DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Great Northern Asset Management, LLC
Latest filing Jul 11, 2025
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Mar 6, 2006
RAUM
$222M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
94%
$208M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$222M as of Jul 11, 2025
Mar 29, 2012$168M then
HNW client RAUM$201M as of Jul 11, 2025
Mar 23, 2018$196M then
State-registered IARs (5.B.3)0 as of Jul 11, 2025
Mar 29, 20120 then
Employees (5.A)3 as of Jul 11, 2025
Mar 28, 20134 then
Private funds: no history
RAUM +11% over the last fiscal year-6.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 11, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $121M, 43 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$201M90%
- Charitable organizations$13.8M6.2%
- Individuals$6.9M3.1%
- Corporations and businesses$474,8820.2%
- Individual clients
- 21reported
- HNW clients
- 37reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 158reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $121M for 43 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- Sheri Marie Sanders to Ferguson Wellman Capital Management, Inc.Jan 9, 2026 · RIA to RIA
- Tamara Anne Oglesby to Ferguson Wellman Capital Management, Inc.Jan 9, 2026 · RIA to RIA
- Robert Douglas Greenman to Vista Capital Partners, Inc.Jun 24, 2011 · Other
Joined, latest
- Sheri Marie Sanders from Harlow Wealth Management, Inc.Oct 9, 2023 · RIA to RIA
- Robert Douglas Greenman from Mengis Capital Management, Inc.May 30, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Ferguson Wellman Capital Management, Inc.Jan 9, 2026 · Vancouver, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Sheri Baglio · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- Anne Tamara Oglesby · President, Managing Principal, Membercontrolsince 06/2011 · owns 25% to 50%
- J. David Johnson · Membersince 03/2006 · owns 5% to 10%
- Martin Nicholas Lonstad · Principal, Chief Investment Strategistsince 03/2024 · owns less than 5%
- David John Page · Membersince 03/2007 · owns 10% to 25%
- Evans John Von Schlegell · Membersince 03/2006 · owns 10% to 25%
Entity owners
- Babson Capital Partners, LP · Memberdirect · owns 10% to 25%
- Rasmuson Family Living Trust · Memberdirect · owns 5% to 10%
- Thomas And Mary Tomjack Living Trust · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Jun 17, 2025 to Jul 11, 2025
- Accounts · 152 to 158Jul 1, 2024 to Feb 5, 2025
- Charity clients · unset to 5.0Jul 1, 2024 to Feb 5, 2025
- Individual clients · 18 to 21Jul 1, 2024 to Feb 5, 2025
- Discretionary RAUM · $200M to $218MJul 1, 2024 to Feb 5, 2025
- HNW RAUM · $182M to $201MJul 1, 2024 to Feb 5, 2025
- Individual RAUM · $4.1M to $6.9MJul 1, 2024 to Feb 5, 2025
- Non-discretionary RAUM · $494,852 to $3.9MJul 1, 2024 to Feb 5, 2025
- RAUM · $200M to $222MJul 1, 2024 to Feb 5, 2025
- Accounts · 165 to 152Aug 24, 2023 to Mar 8, 2024
- Advisory activities · 3 to 4Aug 24, 2023 to Mar 8, 2024
- HNW clients · 99 to 37Aug 24, 2023 to Mar 8, 2024
- Individual clients · 56 to 18Aug 24, 2023 to Mar 8, 2024
- Financial planning clients · 0 to 1-10Aug 24, 2023 to Mar 8, 2024
- Discretionary RAUM · $214M to $200MAug 24, 2023 to Mar 8, 2024
- HNW RAUM · $169M to $182MAug 24, 2023 to Mar 8, 2024
- Individual RAUM · $11.0M to $4.1MAug 24, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $3.7M to $494,852Aug 24, 2023 to Mar 8, 2024
- Pension RAUM · 1544899.0 to unsetAug 24, 2023 to Mar 8, 2024
- RAUM · $218M to $200MAug 24, 2023 to Mar 8, 2024
- Accounts · 159 to 165Mar 25, 2022 to Mar 24, 2023
- Corporate clients · 6.0 to unsetMar 25, 2022 to Mar 24, 2023
- HNW clients · 87 to 99Mar 25, 2022 to Mar 24, 2023
- Individual clients · 59 to 56Mar 25, 2022 to Mar 24, 2023
- Assets in custody · $187M to $121MMar 25, 2022 to Mar 24, 2023
- Discretionary RAUM · $268M to $214MMar 25, 2022 to Mar 24, 2023
- HNW RAUM · $233M to $169MMar 25, 2022 to Mar 24, 2023
- Individual RAUM · $20.8M to $11.0MMar 25, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $5.7M to $3.7MMar 25, 2022 to Mar 24, 2023
- Pension RAUM · $1.9M to $1.5MMar 25, 2022 to Mar 24, 2023
- RAUM · $273M to $218MMar 25, 2022 to Mar 24, 2023
- Accounts · 154 to 159Dec 22, 2021 to Mar 25, 2022
- Corporate clients · 8 to 6Dec 22, 2021 to Mar 25, 2022
- HNW clients · 85 to 87Dec 22, 2021 to Mar 25, 2022
- Individual clients · 54 to 59Dec 22, 2021 to Mar 25, 2022
- Assets in custody · $127M to $187MDec 22, 2021 to Mar 25, 2022
- Discretionary RAUM · $257M to $268MDec 22, 2021 to Mar 25, 2022
- HNW RAUM · $229M to $233MDec 22, 2021 to Mar 25, 2022
- Individual RAUM · $15.5M to $20.8MDec 22, 2021 to Mar 25, 2022
- Non-discretionary RAUM · $8.0M to $5.7MDec 22, 2021 to Mar 25, 2022
Signals
7 dated events
- Great Northern Asset Management, Llc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $222.3M)Feb 2, 2026 · Left the SEC roster · derived
- Sheri Marie Sanders left Great Northern Asset Management, Llc for Ferguson Wellman Capital Management, Inc. (registered 2026-03-25)Jan 9, 2026 · Advisor changed firm · fact
- Tamara Anne Oglesby left Great Northern Asset Management, Llc for Ferguson Wellman Capital Management, Inc. (registered 2026-01-23)Jan 9, 2026 · Advisor changed firm · fact
- 2 advisors left Great Northern Asset Management, LLC (Vancouver, WA) for Ferguson Wellman Capital Management, Inc. on the same dayJan 9, 2026 · Team lift-out · derived
- Marie Sheri Baglio (Chief Compliance Officer) appeared on Schedule A of Great Northern Asset Management, LlcJul 1, 2024 · Control person joined · fact
- Duncan John Ritchie (Manager / Member) no longer on Schedule A of Great Northern Asset Management, Llc (listed 2021-03-25, absent 2021-12-22)Dec 22, 2021 · Control person left · inference
- Great Northern Asset Management, Llc reported RAUM $212.7M, down 44% from $380.2M (2018-03-23 to 2019-03-18)Mar 18, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026