DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Berkeley, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Danielle BeasleyLPL Financial LLC BD affiliatedBerkeley, Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2025Dec 10, 2025 (243 d)
Jon Christopher HendricksonTd Ameritrade, Inc. no RAUMBerkeley, Inc otherOtherNov 10, 2004Dec 16, 2004 (36 d)
Paul Stephen WhiteSelway Asset Management, Inc. otherBerkeley, Inc otherOtherDec 6, 2002Mar 3, 2003 (87 d)
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3 moves match.