DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Elder Law Management, Elder Law Planning Services

Former SEC-registered adviserPittsburgh, PennsylvaniaCRD 122497SEC 801-68947IAPD
Legal name Eastern Financial Group, Inc
Latest filing Jun 8, 2012
First filing on the tape Mar 1, 2012 · 3 filings
RAUM
$40.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$20.0M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$40.0M as of Jun 8, 2012
Mar 1, 2012$40.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 8, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$121,581derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
329reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Scott Ronald Jones · Chairman/Chief Compliance Officercontrol
        since 01/2001 · owns 50% to 75%
      • Smeraldo Torchia · Presidentcontrol
        since 01/2001 · owns 25% to 50%
      • Michael Joseph Beck · V.President/Treasurer
        since 01/2001 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • Jones, Cwalina, & Cavicchio Llp
        n
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Pittsburgh, Pa · principal002
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      7 dated events
      • Ronald Scott Jones left Elder Law Management, Elder Law Planning Services for Elm Capital Management LLC (registered 2020-03-23)
        Sep 15, 2026 · Advisor changed firm · fact
      • Mary Frances Stanek no longer registered at Elder Law Management, Elder Law Planning Services; no later IA registration on IAPD
        Sep 15, 2026 · Advisor departure · fact
      • Kenneth Ells Summit left Elder Law Management, Elder Law Planning Services for Elm Capital Management Llc (registered 2021-07-09)
        Feb 7, 2023 · Advisor changed firm · fact
      • Sanggi (David) Jeon no longer registered at Elder Law Management, Elder Law Planning Services; no later IA registration on IAPD
        Feb 7, 2023 · Advisor departure · fact
      • George Scott Sweeney left Elder Law Management, Elder Law Planning Services for Elm Capital Management Llc (registered 2020-03-23)
        Mar 3, 2022 · Advisor changed firm · fact
      • Joseph Michael Beck left Elder Law Management, Elder Law Planning Services for Elm Capital Management Llc (registered 2021-07-09)
        Mar 3, 2022 · Advisor changed firm · fact
      • 2 advisors left Elder Law Management, Elder Law Planning Services (Pittsburgh, PA) for Elm Capital Management LLC on the same day
        Mar 3, 2022 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $20.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026