DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Senior Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Daniel Hamilton | Cetera Investment Advisers LLC BD affiliated | Senior Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2025 | Jun 10, 2025 |
| James Patrick Furrow | Cetera Advisor Networks LLC BD affiliated | Senior Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 29, 2023 | Oct 20, 1997 |
| Michael Scott Coe | Cetera Advisor Networks LLC BD affiliated | Senior Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 29, 2023 | Nov 28, 2014 |
| Arlie James Skurdal | Cetera Advisor Networks LLC other | Senior Financial Advisors, Inc. state registered | Other | Jul 7, 2010 | Dec 13, 1999 |
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4 moves match.