DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Senior Financial Advisors, Inc.
Latest filing Mar 13, 2026
First filing on the tape Mar 13, 2026 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- n/areported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Patrick FurrowCertified Financial Planner | Bellevue, Wa | Oct 20, 1997 | 40 y | 2 |
| Michael Scott Coe | Bellevue, Wa | Nov 28, 2014 | 35 y | 2 |
| Charles Daniel Hamilton | Bellevue, Wa | Jun 10, 2025 | 38 y | 2 |
Advisor movement
Left, latest
- Dwayne Alan Dilley to Cetera Advisor Networks LLCMar 18, 2025 · Other
- Arlie James Skurdal to Fortis Capital Management LLCNov 15, 2010 · Other
Joined, latest
- Charles Daniel Hamilton from Cetera Investment Advisers LLCJun 10, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Michael Scott Coe from Cetera Advisor Networks LLCNov 28, 2014 · Affiliated broker-dealer or bank to a state-registered adviser
- Arlie James Skurdal from Cetera Advisor Networks LLCDec 13, 1999 · Other
- James Patrick Furrow from Cetera Advisor Networks LLCOct 20, 1997 · Affiliated broker-dealer or bank to a state-registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cetera Advisor Networks LLCJun 29, 2023 · Bellevue, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- Dwayne Alan Dilley left Senior Financial Advisors, Inc. for Cetera Advisor Networks Llc (registered 2001-04-03)Mar 18, 2025 · Advisor changed firm · fact
- 2 advisors left Cetera Advisor Networks LLC (Bellevue, WA) for Senior Financial Advisors, Inc. on the same dayJun 29, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SFAI.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-635-0600reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026