DFX Intelligence

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SEC-registered adviser

L••••••• A•••• M••••••••• L••

Independent wealth managerWyomissing, PennsylvaniaCRD 118923SEC 801-80715website IAPD

Latest filing Mar 24, 2026

First filing on the tape Mar 14, 2012 · 26 filings

SEC status approved since Jan 2, 2015

RAUM

$624M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$597M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$208M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$624M as of Mar 24, 2026

Mar 14, 2012$68.9M then

HNW client RAUM$581M as of Mar 24, 2026

Mar 15, 2018$156M then

State-registered IARs (5.B.3)3 as of Mar 24, 2026

Jan 12, 20151 then

Employees (5.A)5 as of Mar 24, 2026

Jan 12, 20153 then

Private funds1 as of Mar 24, 2026

Mar 14, 20121 then

RAUM +14% over the last fiscal year+15% a year over threeIARs 3 to 3offices 4 to 5

Practice profile

derived from the filing of Mar 24, 2026; every figure names its basis

Archetypes, each a printed rule

RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $208MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 51derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $5.9MderivedHNW RAUM over HNW clients
Average account: $1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 0.5derived6 offices incl. principal (1.F.5)
RAUM growth, one year: +14%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +4.1%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$581M93%
Individuals$15.9M2.5%
Pension and profit-sharing plans$14.3M2.3%
Pooled investment vehicles$10.1M1.6%
Charitable organizations$3.0M0.5%

Individual clients: 55reported
HNW clients: 99reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 325reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.96 fund_share=0.02 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry
A•••••••• P••• J••• L•••••••	Wyomissing, Pa	Feb 8, 2001	31 y
Z•••••• P••• L•••••••	Southampton, Pa	Mar 25, 2021	15 y
T•••••• W••••••••	Wyomissing, Pa	Aug 31, 2023	11 y

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
A••••••• C•••••• P•••••••• L•	Hedge Fund	$9.7M	5	Mar 14, 2012

Owners and control persons

Schedule A and B, latest filing

L•••••••• A•••••••• P•••• J••• · Managing Member, President, And Chief Compliance Officercontrol
since 10/2000 · owns 75% or more

Related persons

Schedule D 7.A

A••••••• C•••••• M••••••••• L•
pooled vehicle sponsorn

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Wyomissing, Pa · principal	3	0	0
New York, Ny	2	0	0

Offices

Schedule D 1.F, the 25 largest

New York, NY2 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 298 to 325
Apr 2, 2025 to Mar 24, 2026
HNW clients · 101 to 99
Apr 2, 2025 to Mar 24, 2026
Individual clients · 47 to 55
Apr 2, 2025 to Mar 24, 2026
Employees · 6 to 5
Apr 2, 2025 to Mar 24, 2026
Other offices · 4 to 5
Apr 2, 2025 to Mar 24, 2026
Discretionary RAUM · $549M to $624M
Apr 2, 2025 to Mar 24, 2026
HNW RAUM · $514M to $581M
Apr 2, 2025 to Mar 24, 2026
Individual RAUM · $11.3M to $15.9M
Apr 2, 2025 to Mar 24, 2026
Pension RAUM · $12.4M to $14.3M
Apr 2, 2025 to Mar 24, 2026
Pooled vehicle RAUM · $9.0M to $10.1M
Apr 2, 2025 to Mar 24, 2026
RAUM · $549M to $624M
Apr 2, 2025 to Mar 24, 2026
Accounts · 296 to 298
Nov 25, 2024 to Apr 2, 2025
HNW clients · 98 to 101
Nov 25, 2024 to Apr 2, 2025
Individual clients · 52 to 47
Nov 25, 2024 to Apr 2, 2025
Financial planning clients · 101-250 to 101-250
Nov 25, 2024 to Apr 2, 2025
Discretionary RAUM · $505M to $549M
Nov 25, 2024 to Apr 2, 2025
HNW RAUM · $470M to $514M
Nov 25, 2024 to Apr 2, 2025
Individual RAUM · $11.2M to $11.3M
Nov 25, 2024 to Apr 2, 2025
Pension RAUM · $11.4M to $12.4M
Nov 25, 2024 to Apr 2, 2025
Pooled vehicle RAUM · $9.7M to $9.0M
Nov 25, 2024 to Apr 2, 2025
RAUM · $505M to $549M
Nov 25, 2024 to Apr 2, 2025
Accounts · 275 to 296
Oct 18, 2023 to Mar 26, 2024
Advisory employees · 2 to 3
Oct 18, 2023 to Mar 26, 2024
Charity clients · 2.0 to unset
Oct 18, 2023 to Mar 26, 2024
HNW clients · 114 to 98
Oct 18, 2023 to Mar 26, 2024
Individual clients · 55 to 52
Oct 18, 2023 to Mar 26, 2024
Pension plan clients · 4.0 to unset
Oct 18, 2023 to Mar 26, 2024
Financial planning clients · 51-100 to 101-250
Oct 18, 2023 to Mar 26, 2024
State-registered IARs · 2 to 3
Oct 18, 2023 to Mar 26, 2024
Other offices · 1 to 4
Oct 18, 2023 to Mar 26, 2024
Discretionary RAUM · $415M to $505M
Oct 18, 2023 to Mar 26, 2024
HNW RAUM · $382M to $470M
Oct 18, 2023 to Mar 26, 2024
Individual RAUM · $10.0M to $11.2M
Oct 18, 2023 to Mar 26, 2024
Pension RAUM · $13.9M to $11.4M
Oct 18, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $7.6M to $9.7M
Oct 18, 2023 to Mar 26, 2024
RAUM · $415M to $505M
Oct 18, 2023 to Mar 26, 2024
Accounts · 245 to 275
Mar 25, 2022 to Mar 17, 2023
Advisory activities · 4 to 5
Mar 25, 2022 to Mar 17, 2023
HNW clients · 110 to 114
Mar 25, 2022 to Mar 17, 2023
Individual clients · 31 to 55
Mar 25, 2022 to Mar 17, 2023

Signals

2 dated events

L••••••• A•••• M••••••••• L•• reported RAUM $415.6M, up 37% from $303.4M (2021-03-10 to 2022-03-25)
Mar 25, 2022 · RAUM change · derived
L••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Dec 3, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 610-375-2585reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/lountzis-asset-management-llcreportedpublic record, Form ADV, Mar 24, 2026
Website: L•••••••.COMreportedpublic record, Form ADV, Mar 24, 2026
Principal office phone: (610) 375-2585reportedpublic record, Form ADV, Mar 24, 2026
Contact form: l•••••••.comreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $208Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026