DFX Intelligence
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P••••• F•••••••• A••••••• L••
Independent wealth manager, reporting $358M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $358M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +9.0%
- Private clients
- 68% of RAUM, $243M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- HNW RAUM per HNW client 8992578.40740741Peer median 2402919.60486111
- Contact points 2
Every filed figure, and the identifiersCRD 121897 · SEC 801-66728 · 20 filingsShowHide
CRD 121897SEC 801-66728First filing on the tape Feb 22, 2012, latest Mar 4, 2026SEC status approved since May 10, 2006IAPD
RAUM
$358M
reported, Item 5.F
Discretionary
23%
of RAUM
Private clients
68%
$243M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$358M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$358M as of Mar 4, 2026
Feb 22, 2012$100M then
HNW client RAUM$243M as of Mar 4, 2026
Mar 21, 2018$139M then
State-registered IARs (5.B.3)1 as of Mar 4, 2026
Feb 22, 20120 then
Employees (5.A)1 as of Mar 4, 2026
Feb 5, 20131 then
Private funds: no history
RAUM +9.0% over the last fiscal year+12% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $358MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.0MderivedHNW RAUM over HNW clients
- Average account
- $11.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 23%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$243M68%
- Corporations and businesses$76.0M21%
- Charitable organizations$39.2M11%
- Individual clients
- n/areported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 30reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.68 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• E••••• H••• | Holland, Mi | Jun 19, 2014 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• E•••• E••••• · Membercontrolsince 01/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 4, 2026HNW RAUM per HNW client of $8,992,578 against a peer median of $2,402,920 (4942 comparable advisers, 99.0th percentile, 4.4 robust deviations)peers: independent wealth managers, $100M to $500M (4,942) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 29 to 30Apr 23, 2025 to Mar 4, 2026
- Business name · A••••••• F•••••••• A••••••• L•• to P••••• F•••••••• A••••••• L••Apr 23, 2025 to Mar 4, 2026
- HNW clients · 26 to 27Apr 23, 2025 to Mar 4, 2026
- Discretionary RAUM · $72.2M to $83.9MApr 23, 2025 to Mar 4, 2026
- HNW RAUM · $236M to $243MApr 23, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $256M to $274MApr 23, 2025 to Mar 4, 2026
- RAUM · $328M to $358MApr 23, 2025 to Mar 4, 2026
- Accounts · 30 to 29Mar 7, 2024 to Apr 23, 2025
- HNW clients · 27 to 26Mar 7, 2024 to Apr 23, 2025
- Financial planning clients · 1-10 to 1-10Mar 7, 2024 to Apr 23, 2025
- HQ city · unset to Mar 7, 2024 to Apr 23, 2025
- HQ state · unset to Mar 7, 2024 to Apr 23, 2025
- Legal name · A••••••• F•••••••• A••••••• L•• to P••••• F•••••••• A••••••• L••Mar 7, 2024 to Apr 23, 2025
- Discretionary RAUM · $73.2M to $72.2MMar 7, 2024 to Apr 23, 2025
- HNW RAUM · $225M to $236MMar 7, 2024 to Apr 23, 2025
- Non-discretionary RAUM · $239M to $256MMar 7, 2024 to Apr 23, 2025
- RAUM · $312M to $328MMar 7, 2024 to Apr 23, 2025
- Discretionary RAUM · $69.3M to $73.2MAug 31, 2023 to Mar 7, 2024
- HNW RAUM · $171M to $225MAug 31, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $182M to $239MAug 31, 2023 to Mar 7, 2024
- RAUM · $251M to $312MAug 31, 2023 to Mar 7, 2024
- Accounts · 29 to 30Mar 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $82.4M to $69.3MMar 4, 2022 to Mar 31, 2023
- HNW RAUM · $182M to $171MMar 4, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $193M to $182MMar 4, 2022 to Mar 31, 2023
- RAUM · $275M to $251MMar 4, 2022 to Mar 31, 2023
- Accounts · 28 to 29Aug 3, 2021 to Mar 4, 2022
- Charity clients · unset to 1.0Aug 3, 2021 to Mar 4, 2022
- Corporate clients · unset to 2.0Aug 3, 2021 to Mar 4, 2022
- HNW clients · 26 to 27Aug 3, 2021 to Mar 4, 2022
- Discretionary RAUM · $62.5M to $82.4MAug 3, 2021 to Mar 4, 2022
- HNW RAUM · $154M to $182MAug 3, 2021 to Mar 4, 2022
- Non-discretionary RAUM · $172M to $193MAug 3, 2021 to Mar 4, 2022
- RAUM · $235M to $275MAug 3, 2021 to Mar 4, 2022
- Accounts · 29 to 28Oct 14, 2020 to Mar 31, 2021
- Financial planning clients · 0 to 1-10Oct 14, 2020 to Mar 31, 2021
- Discretionary RAUM · $72.9M to $62.5MOct 14, 2020 to Mar 31, 2021
- HNW RAUM · $149M to $154MOct 14, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $155M to $172MOct 14, 2020 to Mar 31, 2021
- RAUM · $227M to $235MOct 14, 2020 to Mar 31, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 4, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $358Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026