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Team lift-out
2 advisors left M•••••••• C••••••• • T••••• I••••••••• C•••••• L•• for C•••••••• A•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Pierson Tuttle | Darien, Ct | Apr 24, 2019 | Apr 30, 2019 |
| Susan Cheswick Brewer | Darien, Ct | Apr 24, 2019 | May 3, 2019 |
The rule
- Registrations ended
- Apr 24, 2019
- Registered next
- Apr 30, 2019 to May 3, 2019
- Branch state
- CT
- Cities
- 1, most in Darien, Ct
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.