DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Squire Wealth Advisors
Legal name Squire Investment Management Company, LLC
Latest filing Mar 23, 2026
First filing on the tape Mar 14, 2012 · 26 filings
SEC status approved since Sep 5, 2013
RAUM
$587M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
73%
$429M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$48.9M
derived; firm RAUM over IAPD count
Employees
15
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$587M as of Mar 23, 2026
Mar 14, 2012$47.2M then
HNW client RAUM$349M as of Mar 23, 2026
Mar 22, 2018$112M then
State-registered IARs (5.B.3)13 as of Mar 23, 2026
Mar 14, 20120 then
Employees (5.A)15 as of Mar 23, 2026
Mar 26, 201410 then
Private funds: no history
RAUM +19% over the last fiscal year+23% a year over threeIARs 12 to 13offices 1 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $48.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $381,732derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 6.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $93.2M, 178 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$349M59%
- Corporations and businesses$120M21%
- Individuals$80.2M14%
- Pension and profit-sharing plans$23.1M3.9%
- Charitable organizations$14.6M2.5%
- Individual clients
- 342reported
- HNW clients
- 197reported
- Pension plan clients
- 36reported
- Charitable clients
- n/areported
- Accounts
- 1,537reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $93.2M for 178 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Julie Christine AndersonPersonal Financial Specialist | Orem, Ut | Jan 6, 2005 | 21 y | 0 |
| Wayne Fredrick BarbenPersonal Financial Specialist | Orem, Ut | Feb 1, 2005 | 29 y | 0 |
| Nathan John LarsenPersonal Financial Specialist | Orem, Ut | Jan 3, 2014 | 18 y | 0 |
| David Drew BiglerPersonal Financial Specialist | Orem, Ut | Jul 18, 2014 | 36 y | 0 |
| David Lewis Archibald | Orem, Ut | Jan 6, 2015 | 20 y | 0 |
| Dwayne Whittle Asay | Orem, Ut | Dec 19, 2018 | 29 y | 0 |
| Gregory Osmond HydeCertified Financial Planner, Personal Financial Specialist | Orem, Ut | Mar 12, 2019 | 25 y | 0 |
| Wade K. Watkins | Salt Lake City, Ut | Mar 30, 2022 | 28 y | 0 |
| Camille Crystal FoxCertified Financial Planner | Orem, Ut | Jun 6, 2022 | 11 y | 0 |
| Kadin Gregory BullockCertified Financial Planner | Orem, Ut | Sep 12, 2022 | 10 y | 0 |
| Matthew Thomas Hopkins | Orem, Ut | Sep 10, 2025 | 11 y | 0 |
| Phillip Scott PeinePersonal Financial Specialist | Orem, Ut | Feb 18, 2026 | 30 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Clayton Scott Johnson to Aerodigm Wealth LLCApr 23, 2025 · RIA to RIA
- Lincoln Daniel Fleming to Blackrock Investment Management, LLCJan 16, 2021 · Other
Joined, latest
- Clayton Scott Johnson from Dbk Financial Counsel, LLCJan 28, 2020 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Fredrick Wayne Barben · Managing Membercontrolsince 02/2019 · owns less than 5%
- Christine Julie Anderson · Chief Compliance Officersince 06/2008 · owns less than 5%
Entity owners
- Squire & Company, P.C. · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Squire & Company, P.C.insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orem, Ut · principal | 12 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Salt Lake City, UT2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 23, 2026custody of client assets (Item 9.A): no on the filing of 2025-11-21, yes on the filing of 2026-03-23peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 1,656 to 1,537Nov 21, 2025 to Mar 23, 2026
- Advisory employees · 12 to 13Nov 21, 2025 to Mar 23, 2026
- Charity clients · 5.0 to unsetNov 21, 2025 to Mar 23, 2026
- HNW clients · 175 to 197Nov 21, 2025 to Mar 23, 2026
- Individual clients · 364 to 342Nov 21, 2025 to Mar 23, 2026
- Pension plan clients · 51 to 36Nov 21, 2025 to Mar 23, 2026
- Assets in custody · $1.3M to $93.2MNov 21, 2025 to Mar 23, 2026
- Custody of client assets · false to trueNov 21, 2025 to Mar 23, 2026
- Employees · 12 to 15Nov 21, 2025 to Mar 23, 2026
- State-registered IARs · 12 to 13Nov 21, 2025 to Mar 23, 2026
- Other offices · 1 to 2Nov 21, 2025 to Mar 23, 2026
- Discretionary RAUM · $488M to $579MNov 21, 2025 to Mar 23, 2026
- HNW RAUM · $288M to $349MNov 21, 2025 to Mar 23, 2026
- Individual RAUM · $79.0M to $80.2MNov 21, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $6.3M to $7.9MNov 21, 2025 to Mar 23, 2026
- Pension RAUM · $34.6M to $23.1MNov 21, 2025 to Mar 23, 2026
- RAUM · $494M to $587MNov 21, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to 1-10Mar 21, 2025 to Jun 30, 2025
- Accounts · 1,383 to 1,656Oct 8, 2024 to Mar 21, 2025
- Charity clients · 6 to 5Oct 8, 2024 to Mar 21, 2025
- Corporate clients · 15 to 12Oct 8, 2024 to Mar 21, 2025
- HNW clients · 141 to 175Oct 8, 2024 to Mar 21, 2025
- Individual clients · 363 to 364Oct 8, 2024 to Mar 21, 2025
- Pension plan clients · 56 to 51Oct 8, 2024 to Mar 21, 2025
- Assets in custody · $1.3M to $1.3MOct 8, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 1-10Oct 8, 2024 to Mar 21, 2025
- Discretionary RAUM · $372M to $488MOct 8, 2024 to Mar 21, 2025
- HNW RAUM · $222M to $288MOct 8, 2024 to Mar 21, 2025
- Individual RAUM · $71.5M to $79.0MOct 8, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $5.2M to $6.3MOct 8, 2024 to Mar 21, 2025
- Pension RAUM · $33.6M to $34.6MOct 8, 2024 to Mar 21, 2025
- RAUM · $377M to $494MOct 8, 2024 to Mar 21, 2025
- Accounts · 1,229 to 1,383Mar 30, 2023 to Mar 26, 2024
- Advisory employees · 13 to 12Mar 30, 2023 to Mar 26, 2024
- Charity clients · 8 to 6Mar 30, 2023 to Mar 26, 2024
- Corporate clients · 22 to 15Mar 30, 2023 to Mar 26, 2024
- HNW clients · 94 to 141Mar 30, 2023 to Mar 26, 2024
- Individual clients · 332 to 363Mar 30, 2023 to Mar 26, 2024
- Pension plan clients · 68 to 56Mar 30, 2023 to Mar 26, 2024
- Assets in custody · $11.0M to $1.3MMar 30, 2023 to Mar 26, 2024
Signals
5 dated events
- Clayton Scott Johnson left Squire Wealth Advisors for Aerodigm Wealth Llc (registered 2025-04-29)Apr 23, 2025 · Advisor changed firm · fact
- Squire Wealth Advisors reported RAUM $493.9M, up 31% from $377.2M (2024-10-08 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- Alden Timothy Christensen (Managing Member) no longer on Schedule A of Squire Wealth Advisors (listed 2018-04-06, absent 2019-03-22)Mar 22, 2019 · Control person left · inference
- Fredrick Wayne Barben (Managing Member) appeared on Schedule A of Squire Wealth AdvisorsMar 22, 2019 · Control person joined · fact
- Squire Wealth Advisors filed its initial SEC registration (Form ADV)Aug 21, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 435-628-3663reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-226-7722reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-533-0409reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/squire-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SQUIREINVESTMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-226-7722reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- squirewealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- squirewealthadvisors.com/advisorsreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026