DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Future Capital
Legal name Pronvest, LLC Dba Future Capital
Latest filing Jul 20, 2026
First filing on the tape Mar 26, 2012 · 29 filings
SEC status approved since Feb 26, 2002
RAUM
$2.0B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$2.0B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
30
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$2.0B as of Jul 20, 2026
Mar 26, 2012$502M then
HNW client RAUM$24.3M as of Jul 20, 2026
Mar 26, 2018$45.6M then
State-registered IARs (5.B.3)2 as of Jul 20, 2026
Mar 21, 20130 then
Employees (5.A)30 as of Jul 20, 2026
Mar 21, 201318 then
Private funds: no history
RAUM +96% over the last fiscal year+37% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7,760derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $24.3MderivedHNW RAUM over HNW clients
- Average account
- $129,877derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +96%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.9B96%
- Insurance companies$64.7M3.2%
- High-net-worth individuals$24.3M1.2%
- Individual clients
- 15,519reported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15,521reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Henrique Donati Ribeiro | Chattanooga, Tn | Aug 19, 2024 | 10 y | 0 |
| Lisa Michelle Ladd | Chattanooga, Tn | Nov 7, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E Katy Blackwell · Counsel And Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Robert Marc Butler · Directorcontrolsince 02/2020 · owns less than 5%
- Ruth Christiane Crawford · Directorcontrolsince 05/2020 · owns less than 5%
- B Richard Cribbs · Executive Vice President And Chief Financial Officercontrolsince 07/2021 · owns less than 5%
- Pemberton John Guerry · Director, Secretary And Treasurercontrolsince 07/2008 · owns less than 5%
- Colton Jay Jumper · Ceo, President, And Directorcontrolsince 07/2008 · owns less than 5%
- Hannah Wilson · Chief Operating Officercontrolsince 04/2025 · owns less than 5%
- Clyde Robert Bullard · Shareholder Asince 07/2008 · owns 5% to 10%
- Tally John Johnston · Shareholder Asince 07/2008 · owns 5% to 10%
Entity owners
- Pnv Holdings, Inc. · Ownerdirect · owns 75% or more
- Relevance Capital III LP · Shareholder Adirect · owns 10% to 25%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chattanooga, Tn · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 20, 2026Wilson, Hannah (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2022-03-30 and 2026-07-20peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 20, 2026BUTLER, MARC, ROBERT (DIRECTOR) left Schedule A between the filings of 2022-03-30 and 2026-07-20peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 20, 2026GUERRY, JOHN, PEMBERTON (DIRECTOR, SECRETARY AND TREASURER) left Schedule A between the filings of 2022-03-30 and 2026-07-20peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 20, 2026CRAWFORD, CHRISTIANE, RUTH (DIRECTOR) left Schedule A between the filings of 2022-03-30 and 2026-07-20peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 20, 2026Blackwell, Katy, E (COUNSEL AND CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-03-30 and 2026-07-20peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,026,484,502 to $2,015,819,389 (+96.0%) between the annual amendments of 2025-04-01 and 2026-03-30; the peer median change was +17.0% (1297 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 12,714 to 15,521Dec 4, 2025 to Mar 30, 2026
- Individual clients · 12,712 to 15,519Dec 4, 2025 to Mar 30, 2026
- Assets in custody · $11.7M to $1.0BDec 4, 2025 to Mar 30, 2026
- Employees · 22 to 30Dec 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $944M to $1.9BDec 4, 2025 to Mar 30, 2026
- HNW RAUM · $26.2M to $24.3MDec 4, 2025 to Mar 30, 2026
- Individual RAUM · $944M to $1.9BDec 4, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $82.1M to $89.0MDec 4, 2025 to Mar 30, 2026
- RAUM · $1.0B to $2.0BDec 4, 2025 to Mar 30, 2026
- Succession · true to falseDec 4, 2025 to Mar 30, 2026
- Advisory employees · 1 to 2Oct 9, 2025 to Dec 4, 2025
- State-registered IARs · 1 to 2Oct 9, 2025 to Dec 4, 2025
- Legal name · PRONVEST, INC. to PRONVEST, LLC DBA FUTURE CAPITALOct 9, 2025 to Dec 4, 2025
- Organization form · Corporation to Limited Liability CompanyOct 9, 2025 to Dec 4, 2025
- Succession · false to trueOct 9, 2025 to Dec 4, 2025
- Financial planning clients · 0 to 0Apr 1, 2025 to Oct 9, 2025
- Accounts · 12,768 to 12,714Oct 8, 2024 to Apr 1, 2025
- Advisory employees · 2 to 1Oct 8, 2024 to Apr 1, 2025
- Individual clients · 12,766 to 12,712Oct 8, 2024 to Apr 1, 2025
- Assets in custody · $8.1M to $11.7MOct 8, 2024 to Apr 1, 2025
- Employees · 24 to 22Oct 8, 2024 to Apr 1, 2025
- State-registered IARs · 2 to 1Oct 8, 2024 to Apr 1, 2025
- Discretionary RAUM · $890M to $944MOct 8, 2024 to Apr 1, 2025
- HNW RAUM · $22.7M to $26.2MOct 8, 2024 to Apr 1, 2025
- Individual RAUM · $890M to $944MOct 8, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $72.9M to $82.1MOct 8, 2024 to Apr 1, 2025
- RAUM · $963M to $1.0BOct 8, 2024 to Apr 1, 2025
- Accounts · 12,398 to 12,768Apr 3, 2023 to Mar 28, 2024
- Advisory employees · 10 to 2Apr 3, 2023 to Mar 28, 2024
- Advisory activities · 3 to 4Apr 3, 2023 to Mar 28, 2024
- BD registered reps · 1 to 0Apr 3, 2023 to Mar 28, 2024
- Individual clients · 12,396 to 12,766Apr 3, 2023 to Mar 28, 2024
- Employees · 21 to 24Apr 3, 2023 to Mar 28, 2024
- Discretionary RAUM · $726M to $890MApr 3, 2023 to Mar 28, 2024
- HNW RAUM · $18.5M to $22.7MApr 3, 2023 to Mar 28, 2024
- Individual RAUM · $726M to $890MApr 3, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $54.0M to $72.9MApr 3, 2023 to Mar 28, 2024
- RAUM · $780M to $963MApr 3, 2023 to Mar 28, 2024
- Business name · PRONVEST, INC. to FUTURE CAPITALMar 28, 2024 to Mar 28, 2024
- Accounts · 11,548 to 12,398Mar 30, 2022 to Apr 3, 2023
Signals
13 dated events
- Future Capital reported RAUM $2.0B, up 96% from $1.0B (2025-12-04 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Future Capital reported succeeding to the business of Future Capital (Form ADV Item 4)Dec 4, 2025 · Succession (Item 4) · fact
- Lewis Stephen Johnson (Executive Vice President) no longer on Schedule A of Future Capital (listed 2023-04-03, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Future Capital reported RAUM $801.4M, down 36% from $1.3B (2021-05-13 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Lynn Vickie Aragon (Vice President And Chief Compliance Officer) no longer on Schedule A of Future Capital (listed 2021-05-13, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Alan Jon Faulkner (Chief Financial Officer) no longer on Schedule A of Future Capital (listed 2021-05-13, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- E Katy Blackwell (Counsel And Chief Compliance Officer) appeared on Schedule A of Future CapitalMar 30, 2022 · Control person joined · fact
- B Richard Cribbs (Executive Vice President And Chief Financial Officer) appeared on Schedule A of Future CapitalMar 30, 2022 · Control person joined · fact
- Alan Jon Faulkner (Chief Financial Officer) appeared on Schedule A of Future CapitalMar 31, 2021 · Control person joined · fact
- Ruth Christiane Crawford (Director) appeared on Schedule A of Future CapitalMar 31, 2021 · Control person joined · fact
- Robert Marc Butler (Director) appeared on Schedule A of Future CapitalMar 31, 2021 · Control person joined · fact
- Future Capital reported RAUM $1.2B, up 29% from $927.2M (2019-03-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Future Capital reported RAUM $869.9M, up 26% from $688.4M (2017-03-27 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/future-capital-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- futurecapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-871-5711reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026