DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rmg Advisors
Legal name Risk Management Group, LLC
Latest filing May 13, 2026
First filing on the tape Mar 24, 2025 · 5 filings
SEC status approved since Mar 19, 2025
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$200M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$66.8M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$200M as of May 13, 2026
Mar 24, 2025$137M then
HNW client RAUM$166M as of May 13, 2026
Mar 24, 2025$87.5M then
State-registered IARs (5.B.3)3 as of May 13, 2026
Mar 24, 20252 then
Employees (5.A)6 as of May 13, 2026
Mar 24, 20255 then
Private funds: no history
RAUM +46% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $66.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $431,135derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M83%
- Individuals$34.1M17%
- Individual clients
- 98reported
- HNW clients
- 94reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 465reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thiago Glieger | Rockville, Md | May 19, 2020 | 12 y | 1 |
| Jamie Suzanne LapinCertified Financial Planner | Rockville, Md | Aug 28, 2020 | 41 y | 0 |
| Benjamin Jay AmosCertified Financial Planner | Rockville, Md | Sep 8, 2025 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Thiago Glieger from H. Beck, Inc.May 19, 2020 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Suzanne Jamie Lapin · Owner, Chief Compliance Officercontrolsince 01/2000 · owns 50% to 75%
- Thiago Glieger · Ownersince 01/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 28, 2026HNW share of RAUM moved from 64.0% to 83.0% between the annual amendments of 2025-03-24 and 2026-03-28peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Mar 28, 2026RAUM (Item 5.F) moved from $137,204,855 to $200,477,570 (+46.0%) between the annual amendments of 2025-03-24 and 2026-03-28; the peer median change was +15.0% (4551 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 369 to 465Sep 5, 2025 to Mar 28, 2026
- Advisory employees · 2 to 3Sep 5, 2025 to Mar 28, 2026
- HNW clients · 47 to 94Sep 5, 2025 to Mar 28, 2026
- Individual clients · 127 to 98Sep 5, 2025 to Mar 28, 2026
- Employees · 5 to 6Sep 5, 2025 to Mar 28, 2026
- State-registered IARs · 2 to 3Sep 5, 2025 to Mar 28, 2026
- Discretionary RAUM · $137M to $200MSep 5, 2025 to Mar 28, 2026
- HNW RAUM · $87.5M to $166MSep 5, 2025 to Mar 28, 2026
- Individual RAUM · $49.7M to $34.1MSep 5, 2025 to Mar 28, 2026
- RAUM · $137M to $200MSep 5, 2025 to Mar 28, 2026
- Financial planning clients · 101-250 to 101-250Mar 24, 2025 to Jun 3, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- welcome@rmgadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 301-838-4111reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 301-838-4211reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/RISK-MANAGEMENT-GROUP-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RMGADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 301-838-4111reportedpublic record, Form ADV, May 13, 2026
- Contact form
- rmgadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- rmgadvisors.com/about/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026