DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•••••• H••• I••••• P••• Q• F•••
Gross asset value
$346M
as of Jan 2, 2013; not a fund size
Peak GAV
$346M
highest filing
Owners
106
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Mar 28, 2012 to Jan 2, 2013
Reporting history
one row per Form ADV filing
Gross asset value$346M as of Jan 2, 2013
Mar 28, 2012$224M then
Owners106 as of Jan 2, 2013
Mar 28, 201249 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-7726259203reported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 15% of the adviser's clients investedreported
- Form D file number
- 021-175750reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons