DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Macguire, Cheswick & Tuttle Investment Counsel LLC

Former SEC-registered adviserDarien, ConnecticutCRD 118061SEC 801-60770IAPD
Latest filing Mar 17, 2019
First filing on the tape Mar 29, 2012 · 8 filings
RAUM
$566M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
95%
$536M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$566M as of Mar 17, 2019
Mar 29, 2012$345M then
HNW client RAUM$524M as of Mar 17, 2019
Mar 28, 2018$550M then
State-registered IARs (5.B.3)2 as of Mar 17, 2019
Mar 11, 20132 then
Employees (5.A)5 as of Mar 17, 2019
Mar 11, 20136 then
Private funds: no history
RAUM -4.4% over the last fiscal year+4.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 17, 2019; every figure names its basis
RAUM per advisor
$283MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
64derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.2MderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-4.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.3%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
$122M, 46 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$524M93%
  • Charitable organizations$19.0M3.4%
  • Individuals$12.0M2.1%
  • Pension and profit-sharing plans$10.7M1.9%
Individual clients
26reported
HNW clients
101reported
Pension plan clients
19reported
Charitable clients
3reported
Accounts
431reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$122M for 46 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Cheswick Susan Brewer · Managing Director, Portfolio Manager, Member Of Investment Committeecontrol
      since 02/2009 · owns 25% to 50%
    • Anthony Kevin Macguire · Managing Director, Portfolio Manager, Member Of Investment Committeecontrol
      since 02/2009 · owns 25% to 50%
    • Pierson David Tuttle · Managing Director, Portfolio Manager, Member Of Investment Committee, Chief Compliance Officercontrol
      since 02/2009 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 424 to 431
      Mar 28, 2018 to Mar 17, 2019
    • Advisory activities · 2 to 3
      Mar 28, 2018 to Mar 17, 2019
    • HNW clients · 100 to 101
      Mar 28, 2018 to Mar 17, 2019
    • Individual clients · 23 to 26
      Mar 28, 2018 to Mar 17, 2019
    • Pension plan clients · 18 to 19
      Mar 28, 2018 to Mar 17, 2019
    • Assets in custody · unset to 121946247.0
      Mar 28, 2018 to Mar 17, 2019
    • Custody of client assets · false to true
      Mar 28, 2018 to Mar 17, 2019
    • Discretionary RAUM · $591M to $552M
      Mar 28, 2018 to Mar 17, 2019
    • HNW RAUM · $550M to $524M
      Mar 28, 2018 to Mar 17, 2019
    • Individual RAUM · $9.7M to $12.0M
      Mar 28, 2018 to Mar 17, 2019
    • Non-discretionary RAUM · $606,516 to $14.1M
      Mar 28, 2018 to Mar 17, 2019
    • Pension RAUM · $10.1M to $10.7M
      Mar 28, 2018 to Mar 17, 2019
    • RAUM · $592M to $566M
      Mar 28, 2018 to Mar 17, 2019
    • Accounts · 422 to 424
      Feb 10, 2017 to Mar 28, 2018
    • Charity clients · unset to 3.0
      Feb 10, 2017 to Mar 28, 2018
    • Corporate clients · unset to 0.0
      Feb 10, 2017 to Mar 28, 2018
    • HNW clients · unset to 100.0
      Feb 10, 2017 to Mar 28, 2018
    • Individual clients · unset to 23.0
      Feb 10, 2017 to Mar 28, 2018
    • Pension plan clients · unset to 18.0
      Feb 10, 2017 to Mar 28, 2018
    • Pooled vehicle clients · unset to 0.0
      Feb 10, 2017 to Mar 28, 2018
    • Employees · 6 to 5
      Feb 10, 2017 to Mar 28, 2018
    • Other offices · unset to 0.0
      Feb 10, 2017 to Mar 28, 2018
    • Discretionary RAUM · $549M to $591M
      Feb 10, 2017 to Mar 28, 2018
    • HNW RAUM · unset to 550078178.0
      Feb 10, 2017 to Mar 28, 2018
    • Individual RAUM · unset to 9680459.0
      Feb 10, 2017 to Mar 28, 2018
    • Non-discretionary RAUM · $538,957 to $606,516
      Feb 10, 2017 to Mar 28, 2018
    • Pension RAUM · unset to 10118101.0
      Feb 10, 2017 to Mar 28, 2018
    • RAUM · $549M to $592M
      Feb 10, 2017 to Mar 28, 2018
    • Accounts · 413 to 422
      Feb 16, 2016 to Feb 10, 2017
    • Discretionary RAUM · $489M to $549M
      Feb 16, 2016 to Feb 10, 2017
    • Non-discretionary RAUM · $515,323 to $538,957
      Feb 16, 2016 to Feb 10, 2017
    • RAUM · $490M to $549M
      Feb 16, 2016 to Feb 10, 2017
    • Accounts · 411 to 413
      Feb 11, 2015 to Feb 16, 2016
    • Discretionary RAUM · $477M to $489M
      Feb 11, 2015 to Feb 16, 2016
    • Non-discretionary RAUM · $551,226 to $515,323
      Feb 11, 2015 to Feb 16, 2016
    • RAUM · $478M to $490M
      Feb 11, 2015 to Feb 16, 2016
    • Accounts · 424 to 411
      Mar 11, 2014 to Feb 11, 2015
    • Discretionary RAUM · $452M to $477M
      Mar 11, 2014 to Feb 11, 2015
    • Non-discretionary RAUM · $518,823 to $551,226
      Mar 11, 2014 to Feb 11, 2015
    • RAUM · $453M to $478M
      Mar 11, 2014 to Feb 11, 2015
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026