DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••• W••••• A•••••••
Legal name T•••••••• F•••••••• S•••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Mar 6, 2012 · 19 filings
SEC status approved since May 24, 2019
RAUM
$322M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$321M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$64.3M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$322M as of Mar 18, 2026
Mar 6, 2012$49.1M then
HNW client RAUM$294M as of Mar 18, 2026
Mar 26, 2020$27.4M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Mar 6, 20120 then
Employees (5.A)7 as of Mar 18, 2026
Mar 26, 20205 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $554,715derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $87.6M, 65 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$294M91%
- Individuals$27.5M8.6%
- Charitable organizations$399,4990.1%
- Individual clients
- 81reported
- HNW clients
- 97reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 580reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $87.6M for 65 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• R••• O••••••Certified Financial Planner | Seattle, Wa | Jan 17, 2002 | 24 y | 0 |
| J••••• T••••• H•••••Certified Financial Planner | Seattle, Wa | Jan 17, 2002 | 24 y | 0 |
| B••••• N••••• T•••• | Seattle, Wa | Jan 11, 2016 | 12 y | 0 |
| B•••••• K••• A••••Certified Financial Planner | Seattle, Wa | Jan 19, 2022 | 31 y | 3 |
| C•••••••• A•••••••• L•••Certified Financial Planner | Seattle, Wa | Feb 1, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••••••• L••• M•••••• to M••••• G••••• A••••••• I•••Dec 12, 2022 · RIA to RIA
Joined, latest
- B•••••• K••• A•••• from A•••••• S••••••• A•••••••• L••Jan 19, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• J•••••• T••••• · Managing Membercontrolsince 01/2006 · owns 50% to 75%
- O••••••• K••••• R••• · Managing Membercontrolsince 01/2006 · owns 10% to 25%
- T••••• B•••••• N••••• · Chief Compliance Officer, Membercontrolsince 01/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bainbridge Island, WA2 employees
What changed
consecutive filings, newest first
- Accounts · 568 to 580Sep 16, 2025 to Mar 18, 2026
- Charity clients · 5 to 1Sep 16, 2025 to Mar 18, 2026
- HNW clients · 89 to 97Sep 16, 2025 to Mar 18, 2026
- Individual clients · 82 to 81Sep 16, 2025 to Mar 18, 2026
- Assets in custody · $163M to $87.6MSep 16, 2025 to Mar 18, 2026
- Discretionary RAUM · $269M to $316MSep 16, 2025 to Mar 18, 2026
- HNW RAUM · $240M to $294MSep 16, 2025 to Mar 18, 2026
- Individual RAUM · $27.4M to $27.5MSep 16, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $0 to $5.4MSep 16, 2025 to Mar 18, 2026
- RAUM · $269M to $322MSep 16, 2025 to Mar 18, 2026
- Advisory employees · 4 to 5Mar 24, 2025 to Sep 16, 2025
- Employees · 5 to 7Mar 24, 2025 to Sep 16, 2025
- Financial planning clients · 26-50 to 51-100Mar 24, 2025 to Sep 16, 2025
- State-registered IARs · 4 to 5Mar 24, 2025 to Sep 16, 2025
- Accounts · 533 to 568Mar 22, 2024 to Mar 24, 2025
- HNW clients · 83 to 89Mar 22, 2024 to Mar 24, 2025
- Individual clients · 76 to 82Mar 22, 2024 to Mar 24, 2025
- Assets in custody · $50.0M to $163MMar 22, 2024 to Mar 24, 2025
- Financial planning clients · 26-50 to 26-50Mar 22, 2024 to Mar 24, 2025
- Discretionary RAUM · $233M to $269MMar 22, 2024 to Mar 24, 2025
- HNW RAUM · $207M to $240MMar 22, 2024 to Mar 24, 2025
- Individual RAUM · $25.2M to $27.4MMar 22, 2024 to Mar 24, 2025
- RAUM · $233M to $269MMar 22, 2024 to Mar 24, 2025
- Accounts · 497 to 533Mar 20, 2023 to Mar 22, 2024
- Charity clients · unset to 5.0Mar 20, 2023 to Mar 22, 2024
- HNW clients · 70 to 83Mar 20, 2023 to Mar 22, 2024
- Individual clients · 220 to 76Mar 20, 2023 to Mar 22, 2024
- Assets in custody · $41.5M to $50.0MMar 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $195M to $233MMar 20, 2023 to Mar 22, 2024
- HNW RAUM · $130M to $207MMar 20, 2023 to Mar 22, 2024
- Individual RAUM · $64.9M to $25.2MMar 20, 2023 to Mar 22, 2024
- RAUM · $195M to $233MMar 20, 2023 to Mar 22, 2024
- Accounts · 459 to 497Oct 24, 2022 to Mar 20, 2023
- HNW clients · 69 to 70Oct 24, 2022 to Mar 20, 2023
- Individual clients · 216 to 220Oct 24, 2022 to Mar 20, 2023
- Assets in custody · $37.3M to $41.5MOct 24, 2022 to Mar 20, 2023
- Discretionary RAUM · $202M to $195MOct 24, 2022 to Mar 20, 2023
- HNW RAUM · $138M to $130MOct 24, 2022 to Mar 20, 2023
- Individual RAUM · $64.1M to $64.9MOct 24, 2022 to Mar 20, 2023
- RAUM · $202M to $195MOct 24, 2022 to Mar 20, 2023
Signals
3 dated events
- K••••••• L••• M•••••• left T•••••••• W••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2023-04-04)Dec 12, 2022 · Advisor changed firm · fact
- N••••• B••••• T•••• (Member) appeared on Schedule A of T•••••••• W••••• A•••••••Mar 26, 2020 · Control person joined · fact
- T•••••••• W••••• A••••••• filed its initial SEC registration (Form ADV)Apr 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- khanks@truenorthwa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-565-3283reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-652-4314reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-652-4316reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- T••••••••WA.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (206-652-4314reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- TRUENORTHWA.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- TRUENORTHWA.COM/team-member-01/joe-hebertreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026