DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Davidson Capital

Former SEC-registered adviserDavidson, North CarolinaCRD 118725SEC 801-62185IAPD
Legal name Davidson Capital Corporation
Latest filing Apr 6, 2018
First filing on the tape Mar 29, 2012 · 17 filings
RAUM
$197M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$157M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$197M as of Mar 16, 2018
Mar 29, 2012$128M then
HNW client RAUM: $138M
State-registered IARs (5.B.3)3 as of Mar 16, 2018
Mar 29, 20120 then
Employees (5.A)4 as of Mar 16, 2018
Mar 26, 20133 then
Private funds: no history
RAUM +18% over the last fiscal year+5.5% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Apr 6, 2018; every figure names its basis
RAUM per advisor
$65.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
37derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$437,475derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$37.4M, 51 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$138M70%
  • Pension and profit-sharing plans$34.3M17%
  • Individuals$19.0M9.6%
  • Charitable organizations$6.1M3.1%
Individual clients
50reported
HNW clients
60reported
Pension plan clients
6reported
Charitable clients
n/areported
Accounts
451reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$37.4M for 51 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Philip Stanley Dyl · President, Chief Executive Officer, Chief Compliance Officercontrol
    since 02/2000 · owns 75% or more
Related persons
Schedule D 7.A
  • Davidson Capital Management
    insurancen
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 402 to 451
    Jun 28, 2017 to Mar 16, 2018
  • HNW clients · unset to 60.0
    Jun 28, 2017 to Mar 16, 2018
  • Individual clients · unset to 50.0
    Jun 28, 2017 to Mar 16, 2018
  • Pension plan clients · unset to 6.0
    Jun 28, 2017 to Mar 16, 2018
  • Assets in custody · unset to 37397575.0
    Jun 28, 2017 to Mar 16, 2018
  • Custody of client assets · false to true
    Jun 28, 2017 to Mar 16, 2018
  • State-registered IARs · 2 to 3
    Jun 28, 2017 to Mar 16, 2018
  • Other offices · unset to 0.0
    Jun 28, 2017 to Mar 16, 2018
  • Discretionary RAUM · $168M to $197M
    Jun 28, 2017 to Mar 16, 2018
  • HNW RAUM · unset to 137966589.0
    Jun 28, 2017 to Mar 16, 2018
  • Individual RAUM · unset to 19018638.0
    Jun 28, 2017 to Mar 16, 2018
  • Pension RAUM · unset to 34261731.0
    Jun 28, 2017 to Mar 16, 2018
  • RAUM · $168M to $197M
    Jun 28, 2017 to Mar 16, 2018
  • Accounts · 399 to 402
    Aug 19, 2016 to Mar 7, 2017
  • Advisory employees · 3 to 2
    Aug 19, 2016 to Mar 7, 2017
  • Employees · 3 to 4
    Aug 19, 2016 to Mar 7, 2017
  • Discretionary RAUM · $174M to $168M
    Aug 19, 2016 to Mar 7, 2017
  • RAUM · $174M to $168M
    Aug 19, 2016 to Mar 7, 2017
  • Accounts · 345 to 399
    Jul 2, 2015 to Feb 23, 2016
  • Advisory employees · 2 to 3
    Jul 2, 2015 to Feb 23, 2016
  • Employees · 2 to 3
    Jul 2, 2015 to Feb 23, 2016
  • Discretionary RAUM · $168M to $174M
    Jul 2, 2015 to Feb 23, 2016
  • RAUM · $168M to $174M
    Jul 2, 2015 to Feb 23, 2016
  • Advisory employees · 3 to 2
    Mar 27, 2015 to Jul 2, 2015
  • Employees · 3 to 2
    Mar 27, 2015 to Jul 2, 2015
  • State-registered IARs · 3 to 2
    Mar 27, 2015 to Jul 2, 2015
  • Accounts · 325 to 345
    Jan 6, 2015 to Mar 27, 2015
  • Financial planning clients · 0 to unset
    Jan 6, 2015 to Mar 27, 2015
  • Discretionary RAUM · $159M to $168M
    Jan 6, 2015 to Mar 27, 2015
  • RAUM · $159M to $168M
    Jan 6, 2015 to Mar 27, 2015
  • Accounts · 340 to 325
    May 7, 2013 to Mar 4, 2014
  • Discretionary RAUM · $148M to $159M
    May 7, 2013 to Mar 4, 2014
  • RAUM · $148M to $159M
    May 7, 2013 to Mar 4, 2014
  • Accounts · 289 to 340
    Mar 29, 2012 to Mar 26, 2013
  • Advisory employees · unset to 3.0
    Mar 29, 2012 to Mar 26, 2013
  • Employees · unset to 3.0
    Mar 29, 2012 to Mar 26, 2013
  • State-registered IARs · 0 to 3
    Mar 29, 2012 to Mar 26, 2013
  • Discretionary RAUM · $128M to $148M
    Mar 29, 2012 to Mar 26, 2013
  • RAUM · $128M to $148M
    Mar 29, 2012 to Mar 26, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026