DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•••••• C•••••• M••••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Mar 28, 2012 · 45 filings
SEC status approved since Jan 5, 2006
RAUM
$3.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$642M
derived; firm RAUM over IAPD count
Employees
26
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$3.9B as of Apr 30, 2026
Mar 28, 2012$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Apr 30, 2026
Mar 28, 20120 then
Employees (5.A)26 as of Apr 30, 2026
Mar 28, 201333 then
Private funds6 as of Apr 30, 2026
Mar 28, 201213 then
RAUM +29% over the last fiscal year+1.9% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- $642MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $175MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $148M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.9B74%
- Charitable organizations$989M26%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $148M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.74 institutional_share=0.26 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• A••••• F•••••Chartered Financial Analyst | Irvine, Ca | Mar 14, 2006 | 24 y | 0 |
| P••• C•••• W••••••• | Irvine, Ca | May 10, 2006 | 22 y | 0 |
| C••••••••• L•• C•••••• | Irvine, Ca | May 10, 2006 | 29 y | 0 |
| D•••• H•••••• E••••••• | Irvine, Ca | May 11, 2006 | 26 y | 0 |
| C••• S•••• | Irvine, Ca | Dec 18, 2025 | 26 y | 0 |
| J••••• D• H•••••Chartered Financial Analyst | Irvine, Ca | Mar 17, 2026 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• H••• I••••• P••• ••••••• F•••• L••• | Hedge Fund | $1.2B | 186 | Mar 28, 2012 |
| R•••••• H••• I••••• P••• ••••••• F•••• L•••no longer reported | Hedge Fund | $655M | 115 | Mar 28, 2012 |
| R•••••• S•••••••• I••••• F•••• L••• | Hedge Fund | $510M | 1 | Mar 3, 2014 |
| R•••••• L•• V••••••••• ••••••• F•••• L••• | Hedge Fund | $430M | 44 | Mar 28, 2012 |
| R•••••• H••• I••••• P••• Q• F•••no longer reported | Hedge Fund | $346M | 106 | Mar 28, 2012 |
| R•••••• H••• I••••• P••• F••• L•no longer reported | Hedge Fund | $210M | 96 | Mar 28, 2012 |
| H••• Q•••••• A•• O••••••••• ••••••• F••• I••• L•••no longer reported | Hedge Fund | $160M | 2 | Mar 28, 2012 |
| R•••••• L•• V••••••••• Q• ••••••• F•••• L•••no longer reported | Hedge Fund | $152M | 29 | Mar 28, 2012 |
| R•••••• T•••• R••••• S••••••••• F••• I•• L•••no longer reported | Hedge Fund | $131M | 11 | Nov 8, 2018 |
| R•••••• S••••••••• P•••••• ••••••• F•••• L•• | Hedge Fund | $99.4M | 50 | May 10, 2012 |
| R•••••• L•• V••••••••• Q• F••• L•no longer reported | Hedge Fund | $66.4M | 33 | Mar 28, 2012 |
| H••• Q•••••• A•• O••••••••• ••••••• F••• I••• L•••no longer reported | Hedge Fund | $53.1M | 23 | Mar 28, 2012 |
| H••• Q•••••• A•• O••••••••• F••• L•no longer reported | Hedge Fund | $32.6M | 31 | Mar 28, 2012 |
| R•••••• L•• V••••••••• ••••••• F•••• L•••no longer reported | Hedge Fund | $32.0M | 25 | Mar 28, 2012 |
| R•••••• L•• V••••••••• F••• L•no longer reported | Hedge Fund | $23.7M | 31 | Mar 28, 2012 |
| R•••••• T•••• R••••• S••••••••• F••• I• L•••no longer reported | Hedge Fund | $21.7M | 3 | Jun 19, 2017 |
| R•••••• L•• V••••••••• ••• •••• T••••no longer reported | Hedge Fund | $14.8M | 2 | May 10, 2012 |
| R•••••• S••••••••• P•••••• F••• L•no longer reported | Hedge Fund | $13.6M | 16 | May 10, 2012 |
| R•••••• S••••• O• C••••••••• M•••• S••••• I••• L•no longer reported | Hedge Fund | $9.7M | 1 | Mar 3, 2014 |
| R•••••• G••••• C••••• ••••••• F•••• L•••no longer reported | Hedge Fund | $8.0M | 6 | Apr 1, 2015 |
| R•••••• S••••••••• P•••••• ••••••• F•••• L••no longer reported | Hedge Fund | $554,000 | 2 | May 10, 2012 |
| R•••••• L•• V••••••••• ••••••• F•••• L••• ••••no longer reported | Hedge Fund | $0 | 0 | Mar 28, 2012 |
| R•••••• N•••••••• S•••••• F••• L•no longer reported | Hedge Fund | $0 | 0 | May 10, 2012 |
| R•••••• C•••••• M•••••• O••••••••• F•••• L• ••••no longer reported | Hedge Fund | $0 | 0 | Mar 3, 2014 |
| R•••••• T•••• R••••• S••••••••• F•••• L••• | Hedge Fund | $0 | 1 | Mar 21, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• C••••••••• L•• · Chief Investment Officer, Managing Directorcontrolsince 06/2001 · owns less than 5%
- C••••••• B••••••• A••• · Chief Financial Officercontrolsince 12/2014 · owns less than 5%
- D• L•••• R•••••• S• · Chief Compliance Officer, General Counselcontrolsince 01/2014 · owns less than 5%
- E•••••••• D••••• H•••••• · Foundercontrolsince 12/1999 · owns less than 5%
- F•••••• S••••••• A••••• · Chief Risk Officer, Managing Directorcontrolsince 06/2002 · owns less than 5%
- W•••••••• P•••• C•••• · Chief Executive Officer, Managing Directorcontrolsince 07/2004 · owns less than 5%
- C••••••• C••••••••• L•• · Partnercontrolsince 06/2001 · owns F of R•••••• G•• L••, R•••••• C•••••• M••••••••• L•••
- E•••••••• D••••• H•••••• · Trusteecontrolsince 12/1999 · owns 25% to 50% of E••••••• L••••• T••••
- F•••••• S••••••• A••••• · Partnercontrolsince 06/2002 · owns F of R•••••• G•• L••, R•••••• C•••••• M••••••••• L•••
- W•••••••• P•••• C•••• · Partnercontrolsince 07/2006 · owns F of R•••••• G•• L••, R•••••• C•••••• M••••••••• L•••
Entity owners
- R•••••• C•••••• M••••••••• L••• · Member Of R•••••• Capital Management, LLCdirect · owns 75% or more
- R•••••• G•• L•• · Managing Member Of R•••••• Capital Management, LLC, General Partner Of R•••••• Capital Management L.P.direct · owns less than 5%
- E••••••• L••••• T•••• · Partnerindirect · owns 25% to 50% of R•••••• G•• L••
Related persons
Schedule D 7.A
- R•••••• R••• E••••• V••••••• L•investment companyy
- V•••• C••••••••• C•••••••••investment companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- h••• institutional concentrationStatic outlier · filing Apr 30, 2026institutional share of RAUM of 26% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 8.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 99% percentile
- private fund count surgeChange between filings · filing Apr 30, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
What changed
consecutive filings, newest first
- Assets in custody · $157M to $148MJan 2, 2026 to Mar 5, 2026
- Discretionary RAUM · $4.1B to $3.9BJan 2, 2026 to Mar 5, 2026
- Pooled vehicle RAUM · $3.1B to $2.9BJan 2, 2026 to Mar 5, 2026
- RAUM · $4.1B to $3.9BJan 2, 2026 to Mar 5, 2026
- Accounts · 20 to 22Aug 26, 2025 to Jan 2, 2026
- Pooled vehicle clients · 14 to 16Aug 26, 2025 to Jan 2, 2026
- Assets in custody · $166M to $157MAug 26, 2025 to Jan 2, 2026
- Employees · 27 to 26Aug 26, 2025 to Jan 2, 2026
- Discretionary RAUM · $4.0B to $4.1BAug 26, 2025 to Jan 2, 2026
- Pooled vehicle RAUM · $3.1B to $3.1BAug 26, 2025 to Jan 2, 2026
- RAUM · $4.0B to $4.1BAug 26, 2025 to Jan 2, 2026
- Accounts · 18 to 20Mar 18, 2025 to Aug 26, 2025
- Advisory employees · 8 to 9Mar 18, 2025 to Aug 26, 2025
- BD registered reps · 3 to 4Mar 18, 2025 to Aug 26, 2025
- Pooled vehicle clients · 12 to 14Mar 18, 2025 to Aug 26, 2025
- Assets in custody · $190M to $166MMar 18, 2025 to Aug 26, 2025
- Employees · 25 to 27Mar 18, 2025 to Aug 26, 2025
- Private funds · 4 to 6Mar 18, 2025 to Aug 26, 2025
- Discretionary RAUM · $3.0B to $4.0BMar 18, 2025 to Aug 26, 2025
- Pooled vehicle RAUM · $2.1B to $3.1BMar 18, 2025 to Aug 26, 2025
- RAUM · $3.0B to $4.0BMar 18, 2025 to Aug 26, 2025
- Accounts · 20 to 18Mar 26, 2024 to Mar 18, 2025
- Advisory employees · 12 to 8Mar 26, 2024 to Mar 18, 2025
- Pooled vehicle clients · 14 to 12Mar 26, 2024 to Mar 18, 2025
- Assets in custody · $234M to $190MMar 26, 2024 to Mar 18, 2025
- Employees · 28 to 25Mar 26, 2024 to Mar 18, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 18, 2025
- Discretionary RAUM · $3.1B to $3.0BMar 26, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $2.2B to $2.1BMar 26, 2024 to Mar 18, 2025
- RAUM · $3.1B to $3.0BMar 26, 2024 to Mar 18, 2025
- Accounts · 21 to 20Mar 8, 2023 to Mar 26, 2024
- Advisory employees · 14 to 12Mar 8, 2023 to Mar 26, 2024
- Pooled vehicle clients · 15 to 14Mar 8, 2023 to Mar 26, 2024
- Assets in custody · $260M to $234MMar 8, 2023 to Mar 26, 2024
- Employees · 33 to 28Mar 8, 2023 to Mar 26, 2024
- State-registered IARs · 5 to 6Mar 8, 2023 to Mar 26, 2024
- Private funds · 5 to 4Mar 8, 2023 to Mar 26, 2024
- Discretionary RAUM · $3.6B to $3.1BMar 8, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $2.8B to $2.2BMar 8, 2023 to Mar 26, 2024
- RAUM · $3.6B to $3.1BMar 8, 2023 to Mar 26, 2024
Signals
5 dated events
- R•••••• C•••••• M••••••••• L•• reported RAUM $4.0B, up 35% from $3.0B (2025-03-18 to 2025-08-26)Aug 26, 2025 · RAUM change · derived
- Brian Scott Dubchansky (Managing Director) no longer on Schedule A of R•••••• C•••••• M••••••••• L•• (listed 2022-03-21, absent 2023-03-08)Mar 8, 2023 · Control person left · inference
- Santino Blumetti (Partner) no longer on Schedule A of R•••••• C•••••• M••••••••• L•• (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- R•••••• C•••••• M••••••••• L•• reported RAUM $7.9B, down 36% from $12.3B (2019-07-03 to 2020-02-12)Feb 12, 2020 · RAUM change · derived
- R•••••• C•••••• M••••••••• L•• reported RAUM $12.3B, up 60% from $7.7B (2019-03-21 to 2019-07-03)Jul 3, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- R•••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-381-7800reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $642Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026