DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G• D•••••• M•••••••
Legal name G• D•••••• M•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape May 6, 2022 · 10 filings
SEC status approved since Jun 6, 2022
RAUM
$170M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$162M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$56.7M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$170M as of Mar 24, 2026
Mar 23, 2023$113M then
HNW client RAUM$85.6M as of Mar 24, 2026
Mar 23, 2023$30.4M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Mar 23, 20233 then
Employees (5.A)6 as of Mar 24, 2026
Mar 23, 20236 then
Private funds: no history
RAUM +12% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $56.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 133derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $188,174derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.6MreportedItem 5.I
- Custody
- $62.5M, 149 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$85.6M50%
- Individuals$76.4M45%
- Corporations and businesses$8.1M4.8%
- Charitable organizations$47,6240.0%
- Individual clients
- 341reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 904reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $62.5M for 149 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••• R•••••• M••••• | Oklahoma City, Ok | Apr 25, 2011 | 18 y | 3 |
| G••• D•••••• M••••••• | Oklahoma City, Ok | Oct 12, 2011 | 45 y | 2 |
| J•••• R••• M•••••••• | Oklahoma City, Ok | Mar 21, 2016 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G••• D•••••• M••••••• from A••••••• • S••••••••• I•••••••••Oct 12, 2011 · Other
- G•••• R•••••• M••••• from A••••••• • S••••••••• I•••••••••Apr 25, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• G•••• D•••••• · President/Chief Compliance Officercontrolsince 08/1984 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 836 to 904Jan 7, 2026 to Mar 24, 2026
- HNW clients · 52 to 58Jan 7, 2026 to Mar 24, 2026
- Individual clients · 333 to 341Jan 7, 2026 to Mar 24, 2026
- Assets in custody · $55.0M to $62.5MJan 7, 2026 to Mar 24, 2026
- Discretionary RAUM · $152M to $170MJan 7, 2026 to Mar 24, 2026
- HNW RAUM · $71.6M to $85.6MJan 7, 2026 to Mar 24, 2026
- Individual RAUM · $72.7M to $76.4MJan 7, 2026 to Mar 24, 2026
- RAUM · $152M to $170MJan 7, 2026 to Mar 24, 2026
- Financial planning clients · 0 to 0Mar 26, 2025 to Sep 30, 2025
- Accounts · 786 to 836Oct 14, 2024 to Mar 26, 2025
- HNW clients · 29 to 52Oct 14, 2024 to Mar 26, 2025
- Individual clients · 342 to 333Oct 14, 2024 to Mar 26, 2025
- Assets in custody · $42.3M to $55.0MOct 14, 2024 to Mar 26, 2025
- Discretionary RAUM · $129M to $152MOct 14, 2024 to Mar 26, 2025
- HNW RAUM · $39.4M to $71.6MOct 14, 2024 to Mar 26, 2025
- Individual RAUM · $82.2M to $72.7MOct 14, 2024 to Mar 26, 2025
- RAUM · $129M to $152MOct 14, 2024 to Mar 26, 2025
- Accounts · 748 to 786Sep 26, 2023 to Mar 26, 2024
- HNW clients · 23 to 29Sep 26, 2023 to Mar 26, 2024
- Individual clients · 333 to 342Sep 26, 2023 to Mar 26, 2024
- Assets in custody · $31.5M to $42.3MSep 26, 2023 to Mar 26, 2024
- Discretionary RAUM · $111M to $129MSep 26, 2023 to Mar 26, 2024
- HNW RAUM · $30.4M to $39.4MSep 26, 2023 to Mar 26, 2024
- Individual RAUM · $77.7M to $82.2MSep 26, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $1.9M to $0Sep 26, 2023 to Mar 26, 2024
- RAUM · $113M to $129MSep 26, 2023 to Mar 26, 2024
- Accounts · 732 to 748Aug 3, 2022 to Mar 23, 2023
- HNW clients · 26 to 23Aug 3, 2022 to Mar 23, 2023
- Individual clients · 329 to 333Aug 3, 2022 to Mar 23, 2023
- Assets in custody · $32.2M to $31.5MAug 3, 2022 to Mar 23, 2023
- Discretionary RAUM · $126M to $111MAug 3, 2022 to Mar 23, 2023
- HNW RAUM · $38.4M to $30.4MAug 3, 2022 to Mar 23, 2023
- Individual RAUM · $81.7M to $77.7MAug 3, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $0 to $1.9MAug 3, 2022 to Mar 23, 2023
- RAUM · $126M to $113MAug 3, 2022 to Mar 23, 2023
Signals
1 dated events
- G• D•••••• M••••••• filed its initial SEC registration (Form ADV)May 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-123-1234reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 405-728-1649reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/financial-forum-radio-showreportedpublic record, Form ADV, Sep 18, 2026
- Website
- GDM•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 405-728-1649reportedpublic record, Form ADV, Mar 24, 2026
- Team page
- GDMCANALLY.COM/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026