DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••• J••••••• F•••••••• S•••••••
Legal name D•••• J••••••• F•••••••• S•••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Oct 10, 2012 · 22 filings
SEC status approved since Oct 26, 2012
RAUM
$519M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$428M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$86.6M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$519M as of Mar 23, 2026
Mar 27, 2013$205M then
HNW client RAUM$302M as of Mar 23, 2026
Mar 22, 2018$177M then
State-registered IARs (5.B.3)6 as of Mar 23, 2026
Mar 27, 20133 then
Employees (5.A)8 as of Mar 23, 2026
Mar 27, 20139 then
Private funds: no history
RAUM +11% over the last fiscal year+14% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $86.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $566,426derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $519MreportedItem 5.I
- Custody
- $454M, 437 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$302M58%
- Individuals$126M24%
- Charitable organizations$46.7M9.0%
- Corporations and businesses$37.6M7.2%
- Pension and profit-sharing plans$6.8M1.3%
- Individual clients
- 362reported
- HNW clients
- 170reported
- Pension plan clients
- 7reported
- Charitable clients
- 15reported
- Accounts
- 917reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $454M for 437 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• J•••• S•••••••••Certified Financial Planner, Chartered Financial Consultant | Fort Worth, Tx | Nov 9, 1990 | 36 y | 0 |
| T•••••• C•••• L•••• | Fort Worth, Tx | Mar 5, 2008 | 26 y | 0 |
| J••••••• E••• D••••Certified Financial Planner | Fort Worth, Tx | Sep 12, 2013 | 17 y | 2 |
| W•••••• H••••• T••••• | Fort Worth, Tx | Oct 22, 2014 | 15 y | 0 |
| C••••••••• D••••• A••••• | Fort Worth, Tx | Sep 21, 2020 | 12 y | 0 |
| M••••••• G•••• C•••• | Fort Worth, Tx | Sep 2, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••••• E••• D•••• from P•••••••• A•••••••Sep 12, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• J•••••••• E••• · Managing Membercontrolsince 01/2021 · owns 10% to 25%
- L••••• T••••••• C•••• · Managing Member & Vice Presidentcontrolsince 01/2008 · owns 25% to 50%
- S••••••••• J••••••• J•••• · President & Chief Compliance Officercontrolsince 03/1996 · owns 25% to 50%
Related persons
Schedule D 7.A
- J••• P••• S••••••• I•••LP sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 859 to 917Mar 14, 2025 to Mar 23, 2026
- Advisory employees · 6 to 7Mar 14, 2025 to Mar 23, 2026
- BD registered reps · 5 to 6Mar 14, 2025 to Mar 23, 2026
- Charity clients · 14 to 15Mar 14, 2025 to Mar 23, 2026
- HNW clients · 157 to 170Mar 14, 2025 to Mar 23, 2026
- Individual clients · 353 to 362Mar 14, 2025 to Mar 23, 2026
- Pension plan clients · 10 to 7Mar 14, 2025 to Mar 23, 2026
- Assets in custody · $395M to $454MMar 14, 2025 to Mar 23, 2026
- Employees · 6 to 8Mar 14, 2025 to Mar 23, 2026
- Insurance-licensed employees · 5 to 0Mar 14, 2025 to Mar 23, 2026
- State-registered IARs · 5 to 6Mar 14, 2025 to Mar 23, 2026
- Discretionary RAUM · $467M to $519MMar 14, 2025 to Mar 23, 2026
- HNW RAUM · $260M to $302MMar 14, 2025 to Mar 23, 2026
- Individual RAUM · $124M to $126MMar 14, 2025 to Mar 23, 2026
- Pension RAUM · $10.1M to $6.8MMar 14, 2025 to Mar 23, 2026
- RAUM · $467M to $519MMar 14, 2025 to Mar 23, 2026
- Accounts · 808 to 859Mar 14, 2024 to Mar 14, 2025
- Corporate clients · 8 to 10Mar 14, 2024 to Mar 14, 2025
- HNW clients · 146 to 157Mar 14, 2024 to Mar 14, 2025
- Individual clients · 340 to 353Mar 14, 2024 to Mar 14, 2025
- Assets in custody · $23.8M to $395MMar 14, 2024 to Mar 14, 2025
- Financial planning clients · 1-10 to 1-10Mar 14, 2024 to Mar 14, 2025
- Discretionary RAUM · $410M to $467MMar 14, 2024 to Mar 14, 2025
- HNW RAUM · $263M to $260MMar 14, 2024 to Mar 14, 2025
- Individual RAUM · $87.8M to $124MMar 14, 2024 to Mar 14, 2025
- Pension RAUM · $2.9M to $10.1MMar 14, 2024 to Mar 14, 2025
- RAUM · $410M to $467MMar 14, 2024 to Mar 14, 2025
- Accounts · 805 to 808Mar 20, 2023 to Mar 14, 2024
- Advisory employees · 5 to 6Mar 20, 2023 to Mar 14, 2024
- BD registered reps · 6 to 5Mar 20, 2023 to Mar 14, 2024
- Charity clients · 11 to 14Mar 20, 2023 to Mar 14, 2024
- HNW clients · 137 to 146Mar 20, 2023 to Mar 14, 2024
- Individual clients · 233 to 340Mar 20, 2023 to Mar 14, 2024
- Pension plan clients · 5 to 10Mar 20, 2023 to Mar 14, 2024
- Assets in custody · $25.5M to $23.8MMar 20, 2023 to Mar 14, 2024
- Employees · 7 to 6Mar 20, 2023 to Mar 14, 2024
- Insurance-licensed employees · 0 to 5Mar 20, 2023 to Mar 14, 2024
- State-registered IARs · 6 to 5Mar 20, 2023 to Mar 14, 2024
- Discretionary RAUM · $348M to $410MMar 20, 2023 to Mar 14, 2024
- HNW RAUM · $265M to $263MMar 20, 2023 to Mar 14, 2024
Signals
3 dated events
- Arthur Don Jacobson (Managing Member/Partner) no longer on Schedule A of D•••• J••••••• F•••••••• S••••••• (listed 2023-03-20, absent 2024-03-14)Mar 14, 2024 · Control person left · inference
- Evan Jonathan Dumas (Managing Member/Partner) appeared on Schedule A of D•••• J••••••• F•••••••• S•••••••Mar 26, 2021 · Control person joined · fact
- D•••• J••••••• F•••••••• S••••••• filed its initial SEC registration (Form ADV)Oct 10, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- D•••J•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 817-335-3214reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026