DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Claris Advisors, LLC
Latest filing Mar 12, 2026
First filing on the tape Feb 16, 2012 · 25 filings
SEC status approved since Jul 7, 2006
RAUM
$911M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$885M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$228M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$911M as of Mar 12, 2026
Feb 16, 2012$180M then
HNW client RAUM$774M as of Mar 12, 2026
Mar 26, 2018$265M then
State-registered IARs (5.B.3)3 as of Mar 12, 2026
Mar 18, 20132 then
Employees (5.A)3 as of Mar 12, 2026
Mar 18, 20133 then
Private funds: no history
RAUM +14% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $228MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $936,411derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$774M85%
- Individuals$110M12%
- Pension and profit-sharing plans$18.5M2.0%
- Corporations and businesses$7.5M0.8%
- Charitable organizations$359,6620.0%
- Individual clients
- 182reported
- HNW clients
- 140reported
- Pension plan clients
- 9reported
- Charitable clients
- n/areported
- Accounts
- 973reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stanley Dean Royer | St. Louis, Mo | Jun 18, 2007 | 31 y | 1 |
| Scott IversonCertified Financial Planner, Chartered Financial Consultant | St. Louis, Mo | Jun 25, 2015 | 22 y | 0 |
| Christopher Paul Bettonville | St. Louis, Mo | Sep 23, 2015 | 11 y | 0 |
| Andrew Joseph Merkle | St. Louis, Mo | May 4, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- Scott Humphrey to Holistic Finance LLCFeb 13, 2026 · RIA to RIA
- Christopher Charles Schroeder to Midland Wealth ManagementJan 5, 2024 · Other
Joined, latest
- Christopher Charles Schroeder from Umb Financial Services, Inc.Apr 20, 2020 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dean Stanley Royer · President, Member & Chief Compliance Officercontrolsince 04/1999 · owns less than 5%
- Clifton Robert Schulte · Membercontrolsince 04/1999 · owns less than 5%
- Alan Derek Barnard · Membersince 01/2013 · owns less than 5%
- Lee Robert Berger · Membersince 01/2017 · owns less than 5%
- Richard Craig Campbell · Membersince 04/1999 · owns less than 5%
- Marie Jeanne Dee · Membersince 01/2022 · owns less than 5%
- Ann Julia Deien · Membersince 01/2024 · owns less than 5%
- John Michael Evans · Membersince 04/1999 · owns less than 5%
- Matthew David Finklang · Membersince 01/2022 · owns less than 5%
- Ryan Chad Gall · Membersince 01/2022 · owns less than 5%
- Norman Jason Gotway · Membersince 01/2024 · owns less than 5%
- Allen Jody Grunden · Membersince 07/2022 · owns less than 5%
- Adam Gabriel Hale · Membersince 07/2022 · owns less than 5%
- Elwyn David Hartley · Membersince 01/2022 · owns less than 5%
- Stephen Thomas Helm · Membersince 01/2022 · owns less than 5%
- Katherine Julie Hiblovic · Membersince 01/2022 · owns less than 5%
- Gurvis Mark Hinsen · Membersince 01/2012 · owns less than 5%
- Allan Scott Hoffman · Membersince 01/2022 · owns less than 5%
- Scott Iverson · Membersince 01/2020 · owns less than 5%
- Joseph Brent Kaniecki · Membersince 01/2023 · owns less than 5%
- Austin Luke Luckett · Membersince 01/2023 · owns less than 5%
- Marie Jane Maddox · Membersince 01/2024 · owns less than 5%
- Christopher Robert Madison · Membersince 01/2022 · owns less than 5%
- Patrick Justin Marty · Membersince 01/2023 · owns less than 5%
- Ervin Brent Mcclure · Membersince 01/2022 · owns less than 5%
- Michael Brian Mccook · Membersince 01/2013 · owns less than 5%
- Louise Jeanne Meyer · Membersince 01/2022 · owns less than 5%
- Jerome Robert Minkler · Membersince 12/2006 · owns less than 5%
- William Daniel Mudd · Membersince 01/2013 · owns less than 5%
- Dean Douglas Mueller · Membersince 01/2012 · owns less than 5%
Related persons
Schedule D 7.A
- Anders Minkler Huber & Helm, Llpinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 937 to 973Feb 25, 2025 to Mar 12, 2026
- Advisory employees · 4 to 3Feb 25, 2025 to Mar 12, 2026
- HNW clients · 134 to 140Feb 25, 2025 to Mar 12, 2026
- Individual clients · 177 to 182Feb 25, 2025 to Mar 12, 2026
- Employees · 5 to 3Feb 25, 2025 to Mar 12, 2026
- Discretionary RAUM · $801M to $911MFeb 25, 2025 to Mar 12, 2026
- HNW RAUM · $706M to $774MFeb 25, 2025 to Mar 12, 2026
- Individual RAUM · $70.2M to $110MFeb 25, 2025 to Mar 12, 2026
- Pension RAUM · $18.1M to $18.5MFeb 25, 2025 to Mar 12, 2026
- RAUM · $801M to $911MFeb 25, 2025 to Mar 12, 2026
- Accounts · 941 to 937Mar 26, 2024 to Feb 25, 2025
- Advisory employees · 3 to 4Mar 26, 2024 to Feb 25, 2025
- HNW clients · 129 to 134Mar 26, 2024 to Feb 25, 2025
- Individual clients · 188 to 177Mar 26, 2024 to Feb 25, 2025
- Assets in custody · 1557.0 to unsetMar 26, 2024 to Feb 25, 2025
- Custody of client assets · true to falseMar 26, 2024 to Feb 25, 2025
- Financial planning clients · 1-10 to 1-10Mar 26, 2024 to Feb 25, 2025
- Discretionary RAUM · $678M to $801MMar 26, 2024 to Feb 25, 2025
- HNW RAUM · $550M to $706MMar 26, 2024 to Feb 25, 2025
- Individual RAUM · $81.1M to $70.2MMar 26, 2024 to Feb 25, 2025
- Pension RAUM · $16.3M to $18.1MMar 26, 2024 to Feb 25, 2025
- RAUM · $678M to $801MMar 26, 2024 to Feb 25, 2025
- Accounts · 864 to 941Aug 24, 2023 to Mar 26, 2024
- Advisory employees · 4 to 3Aug 24, 2023 to Mar 26, 2024
- HNW clients · 126 to 129Aug 24, 2023 to Mar 26, 2024
- Individual clients · 185 to 188Aug 24, 2023 to Mar 26, 2024
- Pension plan clients · 6 to 9Aug 24, 2023 to Mar 26, 2024
- Assets in custody · $325 to $1,557Aug 24, 2023 to Mar 26, 2024
- Financial planning clients · 0 to 1-10Aug 24, 2023 to Mar 26, 2024
- State-registered IARs · 4 to 3Aug 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $582M to $678MAug 24, 2023 to Mar 26, 2024
- HNW RAUM · $498M to $550MAug 24, 2023 to Mar 26, 2024
- Individual RAUM · $58.0M to $81.1MAug 24, 2023 to Mar 26, 2024
- Pension RAUM · $10.6M to $16.3MAug 24, 2023 to Mar 26, 2024
- RAUM · $582M to $678MAug 24, 2023 to Mar 26, 2024
- Other offices · 1 to 0Mar 20, 2023 to Aug 24, 2023
- Accounts · 785 to 864Feb 25, 2022 to Mar 20, 2023
- HNW clients · 121 to 126Feb 25, 2022 to Mar 20, 2023
- Individual clients · 160 to 185Feb 25, 2022 to Mar 20, 2023
- Pension plan clients · 9 to 6Feb 25, 2022 to Mar 20, 2023
Signals
8 dated events
- Scott Humphrey left Claris Advisors, Llc for Holistic Finance Llc (registered 2026-01-21)Feb 13, 2026 · Advisor changed firm · fact
- Christopher Charles Schroeder left Claris Advisors, Llc for Midland Wealth Management (registered 2024-01-02)Jan 5, 2024 · Advisor changed firm · fact
- Claris Advisors, Llc reported RAUM $546.0M, up 26% from $433.0M (2021-03-18 to 2022-02-25)Feb 25, 2022 · RAUM change · derived
- William John Lindbloom (Member) no longer on Schedule A of Claris Advisors, Llc (listed 2019-03-19, absent 2020-03-02)Mar 2, 2020 · Control person left · inference
- David Michael Morhaus (Member) no longer on Schedule A of Claris Advisors, Llc (listed 2019-03-19, absent 2020-03-02)Mar 2, 2020 · Control person left · inference
- Stephen John Thomas Helm (Member) no longer on Schedule A of Claris Advisors, Llc (listed 2019-03-19, absent 2020-03-02)Mar 2, 2020 · Control person left · inference
- Dean James Huber (Member) no longer on Schedule A of Claris Advisors, Llc (listed 2018-03-26, absent 2019-03-19)Mar 19, 2019 · Control person left · inference
- Katherine Julie Hiblovic (Member) no longer on Schedule A of Claris Advisors, Llc (listed 2018-03-26, absent 2019-03-19)Mar 19, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/claris-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CLARIS-ADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-655-5504reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $228Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026