DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••••• I••
Latest filing Feb 25, 2026
First filing on the tape Jun 26, 2012 · 20 filings
SEC status approved since Mar 30, 2004
RAUM
$574M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$565M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$574M as of Feb 25, 2026
Jun 26, 2012$158M then
HNW client RAUM$525M as of Feb 25, 2026
Apr 9, 2018$163M then
State-registered IARs (5.B.3)3 as of Feb 25, 2026
Jun 26, 20120 then
Employees (5.A)6 as of Feb 25, 2026
Mar 28, 20133 then
Private funds: no history
RAUM -3.7% over the last fiscal year+24% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $746,353derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $428M, 165 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$525M92%
- Individuals$39.4M6.9%
- Corporations and businesses$4.7M0.8%
- Pension and profit-sharing plans$4.5M0.8%
- Individual clients
- 70reported
- HNW clients
- 147reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 769reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $428M for 165 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• S•••••• W••••Chartered Financial Analyst | Boise, Id | Mar 3, 2003 | 26 y | 1 |
| J•• C••••••••• H••••••••• | Boise,, Id | Dec 16, 2004 | 31 y | 1 |
| M•••• N••••• P••••••Certified Financial Planner | Boise, Id | Jan 31, 2024 | 11 y | 0 |
| D••••••• B•••••• | Boise, Id | Dec 10, 2025 | 13 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••••• B•••••• from L•• F•••••••• L••Dec 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•• C••••••••• H••••••••• from T• A••••••••• I•••Dec 16, 2004 · Other
- P••• S•••••• W•••• from S••••• A•••• M••••••••• I•••Mar 3, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• M•••• · Chief Compliance Officer/Vice Presidentcontrolsince 01/2023 · owns 25% to 50%
- W••••• P•••• S•••••• · Vice-Presidentcontrolsince 07/2003 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boise, Id · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 761 to 769Apr 29, 2025 to Feb 25, 2026
- HNW clients · 139 to 147Apr 29, 2025 to Feb 25, 2026
- Individual clients · 74 to 70Apr 29, 2025 to Feb 25, 2026
- Assets in custody · $252M to $428MApr 29, 2025 to Feb 25, 2026
- Discretionary RAUM · $593M to $574MApr 29, 2025 to Feb 25, 2026
- HNW RAUM · $545M to $525MApr 29, 2025 to Feb 25, 2026
- Individual RAUM · $31.7M to $39.4MApr 29, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $2.4M to $0Apr 29, 2025 to Feb 25, 2026
- Pension RAUM · $3.9M to $4.5MApr 29, 2025 to Feb 25, 2026
- RAUM · $596M to $574MApr 29, 2025 to Feb 25, 2026
- Accounts · 752 to 761Jan 7, 2025 to Apr 29, 2025
- HNW clients · 133 to 139Jan 7, 2025 to Apr 29, 2025
- Assets in custody · unset to 252020118.0Jan 7, 2025 to Apr 29, 2025
- Custody of client assets · false to trueJan 7, 2025 to Apr 29, 2025
- Employees · 5 to 6Jan 7, 2025 to Apr 29, 2025
- Financial planning clients · 11-25 to 11-25Jan 7, 2025 to Apr 29, 2025
- Discretionary RAUM · $325M to $593MJan 7, 2025 to Apr 29, 2025
- HNW RAUM · $279M to $545MJan 7, 2025 to Apr 29, 2025
- Individual RAUM · $32.3M to $31.7MJan 7, 2025 to Apr 29, 2025
- Non-discretionary RAUM · $2.2M to $2.4MJan 7, 2025 to Apr 29, 2025
- Pension RAUM · $3.1M to $3.9MJan 7, 2025 to Apr 29, 2025
- RAUM · $327M to $596MJan 7, 2025 to Apr 29, 2025
- Accounts · 203 to 752Nov 3, 2023 to Jan 31, 2024
- Advisory employees · 4 to 3Nov 3, 2023 to Jan 31, 2024
- Advisory activities · 2 to 3Nov 3, 2023 to Jan 31, 2024
- Corporate clients · unset to 4.0Nov 3, 2023 to Jan 31, 2024
- HNW clients · 122 to 133Nov 3, 2023 to Jan 31, 2024
- Individual clients · 81 to 74Nov 3, 2023 to Jan 31, 2024
- Pension plan clients · unset to 1.0Nov 3, 2023 to Jan 31, 2024
- Employees · 4 to 5Nov 3, 2023 to Jan 31, 2024
- Financial planning clients · 51-100 to 11-25Nov 3, 2023 to Jan 31, 2024
- State-registered IARs · 0 to 3Nov 3, 2023 to Jan 31, 2024
- Discretionary RAUM · $301M to $325MNov 3, 2023 to Jan 31, 2024
- HNW RAUM · $242M to $279MNov 3, 2023 to Jan 31, 2024
- Individual RAUM · $59.0M to $32.3MNov 3, 2023 to Jan 31, 2024
- Non-discretionary RAUM · $0 to $2.2MNov 3, 2023 to Jan 31, 2024
- Pension RAUM · unset to 3148889.0Nov 3, 2023 to Jan 31, 2024
- RAUM · $301M to $327MNov 3, 2023 to Jan 31, 2024
- Accounts · 718 to 203Mar 31, 2022 to May 4, 2023
- HNW clients · 114 to 122Mar 31, 2022 to May 4, 2023
Signals
3 dated events
- B•••••••• I•• reported RAUM $595.9M, up 82% from $327.4M (2025-01-07 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- James Michael Ling (President) no longer on Schedule A of B•••••••• I•• (listed 2023-11-03, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- M•••• P•••••• (Chief Compliance Officer/Vice President) appeared on Schedule A of B•••••••• I••Jan 31, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 208-853-6980reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/berkeley-inc-boise/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- B•••••••INC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 208-853-6980reportedpublic record, Form ADV, Feb 25, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026