DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• R••• W••••• M••••••••• G••••• I•••
Latest filing Sep 15, 2026
First filing on the tape Aug 11, 2021 · 15 filings
SEC status approved since Sep 10, 2021
RAUM
$152M
reported, Item 5.F
Discretionary
66%
of RAUM
Private clients
100%
$152M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$75.9M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$152M as of Feb 3, 2026
Feb 24, 2022$116M then
HNW client RAUM$141M as of Feb 3, 2026
Feb 24, 2022$106M then
State-registered IARs (5.B.3)2 as of Feb 3, 2026
Feb 24, 20222 then
Employees (5.A)4 as of Feb 3, 2026
Feb 24, 20224 then
Private funds: no history
RAUM +16% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $75.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $663,223derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 66%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$141M93%
- Individuals$11.2M7.3%
- Individual clients
- 26reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 229reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $100M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=3.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• G••••• R••• | Atlanta, Ga | Feb 25, 2003 | 51 y | 0 |
| K•••••• A•••••• E•••••• | Atlanta, Ga | Feb 25, 2003 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• P••••••• G••••• · Cco/ Presidentcontrolsince 07/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 26-50 to 26-50Feb 3, 2026 to Sep 15, 2026
- Related adviser · false to unsetFeb 3, 2026 to Sep 15, 2026
- Related bank · false to unsetFeb 3, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetFeb 3, 2026 to Sep 15, 2026
- Related insurance company · false to unsetFeb 3, 2026 to Sep 15, 2026
- Succession · false to unsetFeb 3, 2026 to Sep 15, 2026
- Accounts · 223 to 229Oct 1, 2025 to Feb 3, 2026
- HNW clients · 44 to 48Oct 1, 2025 to Feb 3, 2026
- Discretionary RAUM · $81.1M to $100MOct 1, 2025 to Feb 3, 2026
- HNW RAUM · $121M to $141MOct 1, 2025 to Feb 3, 2026
- Individual RAUM · $10.7M to $11.2MOct 1, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $50.3M to $51.8MOct 1, 2025 to Feb 3, 2026
- RAUM · $131M to $152MOct 1, 2025 to Feb 3, 2026
- Wrap assets (manager) · $81.1M to $100MOct 1, 2025 to Feb 3, 2026
- Accounts · 226 to 223Oct 14, 2024 to Feb 11, 2025
- Individual clients · 28 to 26Oct 14, 2024 to Feb 11, 2025
- Financial planning clients · 26-50 to 26-50Oct 14, 2024 to Feb 11, 2025
- Discretionary RAUM · $74.5M to $81.1MOct 14, 2024 to Feb 11, 2025
- HNW RAUM · $111M to $121MOct 14, 2024 to Feb 11, 2025
- Individual RAUM · $10.2M to $10.7MOct 14, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $46.3M to $50.3MOct 14, 2024 to Feb 11, 2025
- RAUM · $121M to $131MOct 14, 2024 to Feb 11, 2025
- Wrap assets (manager) · $74.5M to $81.1MOct 14, 2024 to Feb 11, 2025
- Accounts · 213 to 226Nov 9, 2023 to Jan 30, 2024
- HNW clients · 41 to 44Nov 9, 2023 to Jan 30, 2024
- Individual clients · 27 to 28Nov 9, 2023 to Jan 30, 2024
- Pension plan clients · 4.0 to unsetNov 9, 2023 to Jan 30, 2024
- Discretionary RAUM · $66.1M to $74.5MNov 9, 2023 to Jan 30, 2024
- HNW RAUM · $100M to $111MNov 9, 2023 to Jan 30, 2024
- Individual RAUM · $9.8M to $10.2MNov 9, 2023 to Jan 30, 2024
- Non-discretionary RAUM · $44.0M to $46.3MNov 9, 2023 to Jan 30, 2024
- Pension RAUM · 0.0 to unsetNov 9, 2023 to Jan 30, 2024
- RAUM · $110M to $121MNov 9, 2023 to Jan 30, 2024
- Wrap assets (manager) · $66.1M to $74.5MNov 9, 2023 to Jan 30, 2024
- Accounts · 240 to 213Dec 16, 2022 to Feb 9, 2023
- HNW clients · 42 to 41Dec 16, 2022 to Feb 9, 2023
- Individual clients · 26 to 27Dec 16, 2022 to Feb 9, 2023
- Discretionary RAUM · $72.7M to $66.1MDec 16, 2022 to Feb 9, 2023
- HNW RAUM · $106M to $100MDec 16, 2022 to Feb 9, 2023
- Individual RAUM · $10.3M to $9.8MDec 16, 2022 to Feb 9, 2023
Signals
1 dated events
- T•• R••• W••••• M••••••••• G••••• I••• filed its initial SEC registration (Form ADV)Aug 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-467-9104reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-467-9882reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/635042/ADMINreportedpublic record, Form ADV, Sep 19, 2026
- Website
- R•••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 404-467-9882reportedpublic record, Form ADV, Sep 15, 2026
- Team page
- r•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026