DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Planning Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sam F. Evans | Evans Wealth Management independent RIA | Legacy Planning Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2011 | Aug 20, 2012 (233 d) |
| Christopher Weston Cushman | Ameriprise Financial Services, LLC national BD | Legacy Planning Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2006 | Jun 24, 2014 (2750 d) |
| Robert Gerald Black | Your Retirement Coach other | Legacy Planning Advisors, LLC independent RIA | Other | May 13, 2004 | May 17, 2004 |
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3 moves match.