DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Tobias Financial Advisors

Independent wealth managerPlantation, FloridaCRD 104711SEC 801-33972website IAPD

Legal name Tobias Financial Advisors, Inc.

Latest filing Sep 11, 2026

First filing on the tape Mar 22, 2012 · 49 filings

SEC status approved since Feb 27, 1989

RAUM

$1.2B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

93%

$1.1B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$149M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

49 filings and snapshots on the tape

RAUM$1.2B as of Apr 7, 2026

Mar 22, 2012$179M then

HNW client RAUM$1.0B as of Apr 7, 2026

Mar 21, 2018$276M then

State-registered IARs (5.B.3)9 as of Apr 7, 2026

Mar 22, 20120 then

Employees (5.A)26 as of Apr 7, 2026

Mar 18, 20136 then

Private funds: no history

RAUM +33% over the last fiscal year+23% a year over threeIARs 8 to 9

Practice profile

derived from the filing of Sep 11, 2026; every figure names its basis

RAUM per advisor: $149MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 47derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.4MderivedHNW RAUM over HNW clients
Average account: $546,862derivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.3derivedItem 5.A over advisors
Advisors per office: 1.3derived6 offices incl. principal (1.F.5)
RAUM growth, one year: +33%derivedbetween the last two annual amendments
Advisor growth, one year: +13%derivedItem 5.B.3 between annual amendments
Client growth, one year: +11%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, otherreportedItem 5.G
Custody: $669M, 321 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.0B85%
Individuals$90.7M7.6%
Corporations and businesses$52.2M4.4%
Pension and profit-sharing plans$35.1M2.9%
Charitable organizations$635,5080.1%

Individual clients: 142reported
HNW clients: 232reported
Pension plan clients: 9reported
Charitable clients: n/areported
Accounts: 2,178reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $669M for 321 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Matthew David SaneholtzCertified Financial Planner, Chartered Financial Analyst	Plantation, Fl	Nov 17, 2008	20 y	0
Marianela Nmn ColladoCertified Financial Planner, Personal Financial Specialist	Plantation, Fl	Oct 23, 2015	10 y	0
Yesenia RealejoCertified Financial Planner	Plantation, Fl	Sep 11, 2018	11 y	1
Franklin G GayCertified Financial Planner	Plantation, Fl	Aug 27, 2020	10 y	1
Charles John NesmithCertified Financial Planner, Chartered Financial Analyst	Plantation, Fl	Apr 7, 2021	15 y	2
Edzai K ChimedzaCertified Financial Planner	Plantation, Fl	Sep 13, 2021	16 y	0
Francheska M RuizCertified Financial Planner	Plantation, Fl	Jan 17, 2025	13 y	1
Chad WilliamsonCertified Financial Planner	Plantation, Fl	Mar 5, 2025	10 y	2

Advisor movement

1 left, 0 joined in 12 months

net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months

Left, latest

Christopher Cruz Brooks to Waverly Advisors, LLC
Nov 12, 2025 · RIA to RIA
Catalina Maria Franco-Cicero to Build A Better Financial Future LLC
Dec 31, 2024 · Other
Anthony Joseph Labrake to Facet
Mar 10, 2021 · RIA to RIA
Daniel Joshua Tobias to Davidson Capital
Oct 19, 2015 · Other

Joined, latest

Chad Williamson from Mariner
Mar 5, 2025 · Affiliated broker-dealer or bank to independent RIA
Francheska M Ruiz from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jan 17, 2025 · Wirehouse to independent RIA
Christopher Cruz Brooks from Equitable Advisors, LLC
Jul 13, 2023 · Affiliated broker-dealer or bank to independent RIA
Charles John Nesmith from Berman Capital Advisors, LLC
Apr 7, 2021 · RIA to RIA
Anthony Joseph Labrake from Mercer Global Advisors Inc.
Sep 8, 2020 · RIA to RIA
Franklin G Gay from Zehnder Wealth Management, LLC
Aug 27, 2020 · RIA to RIA
Yesenia Realejo from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 11, 2018 · Wirehouse to independent RIA
Catalina Maria Franco-Cicero from Fiscal Fitness Clubs
Nov 21, 2017 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Nmn Edgar Collado · Chief Compliance Officer, Chief Financial Officer & Chief Operations Officercontrol
since 10/2017 · owns 10% to 25%
Nmn Marianela Collado · Chief Executive Officercontrol
since 01/2016 · owns 50% to 75%
Maria Catalina Franco-Cicero · Wealth Advisorcontrol
since 01/2024 · owns less than 5%
Yesenia Realejo · Wealth Advisorcontrol
since 01/2024 · owns less than 5%
David Matthew Saneholtz · Presidentcontrol
since 01/2016 · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Plantation, Fl · principal	8	0	1

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 11, 2026
FRANCO-CICERO, CATALINA, MARIA (WEALTH ADVISOR) left Schedule A between the filings of 2024-03-27 and 2026-09-11
peers: independent wealth managers, $1B to $5B (1,360)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 251-500 to 251-500
Apr 7, 2026 to Sep 11, 2026
Related adviser · false to unset
Apr 7, 2026 to Sep 11, 2026
Related bank · false to unset
Apr 7, 2026 to Sep 11, 2026
Related broker-dealer · false to unset
Apr 7, 2026 to Sep 11, 2026
Related insurance company · false to unset
Apr 7, 2026 to Sep 11, 2026
Succession · false to unset
Apr 7, 2026 to Sep 11, 2026
Accounts · 1,967 to 2,178
Oct 22, 2025 to Mar 11, 2026
Advisory employees · 8 to 9
Oct 22, 2025 to Mar 11, 2026
HNW clients · 215 to 232
Oct 22, 2025 to Mar 11, 2026
Individual clients · 122 to 142
Oct 22, 2025 to Mar 11, 2026
Pension plan clients · 10 to 9
Oct 22, 2025 to Mar 11, 2026
Assets in custody · $470M to $669M
Oct 22, 2025 to Mar 11, 2026
Employees · 25 to 26
Oct 22, 2025 to Mar 11, 2026
State-registered IARs · 8 to 9
Oct 22, 2025 to Mar 11, 2026
Other offices · 6 to 5
Oct 22, 2025 to Mar 11, 2026
Discretionary RAUM · $867M to $1.2B
Oct 22, 2025 to Mar 11, 2026
HNW RAUM · $743M to $1.0B
Oct 22, 2025 to Mar 11, 2026
Individual RAUM · $62.8M to $90.7M
Oct 22, 2025 to Mar 11, 2026
Non-discretionary RAUM · $25.2M to $28.4M
Oct 22, 2025 to Mar 11, 2026
Pension RAUM · $31.6M to $35.1M
Oct 22, 2025 to Mar 11, 2026
RAUM · $892M to $1.2B
Oct 22, 2025 to Mar 11, 2026
Financial planning clients · 251-500 to 251-500
Mar 24, 2025 to Jul 8, 2025
Other offices · 5 to 6
Mar 24, 2025 to Jul 8, 2025
Accounts · 1,815 to 1,967
Jul 1, 2024 to Mar 24, 2025
HNW clients · 209 to 215
Jul 1, 2024 to Mar 24, 2025
Individual clients · 114 to 122
Jul 1, 2024 to Mar 24, 2025
Pension plan clients · 7 to 10
Jul 1, 2024 to Mar 24, 2025
Assets in custody · $389M to $470M
Jul 1, 2024 to Mar 24, 2025
Employees · 21 to 25
Jul 1, 2024 to Mar 24, 2025
Other offices · 2 to 5
Jul 1, 2024 to Mar 24, 2025
Discretionary RAUM · $735M to $867M
Jul 1, 2024 to Mar 24, 2025
HNW RAUM · $679M to $743M
Jul 1, 2024 to Mar 24, 2025
Individual RAUM · $54.6M to $62.8M
Jul 1, 2024 to Mar 24, 2025
Non-discretionary RAUM · $21.3M to $25.2M
Jul 1, 2024 to Mar 24, 2025
Pension RAUM · $22.5M to $31.6M
Jul 1, 2024 to Mar 24, 2025
RAUM · $756M to $892M
Jul 1, 2024 to Mar 24, 2025
Accounts · 1,690 to 1,815
Mar 27, 2023 to Mar 27, 2024
Advisory employees · 7 to 8
Mar 27, 2023 to Mar 27, 2024
HNW clients · 176 to 209
Mar 27, 2023 to Mar 27, 2024
Individual clients · 132 to 114
Mar 27, 2023 to Mar 27, 2024

Signals

6 dated events

Tobias Financial Advisors reported RAUM $1.2B, up 33% from $892.2M (2025-10-22 to 2026-03-11)
Mar 11, 2026 · RAUM change · derived
Christopher Cruz Brooks left Tobias Financial Advisors for Waverly Advisors, Llc (registered 2025-12-17)
Nov 12, 2025 · Advisor changed firm · fact
Catalina Maria Franco-Cicero left Tobias Financial Advisors for Build A Better Financial Future Llc (registered 2025-08-04)
Dec 31, 2024 · Advisor changed firm · fact
Yesenia Realejo (Wealth Advisor) appeared on Schedule A of Tobias Financial Advisors
Mar 27, 2024 · Control person joined · fact
Maria Catalina Franco-Cicero (Wealth Advisor) appeared on Schedule A of Tobias Financial Advisors
Mar 27, 2024 · Control person joined · fact
Tobias Financial Advisors reported RAUM $650.0M, up 27% from $513.0M (2021-09-29 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@tobiasfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 954-424-1660reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/TOBIAS-FINANCIAL-ADVISORS-INCreportedpublic record, Form ADV, Sep 17, 2026
Website: TOBIASFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 954-424-1660reportedpublic record, Form ADV, Sep 11, 2026
Team page: tobiasfinancial.com/who-we-are/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $149Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026