DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
1620 Investment Advisors, Inc.
Latest filing Jun 3, 2026
First filing on the tape Apr 2, 2012 · 27 filings
SEC status approved since Feb 24, 2005
RAUM
$242M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$237M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$80.5M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$242M as of Jun 3, 2026
Apr 2, 2012$91.0M then
HNW client RAUM$129M as of Jun 3, 2026
Mar 25, 2018$91.0M then
State-registered IARs (5.B.3)3 as of Jun 3, 2026
Apr 2, 20120 then
Employees (5.A)5 as of Jun 3, 2026
Mar 26, 20135 then
Private funds: no history
RAUM +23% over the last fiscal year+13% a year over threeIARs 5 to 3
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $80.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $407,392derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$129M53%
- Individuals$109M45%
- Charitable organizations$4.3M1.8%
- Individual clients
- 192reported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 593reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Duncan BenjesChartered Financial Analyst | Plymouth, Ma | Feb 1, 2006 | 24 y | 1 |
| Todd Adams Johnston | Plymouth, Ma | Nov 18, 2015 | 30 y | 0 |
| Kyle Anthony JohnstonChartered Financial Analyst | Plymouth, Ma | Apr 24, 2020 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Martin Anthony Wildy to Aris Wealth Services IncSep 18, 2006 · Other
Joined, latest
- William Duncan Benjes from Delta Financial Management CorpFeb 1, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Adams Todd Johnston · President/Chief Compliance Officercontrolsince 03/1999 · owns 50% to 75%
- Renee Michelle Johnston · Treasurersince 05/2003 · owns 10% to 25%
- Mary Susan Rourke · Portfolio Manager/Analystsince 05/2003 · owns 5% to 10%
- Anthony Martin Wildy · Shareholdersince 05/2003 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 19, 2026HNW share of RAUM moved from 74.0% to 53.0% between the annual amendments of 2025-03-25 and 2026-03-19peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Mar 19, 2026 to Jun 3, 2026
- Employees · 6 to 5Mar 19, 2026 to Jun 3, 2026
- State-registered IARs · 4 to 3Mar 19, 2026 to Jun 3, 2026
- Accounts · 557 to 593Mar 25, 2025 to Mar 19, 2026
- Charity clients · 2 to 3Mar 25, 2025 to Mar 19, 2026
- HNW clients · 54 to 47Mar 25, 2025 to Mar 19, 2026
- Individual clients · 168 to 192Mar 25, 2025 to Mar 19, 2026
- State-registered IARs · 5 to 4Mar 25, 2025 to Mar 19, 2026
- Discretionary RAUM · $192M to $237MMar 25, 2025 to Mar 19, 2026
- HNW RAUM · $144M to $129MMar 25, 2025 to Mar 19, 2026
- Individual RAUM · $50.6M to $109MMar 25, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $4.5M to $5.0MMar 25, 2025 to Mar 19, 2026
- RAUM · $196M to $242MMar 25, 2025 to Mar 19, 2026
- Accounts · 530 to 557Mar 25, 2024 to Mar 25, 2025
- Charity clients · unset to 2.0Mar 25, 2024 to Mar 25, 2025
- HNW clients · 56 to 54Mar 25, 2024 to Mar 25, 2025
- Individual clients · 147 to 168Mar 25, 2024 to Mar 25, 2025
- Financial planning clients · 1-10 to 1-10Mar 25, 2024 to Mar 25, 2025
- State-registered IARs · 4 to 5Mar 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $177M to $192MMar 25, 2024 to Mar 25, 2025
- HNW RAUM · $132M to $144MMar 25, 2024 to Mar 25, 2025
- Individual RAUM · $48.7M to $50.6MMar 25, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $4.3M to $4.5MMar 25, 2024 to Mar 25, 2025
- RAUM · $181M to $196MMar 25, 2024 to Mar 25, 2025
- Accounts · 501 to 530Dec 6, 2023 to Mar 25, 2024
- HNW clients · 49 to 56Dec 6, 2023 to Mar 25, 2024
- Individual clients · 154 to 147Dec 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $164M to $177MDec 6, 2023 to Mar 25, 2024
- HNW RAUM · $119M to $132MDec 6, 2023 to Mar 25, 2024
- Individual RAUM · $44.0M to $48.7MDec 6, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $3.8M to $4.3MDec 6, 2023 to Mar 25, 2024
- Pension RAUM · 3782891.0 to unsetDec 6, 2023 to Mar 25, 2024
- RAUM · $168M to $181MDec 6, 2023 to Mar 25, 2024
- Accounts · 460 to 501Oct 21, 2022 to Mar 16, 2023
- Advisory employees · 5 to 4Oct 21, 2022 to Mar 16, 2023
- HNW clients · 52 to 49Oct 21, 2022 to Mar 16, 2023
- Individual clients · 131 to 154Oct 21, 2022 to Mar 16, 2023
- Assets in custody · 1200480.0 to unsetOct 21, 2022 to Mar 16, 2023
- Custody of client assets · true to falseOct 21, 2022 to Mar 16, 2023
- Discretionary RAUM · $169M to $164MOct 21, 2022 to Mar 16, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@1620ia.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 508-830-4778reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/1620-investment-advisors/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- 1620IA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 508-830-4778reportedpublic record, Form ADV, Jun 3, 2026
- Contact form
- 1620ia.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- 1620ia.com/our-peoplereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026