DFX Intelligence
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W•••••• F•••••••• S•••••••• P•••
Independent wealth managerSEC-registered
Independent wealth manager, reporting $171M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $171M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +14%
- Private clients
- 100% of RAUM, $171M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- discretionary share of RAUM 0Peer median 1
- Contact points 1
Every filed figure, and the identifiersCRD 117504 · SEC 801-126685 · 8 filingsShowHide
CRD 117504SEC 801-126685First filing on the tape Mar 30, 2012, latest Mar 31, 2026SEC status approved since Sep 30, 2022IAPD
RAUM
$171M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$171M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$171M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$171M as of Mar 31, 2026
Mar 30, 2012$51.4M then
HNW client RAUM$171M as of Mar 31, 2026
Mar 28, 2023$116M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)1 as of Mar 31, 2026
Mar 28, 20231 then
Private funds: no history
RAUM +14% over the last fiscal year+14% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $171MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $24.5MderivedHNW RAUM over HNW clients
- Average account
- $5.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$171M100%
- Individual clients
- n/areported
- HNW clients
- 7reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••• D•••• W••••••Certified Financial Planner | Olympia, Wa | Jan 4, 2001 | 32 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••• B•••• D•••• · Manger/Member/Chief Compliance Officercontrolsince 11/2000 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 100% (5682 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,682) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 41 to 34Mar 27, 2025 to Mar 31, 2026
- HNW clients · 9 to 7Mar 27, 2025 to Mar 31, 2026
- HNW RAUM · $150M to $171MMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $150M to $171MMar 27, 2025 to Mar 31, 2026
- RAUM · $150M to $171MMar 27, 2025 to Mar 31, 2026
- Accounts · 42 to 41Mar 31, 2024 to Mar 27, 2025
- HNW clients · 10 to 9Mar 31, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Mar 31, 2024 to Mar 27, 2025
- HQ city · unset to Mar 31, 2024 to Mar 27, 2025
- HQ state · unset to Mar 31, 2024 to Mar 27, 2025
- HNW RAUM · $142M to $150MMar 31, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $142M to $150MMar 31, 2024 to Mar 27, 2025
- RAUM · $142M to $150MMar 31, 2024 to Mar 27, 2025
- Accounts · 41 to 42Mar 28, 2023 to Mar 31, 2024
- HNW RAUM · $116M to $142MMar 28, 2023 to Mar 31, 2024
- Individual RAUM · 23614.0 to unsetMar 28, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $116M to $142MMar 28, 2023 to Mar 31, 2024
- RAUM · $116M to $142MMar 28, 2023 to Mar 31, 2024
- HNW RAUM · $117M to $116MSep 2, 2022 to Mar 28, 2023
- Individual RAUM · $30,914 to $23,614Sep 2, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $117M to $116MSep 2, 2022 to Mar 28, 2023
- RAUM · $117M to $116MSep 2, 2022 to Mar 28, 2023
- Employees · unset to 1.0Jun 7, 2012 to Sep 2, 2022
- Financial planning clients · 11-25 to 1-10Jun 7, 2012 to Sep 2, 2022
- State-registered IARs · 0 to 1Jun 7, 2012 to Sep 2, 2022
- Other offices · unset to 0.0Jun 7, 2012 to Sep 2, 2022
- HNW RAUM · unset to 117258435.0Jun 7, 2012 to Sep 2, 2022
- Individual RAUM · unset to 30914.0Jun 7, 2012 to Sep 2, 2022
- Non-discretionary RAUM · $46.7M to $117MJun 7, 2012 to Sep 2, 2022
- RAUM · $46.7M to $117MJun 7, 2012 to Sep 2, 2022
- Accounts · 44 to 41Jun 7, 2012 to Sep 2, 2022
- Advisory employees · unset to 1.0Jun 7, 2012 to Sep 2, 2022
- Advisory activities · 3 to 2Jun 7, 2012 to Sep 2, 2022
- HNW clients · unset to 10.0Jun 7, 2012 to Sep 2, 2022
- Non-discretionary RAUM · $51.4M to $46.7MMar 30, 2012 to May 30, 2012
- RAUM · $51.4M to $46.7MMar 30, 2012 to May 30, 2012
Signals
1 dated events
- ••• LockedSep 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $171Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026