DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••
Legal name J•• C•• F•••••••• M••••••••• I•••
Latest filing Apr 6, 2026
First filing on the tape May 18, 2017 · 31 filings
SEC status approved since Jul 17, 2017
RAUM
$318M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
74%
$235M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$79.6M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$318M as of Apr 6, 2026
Mar 26, 2018$119M then
HNW client RAUM$147M as of Apr 6, 2026
Mar 26, 2018$49.0M then
State-registered IARs (5.B.3)4 as of Apr 6, 2026
Mar 26, 20182 then
Employees (5.A)5 as of Apr 6, 2026
Mar 26, 20183 then
Private funds: no history
RAUM +1.2% over the last fiscal year+15% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 173derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $227,364derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$147M46%
- Individuals$88.4M28%
- Corporations and businesses$80.0M25%
- Charitable organizations$3.1M1.0%
- Individual clients
- 610reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 1,400reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.74 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• W•••• W•••••• | Ardmore, Ok | Oct 29, 2012 | 15 y | 1 |
| A•••• M•••••• B•••• | Ardmore, Ok | Feb 2, 2018 | 18 y | 4 |
| K•••• S••••••• T••••• | Ardmore, Ok | Apr 28, 2018 | 10 y | 0 |
| B••••• M••••••• H••••Certified Financial Planner | Ardmore, Ok | Oct 4, 2019 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• M•••••• B•••• from W•••••• I••••••••• S•••••••••Feb 2, 2018 · Other
- M•••••• W•••• W•••••• from S••••••• F•••••••• S•••••••• I•••Oct 29, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A••••• M•••••• · Ownercontrolsince 09/2020 · owns 10% to 25%
- T•••••• K••••• S••••••• · Chief Compliance Officercontrolsince 01/2024 · owns 5% to 10%
- W••••••• M••••••• W•••• · Ownercontrolsince 07/2012 · owns 75% or more
- H••••• B•••••• M••••••• · Ownersince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ardmore, Ok · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,284 to 1,400Aug 19, 2025 to Feb 10, 2026
- Advisory employees · 5 to 4Aug 19, 2025 to Feb 10, 2026
- Charity clients · 3 to 4Aug 19, 2025 to Feb 10, 2026
- Corporate clients · 20 to 23Aug 19, 2025 to Feb 10, 2026
- HNW clients · 90 to 80Aug 19, 2025 to Feb 10, 2026
- Individual clients · 583 to 610Aug 19, 2025 to Feb 10, 2026
- Employees · 6 to 5Aug 19, 2025 to Feb 10, 2026
- State-registered IARs · 5 to 4Aug 19, 2025 to Feb 10, 2026
- Discretionary RAUM · $315M to $318MAug 19, 2025 to Feb 10, 2026
- HNW RAUM · $169M to $147MAug 19, 2025 to Feb 10, 2026
- Individual RAUM · $74.8M to $88.4MAug 19, 2025 to Feb 10, 2026
- RAUM · $315M to $318MAug 19, 2025 to Feb 10, 2026
- Advisory activities · 1 to 2Jan 29, 2025 to Aug 19, 2025
- Financial planning clients · 0 to 0Jan 29, 2025 to Aug 19, 2025
- Accounts · 1,499 to 1,284Mar 12, 2024 to Jan 29, 2025
- Charity clients · 2 to 3Mar 12, 2024 to Jan 29, 2025
- HNW clients · 53 to 90Mar 12, 2024 to Jan 29, 2025
- Individual clients · 834 to 583Mar 12, 2024 to Jan 29, 2025
- Discretionary RAUM · $247M to $315MMar 12, 2024 to Jan 29, 2025
- HNW RAUM · $97.7M to $169MMar 12, 2024 to Jan 29, 2025
- Individual RAUM · $85.0M to $74.8MMar 12, 2024 to Jan 29, 2025
- RAUM · $247M to $315MMar 12, 2024 to Jan 29, 2025
- Accounts · 1,132 to 1,499Feb 14, 2023 to Feb 14, 2024
- Charity clients · unset to 2.0Feb 14, 2023 to Feb 14, 2024
- Individual clients · 717 to 834Feb 14, 2023 to Feb 14, 2024
- Discretionary RAUM · $209M to $247MFeb 14, 2023 to Feb 14, 2024
- HNW RAUM · $87.9M to $97.7MFeb 14, 2023 to Feb 14, 2024
- Individual RAUM · $64.6M to $85.0MFeb 14, 2023 to Feb 14, 2024
- RAUM · $209M to $247MFeb 14, 2023 to Feb 14, 2024
- Accounts · 1,049 to 1,132Oct 14, 2022 to Feb 14, 2023
- Advisory employees · 4 to 5Oct 14, 2022 to Feb 14, 2023
- HNW clients · 45 to 53Oct 14, 2022 to Feb 14, 2023
- Individual clients · 567 to 717Oct 14, 2022 to Feb 14, 2023
- Assets in custody · 5058985.0 to unsetOct 14, 2022 to Feb 14, 2023
- Custody of client assets · true to falseOct 14, 2022 to Feb 14, 2023
- State-registered IARs · 4 to 5Oct 14, 2022 to Feb 14, 2023
- Discretionary RAUM · $230M to $209MOct 14, 2022 to Feb 14, 2023
- HNW RAUM · $142M to $87.9MOct 14, 2022 to Feb 14, 2023
- Individual RAUM · $40.9M to $64.6MOct 14, 2022 to Feb 14, 2023
- RAUM · $230M to $209MOct 14, 2022 to Feb 14, 2023
Signals
3 dated events
- Berton Jack Riley (Owner, Chief Investment Officer) no longer on Schedule A of Fmi (listed 2021-02-26, absent 2021-05-13)May 13, 2021 · Control person left · inference
- Michael Allen Bynum (Chief Compliance Officer) appeared on Schedule A of FmiSep 15, 2020 · Control person joined · fact
- J•• C•• F•••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)May 18, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fmiardmore.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kaye@fmiardmore.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 580-226-4058reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 580-798-0810reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- F•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 580-226-4058reportedpublic record, Form ADV, Apr 6, 2026
- Contact form
- fmiardmore.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fmiardmore.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026