2024 to Mar 28, 2025
- Employees · 18 to 16Mar 12, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Mar 12, 2024 to Mar 28, 2025
- State-registered IARs · 11 to 9Mar 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $564M to $573MMar 12, 2024 to Mar 28, 2025
- HNW RAUM · $508M to $523MMar 12, 2024 to Mar 28, 2025
- Individual RAUM · $63.6M to $59.9MMar 12, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $27.3M to $30.6MMar 12, 2024 to Mar 28, 2025
- Pension RAUM · $18.6M to $19.7MMar 12, 2024 to Mar 28, 2025
- RAUM · $591M to $604MMar 12, 2024 to Mar 28, 2025
- Accounts · 1,874 to 1,987May 30, 2023 to Mar 12, 2024
- Advisory employees · 13 to 14May 30, 2023 to Mar 12, 2024
- HNW clients · 157 to 169May 30, 2023 to Mar 12, 2024
- Individual clients · 196 to 189May 30, 2023 to Mar 12, 2024
- Pension plan clients · 8 to 10May 30, 2023 to Mar 12, 2024
- Assets in custody · $199M to $199MMay 30, 2023 to Mar 12, 2024
- Employees · 17 to 18May 30, 2023 to Mar 12, 2024
- State-registered IARs · 9 to 11May 30, 2023 to Mar 12, 2024
- Discretionary RAUM · $505M to $564MMay 30, 2023 to Mar 12, 2024
- HNW RAUM · $443M to $508MMay 30, 2023 to Mar 12, 2024
Signals
3 dated events
- Timothy James Landicho left Marotta Wealth Management, Inc. for Commonwealth Financial Network (registered 2026-09-02)Jul 13, 2026 · Advisor changed firm · fact
- Elias John Mcquade left Marotta Wealth Management, Inc. for Mindful Capital Management (registered 2026-03-13)Feb 9, 2026 · Advisor changed firm · fact
- Marotta Megan Russell (Vice President, Coo) appeared on Schedule A of Marotta Wealth Management, Inc.Mar 24, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 434-244-0000reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/2374166reportedpublic record, Form ADV, Sep 17, 2026
- Website
- emarotta.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 434-244-0000reportedpublic record, Form ADV, Jul 1, 2026
- Contact form
- marottaonmoney.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- marottaonmoney.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026