DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• P••••••• A•••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Dec 8, 2017 · 21 filings
SEC status approved since Jan 8, 2018
RAUM
$234M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$234M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$46.8M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$234M as of Feb 3, 2026
Feb 14, 2019$104M then
HNW client RAUM$179M as of Feb 3, 2026
Feb 14, 2019$46.5M then
State-registered IARs (5.B.3)4 as of Feb 3, 2026
Feb 14, 20193 then
Employees (5.A)8 as of Feb 3, 2026
Feb 14, 20197 then
Private funds: no history
RAUM +22% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $46.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $309,934derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$179M76%
- Individuals$55.0M24%
- Individual clients
- 190reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 755reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• H• B•••Certified Financial Planner | Suwanee, Ga | Jun 10, 2024 | 11 y | 0 |
| R••••• G••••• B•••• | Suwanee, Ga | Dec 26, 2024 | 33 y | 2 |
| C••••••••• W••••• C••••••Certified Financial Planner | Suwanee, Ga | Dec 27, 2024 | 20 y | 2 |
| P•••• L•••• G•••••••Certified Financial Planner | Suwanee, Ga | Jun 3, 2026 | 12 y | 0 |
| S••••• J•••• H•••• | Suwanee, Ga | Jun 4, 2026 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••••• V••• K•••• to L•••••• C•••••• A•••••••• I•••Apr 9, 2014 · Other
- S•• F• E•••• to E•••• W••••• M•••••••••Oct 28, 2013 · RIA to RIA
Joined, latest
- C••••••••• W••••• C•••••• from A••••••••• F•••••••• S•••••••• L••Jun 24, 2014 · Affiliated broker-dealer or bank to independent RIA
- S•• F• E•••• from E•••• W••••• M•••••••••Aug 20, 2012 · RIA to RIA
- R••••• G••••• B•••• from Y••• R••••••••• C••••May 17, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• C••••••••• W••••• · Chief Compliance Officer/Managing Membercontrolsince 05/2022 · owns 25% to 50%
- G•••••••• P••••• L•••• · Managing Membercontrolsince 05/2022 · owns 25% to 50%
- H••••• H•••• J••••••• · Managing Membercontrolsince 05/2022 · owns 10% to 25%
- B••••• R•••••• G••••• · Manager/Founding Membersince 05/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Suwanee, Ga · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 3, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 565 to 755Mar 31, 2025 to Feb 3, 2026
- Advisory employees · 4 to 8Mar 31, 2025 to Feb 3, 2026
- HNW clients · 56 to 75Mar 31, 2025 to Feb 3, 2026
- Individual clients · 183 to 190Mar 31, 2025 to Feb 3, 2026
- Employees · 4 to 8Mar 31, 2025 to Feb 3, 2026
- Financial planning clients · 101-250 to 251-500Mar 31, 2025 to Feb 3, 2026
- HNW RAUM · $123M to $179MMar 31, 2025 to Feb 3, 2026
- Individual RAUM · $69.0M to $55.0MMar 31, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $192M to $234MMar 31, 2025 to Feb 3, 2026
- RAUM · $192M to $234MMar 31, 2025 to Feb 3, 2026
- Accounts · 664 to 565Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 3 to 4Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 3 to 4Mar 29, 2024 to Mar 31, 2025
- HNW clients · 53 to 56Mar 29, 2024 to Mar 31, 2025
- Individual clients · 176 to 183Mar 29, 2024 to Mar 31, 2025
- Employees · 3 to 4Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 4Mar 29, 2024 to Mar 31, 2025
- HNW RAUM · $119M to $123MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $56.7M to $69.0MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $175M to $192MMar 29, 2024 to Mar 31, 2025
- RAUM · $175M to $192MMar 29, 2024 to Mar 31, 2025
- Accounts · 637 to 664Jan 12, 2024 to Mar 29, 2024
- HNW clients · 37 to 53Jan 12, 2024 to Mar 29, 2024
- Individual clients · 193 to 176Jan 12, 2024 to Mar 29, 2024
- HNW RAUM · $87.7M to $119MJan 12, 2024 to Mar 29, 2024
- Individual RAUM · $61.5M to $56.7MJan 12, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $149M to $175MJan 12, 2024 to Mar 29, 2024
- RAUM · $149M to $175MJan 12, 2024 to Mar 29, 2024
- Accounts · 589 to 637Mar 31, 2022 to Mar 31, 2023
- HNW clients · 27 to 37Mar 31, 2022 to Mar 31, 2023
- Individual clients · 195 to 193Mar 31, 2022 to Mar 31, 2023
- Employees · 5 to 3Mar 31, 2022 to Mar 31, 2023
- Insurance-licensed employees · 3 to 0Mar 31, 2022 to Mar 31, 2023
- State-registered IARs · 2 to 3Mar 31, 2022 to Mar 31, 2023
- HNW RAUM · $95.5M to $87.7MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $57.5M to $61.5MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $153M to $149MMar 31, 2022 to Mar 31, 2023
- RAUM · $153M to $149MMar 31, 2022 to Mar 31, 2023
- Accounts · 500 to 589Mar 23, 2021 to Mar 31, 2022
Signals
3 dated events
- Calhoun Camille Black (Organizer) no longer on Schedule A of L••••• P••••••• A•••••••• L•• (listed 2021-03-23, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- L••••• P••••••• G••••• I•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 17, 2018 · Succession (Item 4) · fact
- L••••• P••••••• G••••• I•• filed its initial SEC registration (Form ADV)Dec 8, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advisor@legacyplanningadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-919-2075reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/legacy-planning-group-inc---atlantareportedpublic record, Form ADV, Sep 18, 2026
- Website
- L•••••P•••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 770-919-2075reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026