DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L• C•••••• G••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 21, 2012 · 20 filings
SEC status approved since Apr 1, 2002
RAUM
$6.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$6.1B as of Mar 24, 2026
Mar 21, 2012$4.5B then
HNW client RAUM$19.4M as of Mar 8, 2019
Mar 12, 2018$9.3M then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 21, 20120 then
Employees (5.A)20 as of Mar 24, 2026
Mar 25, 201314 then
Private funds: no history
RAUM +5.8% over the last fiscal year+9.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $160MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$5.6B98%
- Pension and profit-sharing plans$99.1M1.7%
- Other investment advisers$20.6M0.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 38reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.94 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••• E••••• · Managing Directorcontrolsince 09/1988 · owns less than 5%
- G••••••••• T••••• · Chief Financial Officercontrolsince 10/1996 · owns less than 5%
- M•••••• L••• · Senior Managing Directorcontrolsince 09/1988 · owns less than 5%
- M••••••• M•••• · Portfolio Managercontrolsince 10/2004 · owns less than 5%
- C••••••• J•••• E••••• · Shareholdercontrolsince 09/1988 · owns 25% to 50% of L• C•••••• M••••••••• I••
- M•••••• L••• · Shareholdercontrolsince 09/1988 · owns 25% to 50% of L• C•••••• M••••••••• I••
- C••••••• M•••••• · Portfolio Managersince 05/2022 · owns 5% to 10%
- F••••••• J••••••• M••• · Chief Compliance Officersince 01/2010 · owns less than 5%
Entity owners
- L• C•••••• M••••••••• I•• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- L• A••••••• I••investment advisern
Advisers that list L• C•••••• G••••• L•• as a related person
- 153940 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 9Mar 18, 2025 to Mar 24, 2026
- Employees · 22 to 20Mar 18, 2025 to Mar 24, 2026
- Discretionary RAUM · $5.8B to $6.1BMar 18, 2025 to Mar 24, 2026
- Pension RAUM · $48.0M to $99.1MMar 18, 2025 to Mar 24, 2026
- RAUM · $5.8B to $6.1BMar 18, 2025 to Mar 24, 2026
- Charity clients · unset to 0.0Mar 21, 2024 to Mar 18, 2025
- HNW clients · unset to 0.0Mar 21, 2024 to Mar 18, 2025
- Individual clients · unset to 0.0Mar 21, 2024 to Mar 18, 2025
- Pooled vehicle clients · unset to 0.0Mar 21, 2024 to Mar 18, 2025
- Employees · 20 to 22Mar 21, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 0Mar 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $5.0B to $5.8BMar 21, 2024 to Mar 18, 2025
- Pension RAUM · $51.0M to $48.0MMar 21, 2024 to Mar 18, 2025
- RAUM · $5.0B to $5.8BMar 21, 2024 to Mar 18, 2025
- Accounts · 36 to 38Mar 22, 2023 to Mar 21, 2024
- Discretionary RAUM · $4.6B to $5.0BMar 22, 2023 to Mar 21, 2024
- Pension RAUM · $38.6M to $51.0MMar 22, 2023 to Mar 21, 2024
- RAUM · $4.6B to $5.0BMar 22, 2023 to Mar 21, 2024
- Accounts · 30 to 36Mar 18, 2022 to Mar 22, 2023
- Employees · 19 to 20Mar 18, 2022 to Mar 22, 2023
- Other offices · 2 to 0Mar 18, 2022 to Mar 22, 2023
- Discretionary RAUM · $4.9B to $4.6BMar 18, 2022 to Mar 22, 2023
- Pension RAUM · $43.9M to $38.6MMar 18, 2022 to Mar 22, 2023
- RAUM · $4.9B to $4.6BMar 18, 2022 to Mar 22, 2023
- Accounts · 24 to 30Mar 30, 2021 to Mar 18, 2022
- Employees · 20 to 19Mar 30, 2021 to Mar 18, 2022
- Discretionary RAUM · $5.1B to $4.9BMar 30, 2021 to Mar 18, 2022
- Pension RAUM · $29.5M to $43.9MMar 30, 2021 to Mar 18, 2022
- RAUM · $5.1B to $4.9BMar 30, 2021 to Mar 18, 2022
- Accounts · 26 to 24Mar 4, 2020 to Mar 30, 2021
- Advisory activities · 3 to 2Mar 4, 2020 to Mar 30, 2021
- Corporate clients · 1.0 to unsetMar 4, 2020 to Mar 30, 2021
- Pension plan clients · 3.0 to unsetMar 4, 2020 to Mar 30, 2021
- Discretionary RAUM · $4.8B to $5.1BMar 4, 2020 to Mar 30, 2021
- Pension RAUM · $129M to $29.5MMar 4, 2020 to Mar 30, 2021
- RAUM · $4.8B to $5.1BMar 4, 2020 to Mar 30, 2021
- Accounts · 27 to 26Mar 8, 2019 to Mar 4, 2020
- Corporate clients · unset to 1.0Mar 8, 2019 to Mar 4, 2020
- Pension plan clients · unset to 3.0Mar 8, 2019 to Mar 4, 2020
- Discretionary RAUM · $4.2B to $4.8BMar 8, 2019 to Mar 4, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- LMCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 619-814-1401reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026