DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Resource 1, Inc.
Latest filing Mar 4, 2026
First filing on the tape Dec 16, 2011 · 13 filings
SEC status approved since Mar 10, 2022
RAUM
$133M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$103M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$133M as of Mar 4, 2026
Feb 16, 2023$104M then
HNW client RAUM$80.1M as of Mar 4, 2026
Feb 16, 2023$63.8M then
State-registered IARs (5.B.3)2 as of Mar 4, 2026
Feb 16, 20232 then
Employees (5.A)2 as of Mar 4, 2026
Feb 16, 20232 then
Private funds: no history
RAUM +10% over the last fiscal year+8.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
- RAUM per advisor
- $66.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$80.1M60%
- Pension and profit-sharing plans$24.9M19%
- Individuals$23.2M17%
- Charitable organizations$4.5M3.4%
- Individual clients
- 63reported
- HNW clients
- 46reported
- Pension plan clients
- 5reported
- Charitable clients
- 2reported
- Accounts
- 116reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Michelle Louise Hoesly to Atcap Partners, LLCApr 1, 2026 · RIA to RIA
- Sara Alluisi Galvin to Atcap Partners, LLCApr 1, 2026 · RIA to RIA
- Matthew Thomas Hoesly to Atcap Partners, LLCMar 31, 2026 · RIA to RIA
Joined, latest
- Matthew Thomas Hoesly from Equitable Advisors, LLCAug 19, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Atcap Partners, LLCMar 31, 2026 · Norfolk, Va · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Louise Michelle Hoesly · Presidentcontrolsince 04/2007 · owns 75% or more
- Thomas Matthew Hoesly · Ownersince 01/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Norfolk, Va · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 113 to 116May 30, 2025 to Mar 4, 2026
- HNW clients · 44 to 46May 30, 2025 to Mar 4, 2026
- Individual clients · 62 to 63May 30, 2025 to Mar 4, 2026
- Discretionary RAUM · $120M to $133MMay 30, 2025 to Mar 4, 2026
- HNW RAUM · $73.0M to $80.1MMay 30, 2025 to Mar 4, 2026
- Individual RAUM · $20.9M to $23.2MMay 30, 2025 to Mar 4, 2026
- Pension RAUM · $22.4M to $24.9MMay 30, 2025 to Mar 4, 2026
- RAUM · $120M to $133MMay 30, 2025 to Mar 4, 2026
- Financial planning clients · 0 to 0Mar 13, 2025 to May 30, 2025
- Accounts · 108 to 113Feb 21, 2024 to Mar 13, 2025
- Charity clients · 3 to 2Feb 21, 2024 to Mar 13, 2025
- HNW clients · 42 to 44Feb 21, 2024 to Mar 13, 2025
- Individual clients · 58 to 62Feb 21, 2024 to Mar 13, 2025
- Discretionary RAUM · $113M to $120MFeb 21, 2024 to Mar 13, 2025
- HNW RAUM · $70.5M to $73.0MFeb 21, 2024 to Mar 13, 2025
- Individual RAUM · $17.1M to $20.9MFeb 21, 2024 to Mar 13, 2025
- Pension RAUM · $21.4M to $22.4MFeb 21, 2024 to Mar 13, 2025
- RAUM · $113M to $120MFeb 21, 2024 to Mar 13, 2025
- Accounts · 111 to 108Feb 16, 2023 to Feb 21, 2024
- Individual clients · 60 to 58Feb 16, 2023 to Feb 21, 2024
- Pension plan clients · 6 to 5Feb 16, 2023 to Feb 21, 2024
- Discretionary RAUM · $104M to $113MFeb 16, 2023 to Feb 21, 2024
- HNW RAUM · $63.8M to $70.5MFeb 16, 2023 to Feb 21, 2024
- Individual RAUM · $15.0M to $17.1MFeb 16, 2023 to Feb 21, 2024
- Pension RAUM · $21.7M to $21.4MFeb 16, 2023 to Feb 21, 2024
- RAUM · $104M to $113MFeb 16, 2023 to Feb 21, 2024
- Accounts · 102 to 111Jan 19, 2023 to Feb 16, 2023
- HNW clients · 41 to 42Jan 19, 2023 to Feb 16, 2023
- Individual clients · 53 to 60Jan 19, 2023 to Feb 16, 2023
- Pension plan clients · 5 to 6Jan 19, 2023 to Feb 16, 2023
- Discretionary RAUM · $119M to $104MJan 19, 2023 to Feb 16, 2023
- HNW RAUM · $74.9M to $63.8MJan 19, 2023 to Feb 16, 2023
- Individual RAUM · $16.1M to $15.0MJan 19, 2023 to Feb 16, 2023
- Pension RAUM · $24.6M to $21.7MJan 19, 2023 to Feb 16, 2023
- RAUM · $119M to $104MJan 19, 2023 to Feb 16, 2023
- Accounts · 82 to 102Feb 17, 2012 to Mar 4, 2022
- Advisory employees · unset to 2.0Feb 17, 2012 to Mar 4, 2022
- BD registered reps · unset to 2.0Feb 17, 2012 to Mar 4, 2022
- Charity clients · unset to 3.0Feb 17, 2012 to Mar 4, 2022
- Corporate clients · unset to 0.0Feb 17, 2012 to Mar 4, 2022
Signals
6 dated events
- Resource 1, Inc. no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $132.7M)May 1, 2026 · Left the SEC roster · derived
- Michelle Louise Hoesly left Resource 1, Inc. for Atcap Partners, Llc (registered 2026-04-01)Apr 1, 2026 · Advisor changed firm · fact
- Sara Alluisi Galvin left Resource 1, Inc. for Atcap Partners, Llc (registered 2026-04-02)Apr 1, 2026 · Advisor changed firm · fact
- Matthew Thomas Hoesly left Resource 1, Inc. for Atcap Partners, Llc (registered 2026-03-31)Mar 31, 2026 · Advisor changed firm · fact
- Resource 1, Inc.'s advisors moved to Atcap Partners, LLC (Norfolk, VA): 3 of 3 registered, a day apartMar 31, 2026 · Firm absorbed (people side) · derived
- Resource 1, Inc. filed its initial SEC registration (Form ADV)Mar 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026