DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• F•••••••• G•••• L••
Latest filing Sep 8, 2026
First filing on the tape Mar 16, 2012 · 19 filings
SEC status approved since Jul 15, 2022
RAUM
$132M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
90%
$119M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$132M as of Apr 1, 2026
Mar 16, 2012$54.0M then
HNW client RAUM$80.4M as of Apr 1, 2026
Mar 16, 2023$68.4M then
State-registered IARs (5.B.3)1 as of Apr 1, 2026
Mar 16, 20120 then
Employees (5.A)2 as of Apr 1, 2026
Mar 16, 20233 then
Private funds: no history
RAUM +13% over the last fiscal year+8.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 168derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $335,106derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$80.4M61%
- Individuals$38.5M29%
- Pension and profit-sharing plans$9.5M7.2%
- Corporations and businesses$2.8M2.1%
- Charitable organizations$450,7440.3%
- Individual clients
- 121reported
- HNW clients
- 47reported
- Pension plan clients
- 20reported
- Charitable clients
- 0reported
- Accounts
- 393reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $11.1M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•• M••••••• T••••••Certified Financial Planner, Chartered Financial Consultant | Old Bridge, Nj | Dec 21, 2018 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•• M••••••• T•••••• from A••••••• P••••••••• A•••••••• I••Dec 21, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••• A••• M••••••• · Partner/Co-Owner/Ccocontrolsince 02/2019 · owns 75% or more
- T••••••• D•••••• •••• · Partner/Co-Ownercontrolsince 07/2002 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Apr 1, 2026 to Sep 8, 2026
- Succession · false to unsetApr 1, 2026 to Sep 8, 2026
- Accounts · 364 to 393Mar 13, 2025 to Jan 30, 2026
- HNW clients · 43 to 47Mar 13, 2025 to Jan 30, 2026
- Individual clients · 124 to 121Mar 13, 2025 to Jan 30, 2026
- Pension plan clients · 17 to 20Mar 13, 2025 to Jan 30, 2026
- Financial planning clients · 51-100 to 101-250Mar 13, 2025 to Jan 30, 2026
- Discretionary RAUM · $106M to $118MMar 13, 2025 to Jan 30, 2026
- HNW RAUM · $71.3M to $80.4MMar 13, 2025 to Jan 30, 2026
- Individual RAUM · $35.0M to $38.5MMar 13, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $10.2M to $13.7MMar 13, 2025 to Jan 30, 2026
- Pension RAUM · $7.3M to $9.5MMar 13, 2025 to Jan 30, 2026
- RAUM · $117M to $132MMar 13, 2025 to Jan 30, 2026
- Wrap assets (manager) · $41.7M to $11.1MMar 13, 2025 to Jan 30, 2026
- Accounts · 361 to 364Nov 15, 2024 to Mar 13, 2025
- HNW clients · 47 to 43Nov 15, 2024 to Mar 13, 2025
- Individual clients · 104 to 124Nov 15, 2024 to Mar 13, 2025
- Pension plan clients · 18 to 17Nov 15, 2024 to Mar 13, 2025
- Financial planning clients · 51-100 to 51-100Nov 15, 2024 to Mar 13, 2025
- Discretionary RAUM · $95.2M to $106MNov 15, 2024 to Mar 13, 2025
- HNW RAUM · $71.2M to $71.3MNov 15, 2024 to Mar 13, 2025
- Individual RAUM · $26.2M to $35.0MNov 15, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $11.7M to $10.2MNov 15, 2024 to Mar 13, 2025
- Pension RAUM · $6.6M to $7.3MNov 15, 2024 to Mar 13, 2025
- RAUM · $107M to $117MNov 15, 2024 to Mar 13, 2025
- Wrap assets (manager) · $7.7M to $41.7MNov 15, 2024 to Mar 13, 2025
- Accounts · 354 to 361Oct 11, 2023 to Feb 29, 2024
- Advisory employees · 2 to 1Oct 11, 2023 to Feb 29, 2024
- BD registered reps · 2 to 1Oct 11, 2023 to Feb 29, 2024
- Charity clients · 1 to 0Oct 11, 2023 to Feb 29, 2024
- Corporate clients · 2 to 0Oct 11, 2023 to Feb 29, 2024
- HNW clients · 51 to 47Oct 11, 2023 to Feb 29, 2024
- Individual clients · 106 to 104Oct 11, 2023 to Feb 29, 2024
- Pension plan clients · 8 to 18Oct 11, 2023 to Feb 29, 2024
- Employees · 3 to 2Oct 11, 2023 to Feb 29, 2024
- State-registered IARs · 2 to 1Oct 11, 2023 to Feb 29, 2024
- Other offices · 1 to 0Oct 11, 2023 to Feb 29, 2024
- Discretionary RAUM · $91.7M to $95.2MOct 11, 2023 to Feb 29, 2024
- HNW RAUM · $68.4M to $71.2MOct 11, 2023 to Feb 29, 2024
- Individual RAUM · $26.1M to $26.2MOct 11, 2023 to Feb 29, 2024
Signals
2 dated events
- Menachem Ari Teplitz (Partner/Co-Owner/Cco) appeared on Schedule A of T•••••• F•••••••• G•••• L••Jun 16, 2022 · Control person joined · fact
- T•••••• F•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Jun 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kwurman@teplitzfinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 732-591-0909reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 732-862-1114reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/9435054/admin/feed/postsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-591-0909reportedpublic record, Form ADV, Sep 8, 2026
- Contact form
- teplitzfinancial.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026