DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Stonebridge Wealth Management

Former SEC-registered adviserNashville, TennesseeCRD 122477SEC 801-117944IAPD
Legal name Stonebridge Investment Counsel, LLC
Latest filing Mar 14, 2023
First filing on the tape Mar 20, 2012 · 15 filings
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$133M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$155M as of Mar 14, 2023
Mar 20, 2012$51.8M then
HNW client RAUM$131M as of Mar 14, 2023
Mar 11, 2020$683M then
State-registered IARs (5.B.3)2 as of Mar 14, 2023
Mar 11, 20202 then
Employees (5.A)5 as of Mar 14, 2023
Mar 11, 20203 then
Private funds: no history
RAUM -9.9% over the last fiscal year-40% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 14, 2023; every figure names its basis
RAUM per advisor
$77.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
45derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$452,121derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-9.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$131M84%
  • Charitable organizations$21.7M14%
  • Individuals$2.3M1.5%
Individual clients
25reported
HNW clients
65reported
Pension plan clients
n/areported
Charitable clients
3reported
Accounts
342reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Stanley Mitchell Martin · President / Managing Member / Ccocontrol
      since 02/2002 · owns 50% to 75%
    • Stanley Mitchell Martin · President And Ceocontrol
      since 05/2013 · owns 75% or more of Stonebridge Holding, Inc.
    • Owen Tyler Martin · Chief Operating Officer
      since 12/2018 · owns less than 5%
    • Owen Tyler Martin · Chief Operating Officer
      since 12/2018 · owns 25% to 50% of Stonebridge Holding, Inc.
    Entity owners
    • Oneascent Financial Services LLC · Owner
      direct · owns 25% to 50%
    • Stonebridge Holding, Inc. · Owner
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Nashville, Tn · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 568 to 342
      Nov 1, 2022 to Mar 14, 2023
    • Charity clients · unset to 3.0
      Nov 1, 2022 to Mar 14, 2023
    • HNW clients · 61 to 65
      Nov 1, 2022 to Mar 14, 2023
    • Individual clients · 24 to 25
      Nov 1, 2022 to Mar 14, 2023
    • Insurance-licensed employees · 0 to 2
      Nov 1, 2022 to Mar 14, 2023
    • Discretionary RAUM · $162M to $155M
      Nov 1, 2022 to Mar 14, 2023
    • HNW RAUM · $150M to $131M
      Nov 1, 2022 to Mar 14, 2023
    • Individual RAUM · $6.5M to $2.3M
      Nov 1, 2022 to Mar 14, 2023
    • Non-discretionary RAUM · $9.5M to $0
      Nov 1, 2022 to Mar 14, 2023
    • RAUM · $172M to $155M
      Nov 1, 2022 to Mar 14, 2023
    • Related adviser · false to true
      Aug 4, 2022 to Nov 1, 2022
    • Accounts · 272 to 568
      Mar 18, 2021 to Mar 4, 2022
    • HNW clients · 34 to 61
      Mar 18, 2021 to Mar 4, 2022
    • Individual clients · 51 to 24
      Mar 18, 2021 to Mar 4, 2022
    • Employees · 4 to 5
      Mar 18, 2021 to Mar 4, 2022
    • Discretionary RAUM · $140M to $162M
      Mar 18, 2021 to Mar 4, 2022
    • HNW RAUM · $114M to $150M
      Mar 18, 2021 to Mar 4, 2022
    • Individual RAUM · $12.9M to $6.5M
      Mar 18, 2021 to Mar 4, 2022
    • Non-discretionary RAUM · $0 to $9.5M
      Mar 18, 2021 to Mar 4, 2022
    • Pension RAUM · 521867.0 to unset
      Mar 18, 2021 to Mar 4, 2022
    • RAUM · $140M to $172M
      Mar 18, 2021 to Mar 4, 2022
    • Accounts · 255 to 272
      Jun 25, 2020 to Mar 2, 2021
    • Corporate clients · 15.0 to unset
      Jun 25, 2020 to Mar 2, 2021
    • HNW clients · 44 to 34
      Jun 25, 2020 to Mar 2, 2021
    • Individual clients · 35 to 51
      Jun 25, 2020 to Mar 2, 2021
    • Employees · 3 to 4
      Jun 25, 2020 to Mar 2, 2021
    • Financial planning clients · 1-10 to 11-25
      Jun 25, 2020 to Mar 2, 2021
    • Discretionary RAUM · $722M to $140M
      Jun 25, 2020 to Mar 2, 2021
    • HNW RAUM · $683M to $114M
      Jun 25, 2020 to Mar 2, 2021
    • Individual RAUM · $4.3M to $12.9M
      Jun 25, 2020 to Mar 2, 2021
    • Pension RAUM · $433,490 to $521,867
      Jun 25, 2020 to Mar 2, 2021
    • RAUM · $722M to $140M
      Jun 25, 2020 to Mar 2, 2021
    • Accounts · 240 to 255
      Jan 15, 2020 to Mar 11, 2020
    • Charity clients · 6.0 to unset
      Jan 15, 2020 to Mar 11, 2020
    • Corporate clients · 11 to 15
      Jan 15, 2020 to Mar 11, 2020
    • HNW clients · 60 to 44
      Jan 15, 2020 to Mar 11, 2020
    • Individual clients · 53 to 35
      Jan 15, 2020 to Mar 11, 2020
    • Pension plan clients · 1.0 to unset
      Jan 15, 2020 to Mar 11, 2020
    • Discretionary RAUM · $136M to $722M
      Jan 15, 2020 to Mar 11, 2020
    • HNW RAUM · $78.4M to $683M
      Jan 15, 2020 to Mar 11, 2020
    Signals
    6 dated events
    • Tyler Owen Martin left Stonebridge Wealth Management for Oneascent Financial Services Llc (registered 2022-09-15)
      Oct 2, 2023 · Advisor changed firm · fact
    • Mitchell Stanley Martin left Stonebridge Wealth Management for Asset & Financial Planning, Ltd (registered 2007-09-05)
      Oct 2, 2023 · Advisor changed firm · fact
    • Stonebridge Wealth Management reported RAUM $139.6M, down 81% from $722.3M (2020-06-25 to 2021-03-02)
      Mar 2, 2021 · RAUM change · derived
    • Stonebridge Wealth Management reported RAUM $722.3M, up 430% from $136.2M (2020-01-15 to 2020-03-11)
      Mar 11, 2020 · RAUM change · derived
    • Mary Louise Taylor (Executive Vice President/Director) no longer on Schedule A of Stonebridge Wealth Management (listed 2012-07-09, absent 2019-12-13)
      Dec 13, 2019 · Control person left · inference
    • Stonebridge Wealth Management filed its initial SEC registration (Form ADV)
      Dec 13, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026