DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gibson Financial Solutions, Inc.
Latest filing Mar 11, 2026
First filing on the tape Mar 12, 2012 · 16 filings
SEC status approved since Sep 9, 2024
RAUM
$134M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
100%
$134M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$134M as of Mar 11, 2026
Mar 22, 2012$56.8M then
HNW client RAUM$71.7M as of Mar 11, 2026
Mar 4, 2025$68.6M then
State-registered IARs (5.B.3)1 as of Mar 11, 2026
Mar 22, 20120 then
Employees (5.A)2 as of Mar 11, 2026
Mar 4, 20252 then
Private funds: no history
RAUM +7.1% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 153derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $308,886derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$71.7M54%
- Individuals$62.0M46%
- Individual clients
- 129reported
- HNW clients
- 24reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 433reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Ej PangburnCertified Financial Planner | Ellsworth, Me | Mar 11, 2009 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Margaret Mae Capehart to Ameriprise Financial Services, LLCJun 6, 2013 · Other
Joined, latest
- Margaret Mae Capehart from N/AApr 13, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ej Paul Pangburn · President/Chief Compliance Officercontrolsince 01/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 428 to 433Mar 6, 2025 to Mar 11, 2026
- HNW clients · 27 to 24Mar 6, 2025 to Mar 11, 2026
- Individual clients · 127 to 129Mar 6, 2025 to Mar 11, 2026
- Discretionary RAUM · $116M to $122MMar 6, 2025 to Mar 11, 2026
- HNW RAUM · $68.6M to $71.7MMar 6, 2025 to Mar 11, 2026
- Individual RAUM · $56.3M to $62.0MMar 6, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $9.1M to $12.1MMar 6, 2025 to Mar 11, 2026
- RAUM · $125M to $134MMar 6, 2025 to Mar 11, 2026
- Financial planning clients · 26-50 to 26-50Mar 4, 2025 to Mar 6, 2025
- Individual clients · 149 to 127Nov 14, 2024 to Mar 4, 2025
- Accounts · 431 to 428Nov 14, 2024 to Mar 4, 2025
- HNW clients · 28 to 27Nov 14, 2024 to Mar 4, 2025
- Financial planning clients · 11-25 to 26-50Nov 14, 2024 to Mar 4, 2025
- Discretionary RAUM · $111M to $116MNov 14, 2024 to Mar 4, 2025
- HNW RAUM · $67.1M to $68.6MNov 14, 2024 to Mar 4, 2025
- Individual RAUM · $55.1M to $56.3MNov 14, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $11.2M to $9.1MNov 14, 2024 to Mar 4, 2025
- RAUM · $122M to $125MNov 14, 2024 to Mar 4, 2025
- Accounts · 322 to 431May 7, 2012 to Jul 30, 2024
- Advisory employees · unset to 1.0May 7, 2012 to Jul 30, 2024
- Advisory activities · 4 to 3May 7, 2012 to Jul 30, 2024
- Business name · GIBSON FINANCIAL SOLUTIONS, L.L.C. to GIBSON FINANCIAL SOLUTIONS, INC.May 7, 2012 to Jul 30, 2024
- HNW clients · unset to 28.0May 7, 2012 to Jul 30, 2024
- Individual clients · unset to 149.0May 7, 2012 to Jul 30, 2024
- Employees · unset to 2.0May 7, 2012 to Jul 30, 2024
- Financial planning clients · 26-50 to 11-25May 7, 2012 to Jul 30, 2024
- State-registered IARs · 0 to 1May 7, 2012 to Jul 30, 2024
- Legal name · GIBSON FINANCIAL SOLUTIONS, L.L.C. to GIBSON FINANCIAL SOLUTIONS, INC.May 7, 2012 to Jul 30, 2024
- Other offices · unset to 0.0May 7, 2012 to Jul 30, 2024
- Organization form · Limited Liability Company to CorporationMay 7, 2012 to Jul 30, 2024
- Discretionary RAUM · $50.9M to $111MMay 7, 2012 to Jul 30, 2024
- HNW RAUM · unset to 67098938.0May 7, 2012 to Jul 30, 2024
- Individual RAUM · unset to 55125973.0May 7, 2012 to Jul 30, 2024
- Non-discretionary RAUM · $5.9M to $11.2MMay 7, 2012 to Jul 30, 2024
- RAUM · $56.8M to $122MMay 7, 2012 to Jul 30, 2024
Signals
3 dated events
- Gibson Financial Solutions, Inc. filed its initial SEC registration (Form ADV)Jul 30, 2024 · First SEC registration · fact
- Christine Anne Gibson (Chief Compliance Officer) no longer on Schedule A of Gibson Financial Solutions, Inc. (listed 2012-05-07, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- Ej Paul Pangburn (President/Chief Compliance Officer) appeared on Schedule A of Gibson Financial Solutions, Inc.Jul 30, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 207-667-9999reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 207-667-9993reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-606-9993reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- GIBSONFINANCIALSOLUTIONS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 207-667-9993reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- gibsonfinancialsolutions.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026